BARINGS LLC
CIK 9015 · last filed 2019-02-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$126.12M
Companies
2
Total Filings
120
Lifetime Open-Market Net
$54.53M
Filer Profile
Reported Address
300 SOUTH TRYON STREETSUITE 2500
CHARLOTTE, NC 28202
Phone
(704) 805-7200
State of Incorporation
DE
Formerly Known As
BABSON CAPITAL MANAGEMENT LLC (2004–2016)
BABSON DAVID L & CO INC (1994–2004)
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CASS INFORMATION SYSTEMS INC — 4 joint filings, latest 2001-01-24
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TENNENBAUM CAPITAL PARTNERS LLC — 2 joint filings, latest 2011-10-20
DEUTSCHE BANK AG\ — 1 joint filings, latest 2004-02-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 11 of 12
120 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-10-29 | MCI | Buy (P) | +10,090 | $224.8K | EDGAR |
| 2008-10-27 | — | Buy (P) | +12,000 | $133.3K | |
| 2008-10-22 | — | Buy (P) | +3,600 | $41.0K | |
| 2008-10-22 | MCI | Buy (P) | +2,400 | $56.8K | EDGAR |
| 2008-10-21 | — | Buy (P) | +17,600 | $199.5K | |
| 2008-10-21 | MCI | Buy (P) | +21,508 | $505.2K | EDGAR |
| 2008-10-16 | MCI | Buy (P) | +21,444 | $499.8K | EDGAR |
| 2008-10-16 | — | Buy (P) | +13,002 | $150.1K | |
| 2008-10-14 | — | Buy (P) | +61,800 | $611.8K | |
| 2008-10-14 | MCI | Buy (P) | +19,800 | $460.6K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.