GRACE BROTHERS LTD

CIK 931217 · last filed 2008-12-15

GRACE BROTHERS LTD is a corporate insider who has filed 8 SEC Form 4 insider transactions across 1 company since 2007. Across all open-market trades the lifetime net is +$832.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $27.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$27.92M

Companies

1

Total Filings

8

Lifetime Open-Market Net

$832.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ULBI	10%+ Owner	4,511,013	$6.19	$27.92M	$832.1K	1	2007-03-15

Recent Filings

8 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2008-12-15	—	Buy (P)	+217,296	$202.8K
2008-09-15	—	Buy (P)	+74,475	$116.6K
2008-09-02	—	Buy (P)	+120,735	$220.9K
2008-07-25	—	Buy (P)	+97,500	$196.1K
2008-03-05	—	Buy (P)	+184,050	$609.9K
2008-01-29	—	Buy (P)	+232,095	$791.1K
2008-01-29	—	Buy (P)	+327,939	$1.28M
2007-03-15	ULBI	Buy (P)	+99,074	$832.1K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.