Richard Swales
CIK 1968537 · Chief Risk & Compliance Ofcr. · last filed 2026-05-18
Richard Swales is a Chief Risk & Compliance Ofcr. who has filed 3 SEC Form 4 insider transactions across 1 company since 2026. The most recent filing shows the insider sold $76.9K of PSFE on May 18, 2026. Across all open-market trades the lifetime net is −$206.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $315.6K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$315.6K
1
3
-$206.3K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PSFE | Chief Risk & Compliance Ofcr. | 44,456 | $7.10 | $315.6K | -$206.3K | 3 | 2026-05-18 |
Recent Filings
3 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-18 | PSFE | Sell (S) | −10,000 | -$76.9K | EDGAR |
| 2026-04-03 | PSFE | Mixed | +30,255 | -$408.6K | EDGAR |
| 2026-03-20 | PSFE | Sell (S) | −18,849 | -$129.4K | EDGAR |