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Carol Swain

CIK 1941224 · last filed 2026-06-12

Carol Swain is a corporate insider who has filed 28 SEC Form 4 insider transactions across 3 companies since 2023. The most recent filing, for NHF, was dated Jun 12, 2026. Current disclosed insider exposure totals $452.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$452.5K

Companies

3

Total Filings

28

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Director 28,196 $14.66 $413.4K $0 10 2026-06-12
NXRT Director 10,340 $24.90 $257.5K $0 7 2026-05-27
NREF Director 11,563 $16.87 $195.1K $0 6 2026-04-06

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-12 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Mixed +2,415 $0 EDGAR
2026-06-04 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2026-05-27 NXRT Mixed +1,715 $0 EDGAR
2026-04-07 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Mixed +3,907 $0 EDGAR
2026-04-06 — Mixed +1,101 $0
2026-04-06 NXRT Grant (A) — $0 EDGAR
2026-04-06 NREF Mixed +2,759 $0 EDGAR
2026-04-06 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2025-06-12 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2025-05-27 NXRT Grant (A) — $0 EDGAR
Showing 1–10 of 28
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.