James D. Stein

CIK 2124082 · last filed 2026-07-30

James D. Stein is a corporate insider who has filed 7 SEC Form 4 insider transactions across 1 company since 2026. The most recent filing shows the insider sold $4.5M of SPFI on Jul 30, 2026. Across all open-market trades the lifetime net is −$5.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$11.93M

Companies

1

Total Filings

7

Lifetime Open-Market Net

-$5.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SPFI	Director	272,872	$43.71	$11.93M	-$5.66M	4	2026-07-30

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-07-30	SPFI	Sell (S)	−100,000	-$4.45M	EDGAR
2026-07-28	SPFI	Notice (144)	−30,000	-$1.33M	EDGAR
2026-07-28	SPFI	Notice (144)	−70,000	-$3.12M	EDGAR
2026-05-20	SPFI	Sell (S)	−15,064	-$602.8K	EDGAR
2026-05-12	SPFI	Sell (S)	−14,936	-$601.5K	EDGAR
2026-05-08	SPFI	Notice (144)	−30,000	-$1.23M	EDGAR
2026-04-03	SPFI	Grant (A)	+372,872	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.