BARINGS LLC

CIK 9015 · last filed 2019-02-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.74M

Companies

2

Total Filings

120

Lifetime Open-Market Net

$54.53M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BBDC 10%+ Owner 13,639,681 $8.21 $111.98M $51.43M 95 2019-02-11
MCI 165,648 $16.64 $2.76M $3.09M 12 2008-11-13

Recent Filings · Page 12 of 12

120 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-10-09 MCI Buy (P) +19,800 $460.6K EDGAR
2008-10-07 MCI Buy (P) +16,466 $396.4K EDGAR
2008-10-03 Buy (P) +15,600 $182.4K
2008-10-01 MCI Buy (P) +1,200 $29.4K EDGAR
2008-10-01 Buy (P) +21,800 $250.8K
2008-09-29 Buy (P) +5,510 $64.7K
2008-09-25 Buy (P) +8,400 $97.7K
2008-09-23 Buy (P) +2,400 $27.5K
2008-09-19 Buy (P) +7,400 $84.8K
2008-09-19 MCI Buy (P) +2,666 $65.9K EDGAR
Showing 111120 of 120
Page 12 of 12
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.