ALAN D MOORE

CIK 936614 · last filed 2019-06-04

ALAN D MOORE is a corporate insider who has filed 10 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing, for AAOI, was dated Jun 4, 2019. Across all open-market trades the lifetime net is +$2.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $26.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$26.94M

Companies

1

Total Filings

10

Lifetime Open-Market Net

$2.06M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AAOI	Director	261,519	$103.02	$26.94M	$2.06M	10	2019-06-04

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-06-04	AAOI	Grant (A)	+12,806	$0	EDGAR
2018-06-12	AAOI	Grant (A)	+2,535	$0	EDGAR
2017-11-14	AAOI	Buy (P)	+22,400	$999.0K	EDGAR
2017-06-12	AAOI	Grant (A)	+1,236	$80.0K	EDGAR
2016-06-20	AAOI	Buy (P)	+105,000	$1.06M	EDGAR
2016-06-08	AAOI	Grant (A)	+7,011	$0	EDGAR
2015-08-04	AAOI	Grant (A)	+2,827	$0	EDGAR
2014-09-02	AAOI	Grant (A)	+3,021	$0	EDGAR
2013-11-18	AAOI	Grant (A)	+5,500	$0	EDGAR
2013-10-02	AAOI	Conv (C)	+99,183	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.