Jimmy Y. Lai

CIK 1975788 · last filed 2026-06-01

Jimmy Y. Lai is a corporate insider who has filed 5 SEC Form 4 insider transactions across 3 companies since 2026. The most recent filing, for DAO, was dated Jun 1, 2026. Current disclosed insider exposure totals $62.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$62.25M

Companies

3

Total Filings

5

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DAO Director 50,221 $17.71 $889.4K $0 1 2026-06-01
COE Director 2,982,236 $20.43 $60.94M $0 1 2026-06-01
FINV Director 93,750 $4.54 $425.6K $0 1 2026-05-26

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-01 DAO Mixed +11,450 $0 EDGAR
2026-06-01 COE Exer (M) +50,336 $0 EDGAR
2026-05-28 Notice (144) −3,997 -$47.5K EDGAR
2026-05-26 FINV Exer (M) +18,750 $0 EDGAR
2025-08-22 Notice (144) −1,745 -$60.7K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.