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INSURANCE & ANNUITY Co VOYA

CIK 836658 · last filed 2015-02-13

INSURANCE & ANNUITY Co VOYA is a corporate insider who has filed 4 SEC Form 4 insider transactions across 3 companies since 2011. The most recent filing shows the insider bought $300.0K of KMF on Feb 13, 2015. Across all open-market trades the lifetime net is +$50.41T, making them a net buyer over the disclosed history. 27 SEC filings were submitted jointly with RETIREMENT INSURANCE & ANNUITY Co VOYA.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

4

Lifetime Open-Market Net

$50410.01B

Filer Profile

Reported Address
699 WALNUT STREET
SUITE 1350
DE MOINES, IA 50309-3942
Phone
(610) 425-3400
State of Incorporation
IA
Formerly Known As
VOYA INSURANCE & ANNUITY Co (2014–2018)
ING USA ANNUITY & LIFE INSURANCE CO (2004–2014)
GOLDEN AMERICAN LIFE INSURANCE CO /NY/ (1995–2003)
Related Filers
RETIREMENT INSURANCE & ANNUITY Co VOYA — 27 joint filings, latest 2018-10-15
LIFE OF DENVER INSURANCE CO SECURITY — 17 joint filings, latest 2013-03-18
LIFE INSURANCE CO RELIASTAR — 16 joint filings, latest 2006-06-30
LIFE INSURANCE CO OF NEW YORK RELIASTAR — 16 joint filings, latest 2013-03-18
Voya Financial, Inc. — 3 joint filings, latest 2016-09-09
Voya Holdings, Inc. — 3 joint filings, latest 2016-09-09
BSOF Master Fund L.P. — 2 joint filings, latest 2018-10-15
BSOF Parallel Master Fund L.P. — 2 joint filings, latest 2018-10-15
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) Delisted 116,000 $6.71 $778.9K $50410.00B 2 2015-02-13
TYG — $42.46 — $1.00M 1 2013-10-02
KYN — $14.81 — $7.00M 1 2011-06-03

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-02-13 Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) Delisted Buy (P) +12,000 $300.0K EDGAR
2013-10-02 TYG Buy (P) +1,000,000 $1.00M EDGAR
2012-03-26 Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) Delisted Buy (P) +7,192,000 $50410.00B EDGAR
2011-06-03 KYN Buy (P) +7,000,000 $7.00M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.