Caroline Heller
CIK 1961019 · Senior Managing Director · last filed 2026-02-03
Caroline Heller is a Senior Managing Director who has filed 10 SEC Form 4 insider transactions across 2 companies since 2023. The most recent filing, for DIVB, was dated Feb 3, 2026. Current disclosed insider exposure totals $2.7M across reported positions. 2 SEC filings were submitted jointly with BlackRock Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
Filer Profile
NEW YORK, NY 10001
Holdings By Company
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-02-03 | DIVB | Mixed | −113 | -$828.0K | EDGAR |
| 2026-01-21 | DIVB | Grant (A) | +1,196 | $0 | EDGAR |
| 2025-02-04 | DIVB | Tax (F) | −295 | -$316.1K | EDGAR |
| 2025-01-17 | DIVB | Grant (A) | +926 | $0 | EDGAR |
| 2024-06-04 | BLK | Tax (F) | −139 | -$105.9K | EDGAR |
| 2024-02-02 | BLK | Tax (F) | −126 | -$98.5K | EDGAR |
| 2024-01-18 | BLK | Grant (A) | +908 | $0 | EDGAR |
| 2023-06-02 | BLK | Tax (F) | −101 | -$68.0K | EDGAR |
| 2023-02-02 | BLK | Tax (F) | −53 | -$39.6K | EDGAR |
| 2023-01-19 | BLK | Grant (A) | +289 | $214.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.