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Richard Swales

CIK 1968537 · Chief Risk & Compliance Ofcr. · last filed 2026-05-18

Richard Swales is a Chief Risk & Compliance Ofcr. who has filed 14 SEC Form 4 insider transactions across 1 company since 2026. The most recent filing shows the insider sold $76.9K of PSFE on May 18, 2026. Across all open-market trades the lifetime net is −$206.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $353.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$353.4K

Companies

1

Total Filings

14

Lifetime Open-Market Net

-$206.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PSFE Chief Risk & Compliance Ofcr. 44,456 $7.95 $353.4K -$206.3K 3 2026-05-18

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-18 PSFE Sell (S) −10,000 -$76.9K EDGAR
2026-05-15 PSFE Notice (144) −10,000 -$79.7K EDGAR
2026-04-03 PSFE Mixed +30,255 -$408.6K EDGAR
2026-03-20 PSFE Sell (S) −18,849 -$129.4K EDGAR
2026-03-19 PSFE Notice (144) −18,849 -$129.5K EDGAR
2026-02-19 PSFE Notice (144) −15,769 -$100.1K EDGAR
2025-07-21 PSFE Notice (144) −2,149 -$29.8K EDGAR
2025-06-05 PSFE Notice (144) −7,987 -$100.2K EDGAR
2024-06-27 PSFE Notice (144) −17,359 -$304.9K EDGAR
2023-12-06 PSFE Notice (144) −2,857 -$29.9K EDGAR
Showing 1–10 of 14
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.