Kathleen Goetz

CIK 1896369 · last filed 2026-06-08

Kathleen Goetz is a corporate insider who has filed 14 SEC Form 4 insider transactions across 5 companies since 2022. The most recent filing, for AUPH, was dated Jun 8, 2026. Across all open-market trades the lifetime net is +$75.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $73.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$73.1K

Companies

5

Total Filings

14

Lifetime Open-Market Net

$75.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AUPH Director $15.82 $0 2 2026-06-08
THW Director 1,017 $12.24 $12.5K $14.4K 3 2024-04-12
THQ Director 1,148 $18.63 $21.4K $23.6K 3 2024-04-12
HQL Director 1,085 $16.95 $18.4K $17.2K 3 2024-04-12
HQH Director 1,079 $19.35 $20.9K $20.5K 3 2024-04-12

Recent Filings

14 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-06-08 AUPH Grant (A) $0 EDGAR
2025-05-16 AUPH Grant (A) $0 EDGAR
2024-04-12 THW Buy (P) +200 $2.5K EDGAR
2024-04-12 THQ Buy (P) +600 $11.7K EDGAR
2024-04-12 HQL Buy (P) +400 $5.3K EDGAR
2024-04-12 HQH Buy (P) +525 $8.6K EDGAR
2022-03-24 HQL Buy (P) +92 $1.5K EDGAR
2022-03-24 THQ Buy (P) +69 $1.5K EDGAR
2022-03-24 THW Buy (P) +103 $1.5K EDGAR
2022-03-24 HQH Buy (P) +73 $1.5K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.