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CARL MARKS MANAGEMENT COMPANY, LLC

CIK 942826 · last filed 2018-10-17

CARL MARKS MANAGEMENT COMPANY, LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing, for XRM, was dated Oct 17, 2018. Across all open-market trades the lifetime net is −$47.1M, making them a net seller over the disclosed history. The firm reports its address in New York, NY. 2 SEC filings were submitted jointly with ANDREW M BOAS.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

5

Lifetime Open-Market Net

-$47.05M

Filer Profile

Reported Address
900 THIRD AVENUE, 33RD FLOOR
NEW YORK, NY 10022-4775
Phone
(212) 909-8400
State of Incorporation
DE
Formerly Known As
CARL MARKS MANAGEMENT CO L P /NY/ (1996–2011)
Related Filers
ANDREW M BOAS — 2 joint filings, latest 2005-06-22
ROBERT C RUOCCO — 2 joint filings, latest 2005-06-22
Lynx II GP, L.P. — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XERIUM TECHNOLOGIES INC (XRM) Delisted 10%+ Owner 0 — — $4.78M 4 2018-10-17
SENEB 0 $188.22 $0 -$51.83M 1 2009-07-21

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-10-17 XERIUM TECHNOLOGIES INC (XRM) Delisted Other (J) −2,064,452 -$27.87M EDGAR
2012-08-31 XERIUM TECHNOLOGIES INC (XRM) Delisted Buy (P) +117,470 $500.3K EDGAR
2012-05-18 XERIUM TECHNOLOGIES INC (XRM) Delisted Buy (P) +129,500 $508.1K EDGAR
2011-08-16 XERIUM TECHNOLOGIES INC (XRM) Delisted Buy (P) +296,652 $3.77M EDGAR
2009-07-21 SENEB Sell (S) −2,355,736 -$51.83M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.