ALEC · Insider Trading

Alector, Inc. Common Stock

Every open-market purchase and sale reported by ALEC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
24
code S
Reporting Insiders
13
current holders
ALEC — Recent Form 4 Transactions (latest 2026-10-15)
FiledInsiderRole TypeSharesValue
2026-10-15 Neil Lindsay Berkley CFO & Chief Business Officer A +44,567 —
2026-10-15 Arnon Rosenthal Chief Executive Officer A +217,500 —
2026-10-15 Grace Wong-Sarad Principal Accounting Officer A +55,555 —
2026-09-04 Grace Wong-Sarad Principal Accounting Officer Sell −9,446 −$24.67K
2026-09-04 Neil Lindsay Berkley CFO & Chief Business Officer Sell −29,251 −$77.95K
2026-09-04 Arnon Rosenthal Chief Executive Officer Sell −72,606 −$193.47K
2026-08-21 Arnon Rosenthal Chief Executive Officer G — —
2026-07-09 Grace Wong-Sarad Principal Accounting Officer A +20,000 —
2026-06-17 Errol B Desouza Director A +28,700 —
2026-06-17 Paula Hammond Director A +28,700 —
2026-06-17 Mark Altmeyer Director A +28,700 —
2026-06-17 Elizabeth A. Garofalo Director A +28,700 —
2026-06-17 Kristine Yaffe Director A +28,700 —
2026-06-17 Richard H Scheller Director A +28,700 —
2026-06-17 Louis J Lavigne Jr Director A +28,700 —
2026-06-03 Grace Wong-Sarad Principal Accounting Officer Sell −9,184 −$17.81K
2026-06-03 Neil Lindsay Berkley CFO & Chief Business Officer Sell −19,360 −$38.22K
2026-06-03 Richard H Scheller Director A +10,833 —
2026-06-03 Arnon Rosenthal Chief Executive Officer Sell −87,216 −$172.19K
2026-04-17 Grace Wong-Sarad Principal Accounting Officer Sell −1,820 −$4.82K
2026-03-13 Neil Lindsay Berkley CFO & Chief Business Officer A +54,600 —
2026-03-13 Arnon Rosenthal Chief Executive Officer A +116,246 —
2026-03-12 Grace Wong-Sarad Principal Accounting Officer Sell −1,000 −$2.65K
2026-03-03 Grace Wong-Sarad Principal Accounting Officer Sell −3,367 −$7.01K
2026-03-03 Grace Wong-Sarad Principal Accounting Officer Sell −8,071 −$17.14K
2026-03-03 Arnon Rosenthal Chief Executive Officer Sell −81,864 −$173.82K
2026-03-03 Neil Lindsay Berkley CFO & Chief Business Officer Sell −29,649 −$62.95K
2026-02-26 Grace Wong-Sarad Principal Accounting Officer Sell −4,079 −$10.20K
2025-12-08 Grace Wong-Sarad Principal Accounting Officer Sell −4,753 −$5.75K
2025-12-03 Neil Lindsay Berkley Chief Bus Ofcr & Interim CFO Sell −37,261 −$41.72K
2025-12-03 Grace Wong-Sarad Principal Accounting Officer Sell −8,056 −$9.02K
2025-12-03 Sara Kenkare-Mitra President and Head of R&D Sell −41,687 −$46.67K
2025-12-03 Arnon Rosenthal Chief Executive Officer Sell −104,347 −$116.83K
2025-11-12 Neil Lindsay Berkley Chief Bus Ofcr & Interim CFO A +65,000 —
2025-11-12 Grace Wong-Sarad Principal Accounting Officer A +32,343 —
2025-11-12 Arnon Rosenthal Chief Executive Officer A +174,167 —
2025-09-04 Grace Wong-Sarad Principal Accounting Officer Sell −5,910 −$14.76K
2025-09-04 Arnon Rosenthal Chief Executive Officer Sell −51,562 −$128.74K
2025-09-04 Sara Kenkare-Mitra President and Head of R&D Sell −23,638 −$59.02K
2025-09-04 Neil Lindsay Berkley Principal Financial Officer Sell −15,842 −$39.55K
2025-08-27 Paula Hammond Director Sell −14,000 −$33.00K
2025-07-01 Sara Kenkare-Mitra President and Head of R&D A +54,725 —
2025-07-01 Neil Lindsay Berkley Principal Financial Officer A +18,000 deriv. —
2025-07-01 Arnon Rosenthal Chief Executive Officer A +137,125 —
2025-06-23 Kristine Yaffe Director Sell −1,000 −$1.44K
2025-06-12 Paula Hammond Director A +28,700 —
2025-06-12 Richard H Scheller Director A +28,700 —
2025-06-12 Errol B Desouza Director A +28,700 —
2025-06-12 Kristine Yaffe Director A +28,700 —
2025-06-12 Mark Altmeyer Director A +28,700 —
ALEC — Current Insider Holders
InsiderRole Shares HeldValue
Arnon Rosenthal Chief Executive Officer 3,514,600 $6.43M
Sara Kenkare-Mitra President and Head of R&D 501,652 $918.02K
Neil Lindsay Berkley CFO & Chief Business Officer 395,216 $723.25K
Gary Romano Chief Medical Officer 332,977 $609.35K
Marc Grasso Chief Financial Officer 296,072 $541.81K
Grace Wong-Sarad Principal Accounting Officer 161,570 $295.67K
Louis J Lavigne Jr Director 138,661 $253.75K
Richard H Scheller Director 134,899 $246.87K
Kristine Yaffe Director 124,109 $227.12K
Elizabeth A. Garofalo Director 118,650 $217.13K
Paula Hammond Director 103,609 $189.60K
Errol B Desouza Director 98,650 $180.53K
Mark Altmeyer Director 98,650 $180.53K
ALEC Insider Trading FAQ
Who are the insiders at ALEC?
13 officers, directors and 10%+ beneficial owners currently report holdings in ALEC via SEC Form 4.
Are ALEC insiders buying or selling?
Across the 50 most recent Form 4 filings for ALEC, 0 were open-market purchases (code P) and 24 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is ALEC insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent ALEC filing is dated 2026-10-15.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the ALEC quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.