Caroline Heller

CIK 1961019 · Senior Managing Director · last filed 2026-02-03

Caroline Heller is a Senior Managing Director who has filed 10 SEC Form 4 insider transactions across 2 companies since 2023. The most recent filing, for DIVB, was dated Feb 3, 2026. Current disclosed insider exposure totals $2.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.92M

Companies

2

Total Filings

10

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DIVB	Senior Managing Director	4,011	$68.00	$272.7K	$0	4	2026-02-03
BLK	Senior Managing Director	2,297	$1154.35	$2.65M	$0	6	2024-06-04

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-02-03	DIVB	Mixed	−113	-$828.0K	EDGAR
2026-01-21	DIVB	Grant (A)	+1,196	$0	EDGAR
2025-02-04	DIVB	Tax (F)	−295	-$316.1K	EDGAR
2025-01-17	DIVB	Grant (A)	+926	$0	EDGAR
2024-06-04	BLK	Tax (F)	−139	-$105.9K	EDGAR
2024-02-02	BLK	Tax (F)	−126	-$98.5K	EDGAR
2024-01-18	BLK	Grant (A)	+908	$0	EDGAR
2023-06-02	BLK	Tax (F)	−101	-$68.0K	EDGAR
2023-02-02	BLK	Tax (F)	−53	-$39.6K	EDGAR
2023-01-19	BLK	Grant (A)	+289	$214.9K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.