FRANKLIN RESOURCES INC

CIK 38777 · last filed 2026-04-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

9

Total Filings

360

Lifetime Open-Market Net

-$616.23M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EMO 0 $50.29 $0 -$3.45M 11 2025-03-06
Saba Capital Income & Opportunities Fund II (GIM) Delisted 3,494,870 $3.79 $13.25M $44.67M 42 2023-11-14
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted 73,014 $40.25 $2.94M $2.10M 9 2022-09-16
GOODRICH PETROLEUM CORP (GDP) Delisted 10%+ Owner 3,581,913 $23.02 $82.46M -$27.95M 62 2021-12-13
BATTALION OIL CORP (HK.WS) Delisted 10%+ Owner 14,530,157 -$135.29M 41 2018-01-29
Timber Pharmaceuticals, Inc. (BPMX) Delisted 10%+ Owner 9,749,615 $1.05M 4 2017-08-03
DYNEGY INC. (DYNpA) Delisted 10%+ Owner 8,927,023 -$311.62M 35 2015-06-03
DYNEGY INC. (DYN.WS) Delisted 10%+ Owner 25,867,023 -$116.01M 49 2014-03-24
TARO PHARMACEUTICAL INDUSTRIES LTD (TARO) Delisted 10%+ Owner 0 $42.97 $0 -$69.74M 64 2010-11-01

Recent Filings · Page 4 of 36

360 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-10-13 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +102,411 $432.9K EDGAR
2022-10-11 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +53,538 $229.3K EDGAR
2022-10-07 Buy (P) +1,963,864 $25.00M
2022-10-07 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +2,967,386 $12.67M EDGAR
2022-09-22 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +100,542 $452.0K EDGAR
2022-09-20 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +116,360 $522.9K EDGAR
2022-09-16 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +111,005 $504.1K EDGAR
2022-09-16 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Buy (P) +100 $3.0K EDGAR
2022-09-14 Saba Capital Income & Opportunities Fund II (GIM) Delisted Buy (P) +124,798 $574.2K EDGAR
2022-09-14 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Buy (P) +9,417 $292.2K EDGAR
Showing 3140 of 360
Page 4 of 36
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.