AC (Associated Capital Group, Inc.)

Insider Trading Activity

Every open-market purchase and sale reported by AC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
22
code P
Sales
0
code S
Reporting Insiders
10
current holders
AC — Recent Form 4 Transactions (latest 2024-08-13)
FiledInsiderRole TypeSharesValue
2024-08-13 IAN J MCADAMS Chief Financial Officer A
2024-08-13 Peter D. Goldstein Chief Legal Officer A
2024-08-13 MARC GABELLI Director A
2024-08-13 DOUGLAS R JAMIESON President & CEO A
2023-06-13 Patrick Huvane Interim Co-CFO A
2023-06-13 DOUGLAS R JAMIESON President & CEO A
2023-06-13 IAN J MCADAMS Interim Co-CFO A
2023-06-13 Peter D. Goldstein Chief Legal Officer A
2023-03-13 Elisa M. Wilson Director J
2023-03-13 MARC GABELLI Director J
2023-03-13 GGCP, INC. 10%+ Owner J
2023-03-09 MARC GABELLI Director G
2023-03-09 Elisa M. Wilson Director G
2023-03-09 GGCP Holdings LLC 10%+ Owner G
2021-06-17 Timothy Schott Executive VP & CFO A
2021-06-17 Peter D. Goldstein Chief Legal Officer A
2021-06-17 DOUGLAS R JAMIESON President & CEO A
2020-08-13 GGCP Holdings LLC 10%+ Owner G
2020-07-28 MARIO J GABELLI Executive Chairman G
2020-07-21 MARIO J GABELLI Executive Chairman G
2020-05-29 GGCP Holdings LLC 10%+ Owner MIXED
2020-04-14 MARIO J GABELLI Executive Chairman MIXED
2020-04-06 GGCP, INC. 10%+ Owner Buy
2020-04-02 MARIO J GABELLI Executive Chairman Buy
2020-03-24 MARIO J GABELLI Executive Chairman Buy
2020-03-12 GGCP Holdings LLC 10%+ Owner Buy
2020-02-25 GGCP Holdings LLC 10%+ Owner G
2020-01-23 MARIO J GABELLI Executive Chairman MIXED
2019-12-17 GGCP, INC. 10%+ Owner Buy
2019-12-10 MARIO J GABELLI Executive Chairman Buy
2019-12-09 GGCP, INC. 10%+ Owner Buy
2019-12-05 GGCP Holdings LLC 10%+ Owner Buy
2019-12-02 MARIO J GABELLI Executive Chairman Buy
2019-11-26 GGCP Holdings LLC 10%+ Owner Buy
2019-11-25 GGCP Holdings LLC 10%+ Owner Buy
2019-11-21 GGCP, INC. 10%+ Owner Buy
2019-11-19 GGCP, INC. 10%+ Owner Buy
2019-09-09 GGCP Holdings LLC 10%+ Owner Buy
2019-09-05 GGCP, INC. 10%+ Owner Buy
2019-09-04 GGCP, INC. 10%+ Owner Buy
2019-08-26 MARIO J GABELLI Executive Chairman Buy
2019-08-20 MARIO J GABELLI Executive Chairman Buy
2019-06-27 GGCP, INC. 10%+ Owner Buy
2019-06-24 GGCP, INC. 10%+ Owner Buy
2019-06-20 GGCP Holdings LLC 10%+ Owner Buy
2019-06-18 GGCP, INC. 10%+ Owner Buy
2019-05-07 Elisa M. Wilson Director G
2019-05-07 MARC GABELLI Director G
2019-03-08 GGCP, INC. 10%+ Owner G
2019-02-28 GGCP, INC. 10%+ Owner A
AC — Current Insider Holders
InsiderRole Shares HeldValue
Executive Chairman 87,165
10%+ Owner 82,165
10%+ Owner 82,165
President & CEO 31,091
Director 20,766
10%+ Owner 10,000
Director 6,000
Director 4,100
Chief Legal Officer 1,694
Executive VP & General Counsel 441
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the AC quote page; the site-wide leaderboard is on the insider transactions hub.