BARINGS LLC

CIK 9015 · last filed 2019-02-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.93M

Companies

2

Total Filings

120

Lifetime Open-Market Net

$54.53M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BBDC 10%+ Owner 13,639,681 $8.22 $112.19M $51.43M 95 2019-02-11
MCI 165,648 $16.55 $2.74M $3.09M 12 2008-11-13

Recent Filings · Page 11 of 12

120 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-10-29 MCI Buy (P) +10,090 $224.8K EDGAR
2008-10-27 Buy (P) +12,000 $133.3K
2008-10-22 Buy (P) +3,600 $41.0K
2008-10-22 MCI Buy (P) +2,400 $56.8K EDGAR
2008-10-21 Buy (P) +17,600 $199.5K
2008-10-21 MCI Buy (P) +21,508 $505.2K EDGAR
2008-10-16 MCI Buy (P) +21,444 $499.8K EDGAR
2008-10-16 Buy (P) +13,002 $150.1K
2008-10-14 Buy (P) +61,800 $611.8K
2008-10-14 MCI Buy (P) +19,800 $460.6K EDGAR
Showing 101110 of 120
Page 11 of 12
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.