AC · Insider Trading
Associated Capital Group, Inc.
Every open-market purchase and sale reported by AC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-08-13 | Ian J McAdams | Chief Financial Officer | A | +4,000 deriv. | — |
| 2024-08-13 | Peter D. Goldstein | Chief Legal Officer | A | — | — |
| 2024-08-13 | Marc Gabelli | Director | A | — | — |
| 2024-08-13 | Douglas R Jamieson | President & CEO | A | — | — |
| 2023-06-13 | Patrick Huvane | Interim Co-CFO | A | +3,000 deriv. | — |
| 2023-06-13 | Douglas R Jamieson | President & CEO | A | — | — |
| 2023-06-13 | Ian J McAdams | Interim Co-CFO | A | +4,000 deriv. | — |
| 2023-06-13 | Peter D. Goldstein | Chief Legal Officer | A | — | — |
| 2023-03-13 | Elisa M. Wilson | Director | J | — | — |
| 2023-03-13 | Marc Gabelli | Director | J | — | — |
| 2023-03-13 | GGCP, INC. | 10%+ Owner | J | — | — |
| 2023-03-09 | Marc Gabelli | Director | G | — | — |
| 2023-03-09 | Elisa M. Wilson | Director | G | — | — |
| 2023-03-09 | GGCP Holdings LLC | 10%+ Owner | G | — | — |
| 2021-06-17 | Timothy Schott | Executive VP & CFO | A | +8,500 deriv. | — |
| 2021-06-17 | Peter D. Goldstein | Chief Legal Officer | A | — | — |
| 2021-06-17 | Douglas R Jamieson | President & CEO | A | — | — |
| 2020-08-13 | GGCP Holdings LLC | 10%+ Owner | G | −15,000 | — |
| 2020-07-28 | Mario J Gabelli | Executive Chairman | G | −7,500 | — |
| 2020-07-21 | Mario J Gabelli | Executive Chairman | G | −22,500 | — |
| 2020-05-29 | GGCP Holdings LLC | 10%+ Owner | MIXED | — | — |
| 2020-04-14 | Mario J Gabelli | Executive Chairman | MIXED | +57,000 | — |
| 2020-04-06 | GGCP, INC. | 10%+ Owner | Buy | +7,989 | +$208.11K |
| 2020-04-02 | Mario J Gabelli | Executive Chairman | Buy | +15,000 | +$388.98K |
| 2020-03-24 | Mario J Gabelli | Executive Chairman | Buy | +5,493 | +$142.82K |
| 2020-03-12 | GGCP Holdings LLC | 10%+ Owner | Buy | +5,013 | +$170.42K |
| 2020-02-25 | GGCP Holdings LLC | 10%+ Owner | G | −60,000 | — |
| 2020-01-23 | Mario J Gabelli | Executive Chairman | MIXED | +41,469 | — |
| 2019-12-17 | GGCP, INC. | 10%+ Owner | Buy | +2,700 | +$96.99K |
| 2019-12-10 | Mario J Gabelli | Executive Chairman | Buy | +5,382 | +$193.33K |
| 2019-12-09 | GGCP, INC. | 10%+ Owner | Buy | +1,557 | +$56.06K |
| 2019-12-05 | GGCP Holdings LLC | 10%+ Owner | Buy | +6,792 | +$244.47K |
| 2019-12-02 | Mario J Gabelli | Executive Chairman | Buy | +1,713 | +$61.76K |
| 2019-11-26 | GGCP Holdings LLC | 10%+ Owner | Buy | +38,994 | +$1.41M |
| 2019-11-25 | GGCP Holdings LLC | 10%+ Owner | Buy | +3,612 | +$129.14K |
| 2019-11-21 | GGCP, INC. | 10%+ Owner | Buy | +2,577 | +$91.32K |
| 2019-11-19 | GGCP, INC. | 10%+ Owner | Buy | +3,243 | +$114.99K |
| 2019-09-09 | GGCP Holdings LLC | 10%+ Owner | Buy | +84,000 | +$2.78M |
| 2019-09-05 | GGCP, INC. | 10%+ Owner | Buy | +9,948 | +$344.47K |
| 2019-09-04 | GGCP, INC. | 10%+ Owner | Buy | +6,375 | +$221.21K |
| 2019-08-26 | Mario J Gabelli | Executive Chairman | Buy | +5,508 | +$188.48K |
| 2019-08-20 | Mario J Gabelli | Executive Chairman | Buy | +585 | +$21.27K |
| 2019-06-27 | GGCP, INC. | 10%+ Owner | Buy | +18,600 | +$649.36K |
| 2019-06-24 | GGCP, INC. | 10%+ Owner | Buy | +9,093 | +$321.79K |
| 2019-06-20 | GGCP Holdings LLC | 10%+ Owner | Buy | +10,632 | +$378.51K |
| 2019-06-18 | GGCP, INC. | 10%+ Owner | Buy | +1,926 | +$68.79K |
| 2019-05-07 | Elisa M. Wilson | Director | G | +8,000 | — |
| 2019-05-07 | Marc Gabelli | Director | G | +8,000 | — |
| 2019-03-08 | GGCP, INC. | 10%+ Owner | G | −94,089 | — |
| 2019-02-28 | GGCP, INC. | 10%+ Owner | A | +94,089 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AC quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.