Anthony Cappell

CIK 1897431 · Co-Chief Executive Officer · last filed 2026-08-19

Anthony Cappell is a Co-Chief Executive Officer who has filed 9 SEC Form 4 insider transactions across 1 company since 2021. The most recent filing shows the insider bought $468.2K of REFI on Aug 19, 2026. Across all open-market trades the lifetime net is +$3.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $5.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$5.08M

Companies

1

Total Filings

9

Lifetime Open-Market Net

$3.12M

Filer Profile

Reported Address

C/O CHICAGO ATLANTIC REAL ESTATE FINANCE
420 NORTH WABASH AVENUE, SUITE 500
CHICAGO, IL 60611

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
REFI	Co-Chief Executive Officer	473,328	$10.73	$5.08M	$3.12M	9	2026-08-19

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-08-19	REFI	Buy (P)	+45,000	$468.2K	EDGAR
2026-04-22	REFI	Grant (A)	+37,099	$0	EDGAR
2025-04-03	REFI	Grant (A)	+28,398	$0	EDGAR
2024-04-03	REFI	Grant (A)	+43,655	$680.6K	EDGAR
2023-06-02	REFI	Grant (A)	+85,100	$1.26M	EDGAR
2022-12-13	REFI	Buy (P)	+9,184	$145.7K	EDGAR
2022-06-28	REFI	Buy (P)	+500	$8.1K	EDGAR
2022-06-10	REFI	Other (J)	+61,520	$0	EDGAR
2021-12-10	REFI	Buy (P)	+156,250	$2.50M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.