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JOSEPH NEUBAUER

CIK 905129 · Chairman of the Bd. & CEO · last filed 2019-05-17

JOSEPH NEUBAUER is a Chairman of the Bd. & CEO who has filed 108 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing, for MDLZ, was dated May 17, 2019. Across all open-market trades the lifetime net is −$34.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $735.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$735.03M

Companies

8

Total Filings

108

Lifetime Open-Market Net

-$34.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MDLZ Director 47,509 $60.91 $2.89M $927.3K 7 2019-05-17
M Director 162,040 $23.25 $3.77M $613.5K 45 2016-04-04
ARMK Director 12,920,870 $56.29 $727.32M -$36.20M 12 2015-06-11
VERIZON COMMUNICATIONS INC (VZA) Delisted Director — — — $0 1 2014-03-10
VZ Director 24,859 $42.56 $1.06M $0 2 2014-01-28
VERIZON COMMUNICATIONS INC (WVT) Delisted Director 17,022 — — $0 1 2012-12-03
VERIZON COMMUNICATIONS INC (WWVY) Delisted Director 70,986 — — $0 18 2012-03-06
ARAMARK CORP/DE (RMK) Delisted Chairman of the Bd. & CEO 2,201 — — $0 1 2007-01-29

Recent Filings

108 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-17 MDLZ Grant (A) +3,377 $0 EDGAR
2018-05-18 MDLZ Grant (A) +4,429 $0 EDGAR
2017-05-18 MDLZ Grant (A) +3,902 $0 EDGAR
2016-05-20 MDLZ Grant (A) +3,701 $0 EDGAR
2016-04-04 M Grant (A) — $0 EDGAR
2016-01-05 M Grant (A) — $0 EDGAR
2015-10-02 M Grant (A) — $0 EDGAR
2015-09-01 M Exer (M) +10,000 $217.6K EDGAR
2015-07-02 M Grant (A) — $0 EDGAR
2015-06-11 ARMK Grant (A) +13 $438 EDGAR
Showing 1–10 of 108
Page 1 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.