Insider transactions

Carol Swain

CIK 1941224 · last filed 2026-06-12

Carol Swain is a corporate insider who has filed 28 SEC Form 4 insider transactions across 3 companies since 2023. The most recent filing, for NHF, was dated Jun 12, 2026. Current disclosed insider exposure totals $383.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$383.2K

Companies

3

Total Filings

28

Lifetime Open-Market Net

$0

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
C/O NEXPOINT RESIDENTIAL TRUST, INC.
300 CRESCENT COURT, SUITE 700
DALLAS, TX 75201
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Director 28,196 $14.66 $413.4K $0 10 2026-06-12
NXRT Director 10,340 $19.27 $199.3K $0 7 2026-05-27
NREF Director 11,563 $15.91 $184.0K $0 6 2026-04-06

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-12 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Mixed +2,415 $0 EDGAR
2026-06-04 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2026-05-27 NXRT Mixed +1,715 $0 EDGAR
2026-04-07 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Mixed +3,907 $0 EDGAR
2026-04-06 — Mixed +1,101 $0
2026-04-06 NXRT Grant (A) — $0 EDGAR
2026-04-06 NREF Mixed +2,759 $0 EDGAR
2026-04-06 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2025-06-12 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Grant (A) — $0 EDGAR
2025-05-27 NXRT Grant (A) — $0 EDGAR
Showing 1–10 of 28
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.