DFP · Insider Trading

FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED

Full DFP quote
Iron condor setupsExpected moveIV rank historyFibonacci levelsInsider trading

Every open-market purchase and sale reported by DFP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
31
code P
Sales
0
code S
Reporting Insiders
0
current holders
DFP — Recent Form 4 Transactions (latest 2018-12-20)
FiledInsiderRole TypeSharesValue
2018-12-20 Bradford S Stone CFO, VP & TREASURER Buy +2,500 +$48.75K
2018-12-19 Robert E Chadwick CEO, President Buy +5,000 +$100.00K
2018-12-17 Bradford S Stone CFO, VP & TREASURER Buy +2,500 +$50.94K
2018-10-11 Bradford S Stone CFO, VP & TREASURER Buy +2,500 +$54.69K
2016-11-14 Bradford S Stone CFO and Treasurer Buy +2,500 +$54.88K
2016-11-14 Robert E Chadwick CEO, President Buy +5,000 +$109.50K
2016-11-08 Bradford S Stone CFO, VP and Treasurer Buy +2,500 +$59.78K
2016-03-18 Robert F Wulf Director Buy +2,085 +$48.29K
2015-06-30 Chad Conwell CCO, VP and Secretary Buy +500 +$10.98K
2015-06-23 Robert M Ettinger — Buy +13,658 +$298.84K
2015-06-23 Bradford S Stone CFO, VP & Treasurer Buy +2,000 +$43.80K
2015-06-08 Robert E Chadwick CEO and President Buy +5,000 +$112.55K
2014-09-16 Robert M Ettinger President Buy +4,500 +$102.80K
2014-08-01 Karen Hanovice Hogan Director Buy +1,150 +$25.57K
2014-03-10 Robert M Ettinger President Buy +6,600 +$144.03K
2014-02-06 Robert F Wulf Director Buy +12,491 +$261.67K
2013-11-25 Bradford S Stone VP and Asst. Treasurer Buy +2,500 +$49.35K
2013-11-20 Chad Conwell CCO, VP and Secretary Buy +1,000 +$19.90K
2013-11-20 Robert M Ettinger President Buy +8,000 +$159.49K
2013-09-16 Morgan Gust Director Buy +1,500 +$30.12K
2013-09-13 Bradford S Stone VP and Asst. Treasurer Buy +2,500 +$50.00K
2013-08-22 Bradford S Stone VP and Asst. Treasurer Buy +2,500 +$51.25K
2013-08-20 Robert F Wulf Director Buy +1,000 +$20.74K
2013-08-16 Robert E Chadwick CFO, VP & Treasurer Buy +5,000 +$103.50K
2013-08-16 Chad Conwell CCO, VP and Secretary Buy +1,000 +$20.90K
2013-08-16 Donald F Crumrine Chief Executive Officer Buy +3,500 +$75.33K
2013-08-16 Robert M Ettinger President Buy +5,000 +$104.50K
2013-08-16 Donald F Crumrine Chief Executive Officer Buy +10,500 +$226.84K
2013-08-13 Donald F Crumrine Chief Executive Officer Buy +10,500 +$226.84K
2013-08-13 Donald F Crumrine Chief Executive Officer Buy +3,500 +$75.33K
2013-05-24 David Gale Director Buy +2,000 +$50.00K
2012-05-17 ROSENKRANZ & CO — D −582,802 −$30.82M
2012-05-17 Stephan A Kiratsous Executive Vice President & CFO D −107,256 deriv. —
2012-05-17 Thomas W Burghart Sr. Vice President & Treasurer D −31,425 −$1.38M
2012-05-17 Lawrence E Daurelle — D −30,701 −$1.35M
2012-05-17 Edward A Fox — D −41,848 −$1.84M
2012-05-17 Donald A Sherman President & COO D −35,935 −$1.58M
2012-05-17 James Michael Litvack — D −4,158 −$182.43K
2012-05-17 Steven Andrew Hirsh — D −23,367 −$1.03M
2012-05-17 Kevin R Brine — D −218,458 −$9.58M
2012-05-17 James N Meehan — D −21,609 −$948.09K
2012-05-17 Chad Coulter Senior VP, Gen Counsel & Secy D −38,991 −$1.71M
2012-05-17 Philip R Oconnor — D −6,075 −$266.54K
2012-05-17 Robert F Wright — D −23,028 −$1.01M
2012-05-17 Robert Rosenkranz CEO MIXED −6,379,180 −$323.15M
2012-05-17 Mark Andrew Wilhelm — D −415,312 −$18.22M
2012-05-16 ROSENKRANZ & CO 10%+ Owner J −4,645,937 —
2012-04-26 Edward A Fox Director M +23,273 +$458.12K
2012-03-30 Donald A Sherman President & COO J +31,815 —
2012-03-16 Donald A Sherman President & COO G −188,250 —
DFP Insider Trading FAQ
Who are the insiders at DFP?
No current Form 4 beneficial owners are on file for DFP.
Are DFP insiders buying or selling?
Across the 50 most recent Form 4 filings for DFP, 31 were open-market purchases (code P) and 0 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is DFP insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent DFP filing is dated 2018-12-20.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the DFP quote page; the site-wide leaderboard is on the insider transactions hub.

More on DFP
DFP full quote Insider Transactions Hub (all symbols) DFP iron condor setups DFP expected move DFP IV rank history DFP Fibonacci levels

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