JOHN M ROTH

CIK 916864 · last filed 2024-03-26

JOHN M ROTH is a corporate insider who has filed 13 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for ARHS, was dated Mar 26, 2024. Across all open-market trades the lifetime net is −$305.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $61.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$61.53M

Companies

5

Total Filings

13

Lifetime Open-Market Net

-$305.34M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ARHS	Director	471,638	$7.83	$3.69M	$0	2	2024-03-26
LOCO	Director	3,031,225	$16.19	$49.08M	-$26.58M	1	2023-08-08
FND	Director	126,956	$56.82	$7.21M	$0	2	2020-08-18
hhgregg, Inc. (HGG) Delisted	Director	13,475,981	—	—	-$118.44M	3	2009-07-28
ABG	Director	7,518	$205.50	$1.54M	-$160.33M	5	2008-02-04

Recent Filings

13 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2024-03-26	ARHS	Other (J)	+9,818	$0	EDGAR
2024-03-18	ARHS	Other (J)	+461,820	$0	EDGAR
2023-08-08	LOCO	Sell (S)	−2,500,000	-$26.58M	EDGAR
2020-08-18	FND	Other (J)	+969	$0	EDGAR
2020-08-06	FND	Other (J)	+125,987	$0	EDGAR
2009-07-28	hhgregg, Inc. (HGG) Delisted	Buy (P)	+1,000,000	$16.50M	EDGAR
2008-02-04	ABG	Grant (A)	+4,923	$0	EDGAR
2007-08-20	hhgregg, Inc. (HGG) Delisted	Sell (S)	−1,153,359	-$14.99M	EDGAR
2007-07-25	hhgregg, Inc. (HGG) Delisted	Sell (S)	−9,226,872	-$119.95M	EDGAR
2007-05-16	ABG	Sell (S)	−3,922,187	-$105.59M	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.