Ralph Smalling
CIK 1983288 · Head of Regulatory · last filed 2026-06-04
Ralph Smalling is a Head of Regulatory who has filed 14 SEC Form 4 insider transactions across 1 company since 2023. The most recent filing shows the insider sold $563 of GNLX on Jun 4, 2026. Across all open-market trades the lifetime net is −$43.3K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $137.3K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
GNLX price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
2625 TOWNSGATE RD., STE 230
WESTLAKE VILLAGE, CA 91361
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GNLX | Head of Regulatory | 67,611 | $2.03 | $137.3K | -$43.3K | 14 | 2026-06-04 |
Recent Filings
14 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-06-04 | GNLX | Sell (S) | −192 | -$563 | EDGAR |
| 2026-05-12 | GNLX | Sell (S) | −270 | -$804 | EDGAR |
| 2026-03-26 | GNLX | Sell (S) | −585 | -$1.4K | EDGAR |
| 2025-12-09 | GNLX | Sell (S) | −2,332 | -$8.7K | EDGAR |
| 2025-09-03 | GNLX | Mixed | +10,000 | $0 | EDGAR |
| 2025-08-29 | GNLX | Grant (A) | +26,230 | $0 | EDGAR |
| 2025-05-13 | GNLX | Sell (S) | −1,259 | -$3.7K | EDGAR |
| 2025-04-17 | GNLX | Grant (A) | +4,172 | $0 | EDGAR |
| 2024-12-20 | GNLX | Grant (A) | +15,525 | $0 | EDGAR |
| 2024-12-18 | GNLX | Sell (S) | −2,510 | -$5.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.