AQB · Insider Trading
AquaBounty Technologies, Inc.
Every open-market purchase and sale reported by AQB officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2023-06-16 | David A Frank | Chief Financial Officer | A | +70,269 deriv. | — |
| 2023-06-16 | Christine St.Clare | Director | A | +55,555 | — |
| 2023-06-16 | Ricardo J Alvarez | Director | A | +55,555 | — |
| 2023-06-16 | Sylvia Wulf | CEO & Director | A | +116,666 deriv. | — |
| 2023-06-16 | Alejandro Rojas | Chief Operating Officer | A | +68,494 deriv. | — |
| 2023-06-16 | Michael K Stern | Director | A | +55,555 | — |
| 2023-06-16 | Gail Sharps Myers | Director | A | +55,555 | — |
| 2023-06-16 | Rick L. Sterling | Director | A | +55,555 | — |
| 2023-06-16 | Erin S Sharp | Director | A | +55,555 | — |
| 2023-06-16 | Angela M Olsen | General Counsel & Corp Sec | A | +70,550 deriv. | — |
| 2023-04-18 | Angela M Olsen | General Counsel & Corp Sec | A | +44,423 | — |
| 2023-04-18 | Alejandro Rojas | Chief Operating Officer | A | +43,130 | — |
| 2023-04-18 | David A Frank | Chief Financial Officer | A | +26,930 | — |
| 2023-04-18 | Angela M Olsen | General Counsel & Corp Sec | A | +27,038 | — |
| 2023-04-18 | Sylvia Wulf | CEO & Director | A | +42,105 | — |
| 2023-04-18 | Richard J Clothier | Director | A | +17,200 | — |
| 2023-04-18 | Alejandro Rojas | Chief Operating Officer | A | +18,750 | — |
| 2023-04-18 | Sylvia Wulf | CEO & Director | A | +73,462 | — |
| 2023-04-18 | David A Frank | Chief Financial Officer | A | +44,247 | — |
| 2023-03-13 | Angela M Olsen | General Counsel & Corp Sec | A | +44,423 | — |
| 2023-03-13 | David A Frank | Chief Financial Officer | A | +44,247 | — |
| 2023-03-13 | Alejandro Rojas | Chief Operating Officer | A | +43,130 | — |
| 2023-03-13 | Sylvia Wulf | CEO & Director | A | +73,462 | — |
| 2022-12-27 | Gail Sharps Myers | Director | Buy | +10,001 | +$8.90K |
| 2022-12-21 | Christine St.Clare | Director | Buy | +10,000 | +$7.78K |
| 2022-12-20 | Erin S Sharp | Director | Buy | +131,500 | +$101.19K |
| 2022-12-20 | Michael K Stern | Director | Buy | +20,000 | +$14.80K |
| 2022-12-20 | Ricardo J Alvarez | Director | Buy | +2,084 | +$1.54K |
| 2022-12-16 | Ricardo J Alvarez | Director | Buy | +3,871 | +$2.79K |
| 2022-12-16 | Sylvia Wulf | CEO & Director | Buy | +10,000 | +$6.82K |
| 2022-12-15 | Ricardo J Alvarez | Director | Buy | +4,045 | +$2.67K |
| 2022-12-14 | David A Frank | Chief Financial Officer | Buy | +10,000 | +$6.50K |
| 2022-12-13 | Gail Sharps Myers | Director | Buy | +200 | +$126 |
| 2022-12-06 | Gail Sharps Myers | Director | Buy | +225 | +$158 |
| 2022-11-15 | Erin S Sharp | Director | A | +2,500 deriv. | — |
| 2022-11-15 | Michael K Stern | Director | A | — | — |
| 2022-06-13 | Michael K Stern | Director | Buy | +15,000 | +$24.00K |
| 2022-03-17 | David A Frank | Chief Financial Officer | A | +8,977 | — |
| 2022-03-16 | Theodore John Fisher | Director | A | +2,500 deriv. | — |
| 2022-03-16 | Gail Sharps Myers | Director | A | +2,500 deriv. | — |
| 2022-03-16 | Angela M Olsen | General Counsel & Corp Sec | A | +9,013 | — |
| 2022-03-16 | Rick L. Sterling | Director | A | — | — |
| 2022-03-16 | Ricardo J Alvarez | Director | A | +2,500 deriv. | — |
| 2022-03-16 | Alana Kirk | Director | A | +2,500 deriv. | — |
| 2022-03-16 | James C Turk Jr | Director | A | — | — |
| 2022-03-16 | David A Frank | Chief Financial Officer | A | +8,977 | — |
| 2022-03-16 | Christine St.Clare | Director | A | +2,500 deriv. | — |
| 2022-03-16 | Alejandro Rojas | Chief Operating Officer | A | +6,250 | — |
| 2022-03-16 | Richard J Clothier | Director | A | +5,733 | — |
| 2022-03-16 | Sylvia Wulf | CEO & Director | A | +14,035 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AQB quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.