DAVID M KNOTT

CIK 808722 · Director · last filed 2016-04-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$79.02M

Companies

12

Total Filings

149

Lifetime Open-Market Net

-$20.01M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LGND Director 262,338 $293.15 $76.90M -$16.53M 48 2015-08-19
Westway Group, Inc. (WWAY) Delisted 10%+ Owner 0 $0 6 2013-02-01
Westway Group, Inc. (WWAYW) Delisted 10%+ Owner $0 1 2010-09-28
Pet DRx CORP (VETS) Delisted 10%+ Owner 0 $38.62 $0 $0 2 2010-07-06
Vaxart, Inc. (NABI) Delisted 10%+ Owner 182,400 -$272.1K 2 2009-07-01
Pet DRx CORP (VETSW) Delisted 10%+ Owner 24,361 -$27.3K 1 2009-04-03
CORGI INTERNATIONAL LTD (CRGI) Delisted 10%+ Owner 136,366 $217.1K 2 2008-12-29
Essex Rental Corp. (RLOGW) Delisted 10%+ Owner 820,600 $4.51M 13 2008-08-22
QUADRAMED CORP (QD) Delisted 10%+ Owner 284,432 $3.82 $1.09M -$895.8K 1 2008-06-26
Rand Logistics, Inc. (RLOGU) Delisted 10%+ Owner 28,400 $0 1 2007-05-02
ARWR 10%+ Owner 24,158 $87.65 $2.12M -$5.02M 4 2007-03-22
JUNIPER PHARMACEUTICALS INC (CBRX) Delisted 10%+ Owner 4,520 -$1.99M 2 2007-02-07

Recent Filings · Page 15 of 15

149 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-05-02 Rand Logistics, Inc. (RLOGU) Delisted Exer (X) +1,504,000 $0 EDGAR
2007-03-22 ARWR Sell (S) −1,410,950 -$5.37M EDGAR
2007-03-20 ARWR Sell (S) −9,940 -$39.1K EDGAR
2007-03-19 ARWR Sell (S) −27,682 -$113.7K EDGAR
2007-03-08 LGND Grant (A) $0 EDGAR
2007-02-07 JUNIPER PHARMACEUTICALS INC (CBRX) Delisted Sell (S) −1,400,000 -$1.99M EDGAR
2007-01-31 Mixed $0
2007-01-31 ARWR Buy (P) +102,250 $499.0K EDGAR
2007-01-10 JUNIPER PHARMACEUTICALS INC (CBRX) Delisted Buy (P) $0 EDGAR
Showing 141149 of 149
Page 15 of 15
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.