DAVID M KNOTT

CIK 808722 · Director · last filed 2016-04-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$85.04M

Companies

12

Total Filings

149

Lifetime Open-Market Net

-$20.01M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LGND Director 262,338 $255.54 $67.04M -$16.53M 48 2015-08-19
Westway Group, Inc. (WWAY) Delisted 10%+ Owner 0 $0 6 2013-02-01
Westway Group, Inc. (WWAYW) Delisted 10%+ Owner $0 1 2010-09-28
Pet DRx CORP (VETS) Delisted 10%+ Owner 0 $38.62 $0 $0 2 2010-07-06
Vaxart, Inc. (NABI) Delisted 10%+ Owner 1,094,400 -$272.1K 2 2009-07-01
Pet DRx CORP (VETSW) Delisted 10%+ Owner 24,361 -$27.3K 1 2009-04-03
CORGI INTERNATIONAL LTD (CRGI) Delisted 10%+ Owner 136,366 $217.1K 2 2008-12-29
Essex Rental Corp. (RLOGW) Delisted 10%+ Owner 820,600 $4.51M 13 2008-08-22
QUADRAMED CORP (QD) Delisted 10%+ Owner 284,432 $3.82 $1.09M -$895.8K 1 2008-06-26
Rand Logistics, Inc. (RLOGU) Delisted 10%+ Owner 28,400 $0 1 2007-05-02
ARWR 10%+ Owner 241,578 $74.52 $18.00M -$5.02M 4 2007-03-22
JUNIPER PHARMACEUTICALS INC (CBRX) Delisted 10%+ Owner 4,520 -$1.99M 2 2007-02-07

Recent Filings · Page 6 of 15

149 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2012-10-03 Westway Group, Inc. (WWAY) Delisted Other (J) −535,698 $0 EDGAR
2012-10-03 Other (J) −643,574 $0
2012-09-05 LGND Other (J) −41,583 $0 EDGAR
2012-07-20 Sell (S) −1,101 -$9.0K
2012-07-17 Sell (S) −33,009 -$271.4K
2012-07-05 Westway Group, Inc. (WWAY) Delisted Other (J) −153,331 $0 EDGAR
2012-06-04 LGND Grant (A) +4,721 $0 EDGAR
2012-05-25 LGND Mixed -$0 EDGAR
2012-05-21 Sell (S) −244,000 -$719.8K
2012-02-06 Mixed $0
Showing 5160 of 149
Page 6 of 15
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.