Caton Frates
CIK 1928633 · Sr. Executive Vice President · last filed 2026-09-30
Caton Frates is a Sr. Executive Vice President who has filed 25 SEC Form 4 insider transactions across 1 company since 2022. The most recent filing shows the insider sold $733.3K of COST on Sep 30, 2026. Across all open-market trades the lifetime net is −$6.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.3M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
Filer Profile
ISSAQUAH, WA 98027
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| COST | Sr. Executive Vice President | 7,912 | $920.65 | $7.28M | -$6.58M | 18 | 2026-09-30 |
Recent Filings
25 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-30 | COST | Sell (S) | −800 | -$733.3K | EDGAR |
| 2026-09-29 | COST | Notice (144) | −801 | -$733.3K | EDGAR |
| 2026-09-14 | COST | Mixed | +2,897 | -$1.49M | EDGAR |
| 2026-04-01 | COST | Notice (144) | −700 | -$689.8K | EDGAR |
| 2026-04-01 | COST | Sell (S) | −700 | -$695.1K | EDGAR |
| 2025-10-24 | COST | Tax (F) | −2,768 | -$2.62M | EDGAR |
| 2025-09-30 | COST | Sell (S) | −1,540 | -$1.40M | EDGAR |
| 2025-09-29 | COST | Notice (144) | −1,540 | -$1.40M | EDGAR |
| 2025-09-12 | COST | Mixed | +2,947 | -$1.22M | EDGAR |
| 2025-03-20 | COST | Sell (S) | −850 | -$765.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.