DFP (FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED)
Insider Trading Activity
Every open-market purchase and sale reported by DFP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2018-12-20 | BRADFORD S STONE | CFO, VP & TREASURER | Buy | — | — |
| 2018-12-19 | ROBERT E CHADWICK | CEO, President | Buy | — | — |
| 2018-12-17 | BRADFORD S STONE | CFO, VP & TREASURER | Buy | — | — |
| 2018-10-11 | BRADFORD S STONE | CFO, VP & TREASURER | Buy | — | — |
| 2016-11-14 | BRADFORD S STONE | CFO and Treasurer | Buy | — | — |
| 2016-11-14 | ROBERT E CHADWICK | CEO, President | Buy | — | — |
| 2016-11-08 | BRADFORD S STONE | CFO, VP and Treasurer | Buy | — | — |
| 2016-03-18 | ROBERT F WULF | Director | Buy | — | — |
| 2015-06-30 | Chad Conwell | CCO, VP and Secretary | Buy | — | — |
| 2015-06-23 | ROBERT M ETTINGER | — | Buy | — | — |
| 2015-06-23 | BRADFORD S STONE | CFO, VP & Treasurer | Buy | — | — |
| 2015-06-08 | ROBERT E CHADWICK | CEO and President | Buy | — | — |
| 2014-09-16 | ROBERT M ETTINGER | President | Buy | — | — |
| 2014-08-01 | Karen Hanovice Hogan | Director | Buy | — | — |
| 2014-03-10 | ROBERT M ETTINGER | President | Buy | — | — |
| 2014-02-06 | ROBERT F WULF | Director | Buy | — | — |
| 2013-11-25 | BRADFORD S STONE | VP and Asst. Treasurer | Buy | — | — |
| 2013-11-20 | Chad Conwell | CCO, VP and Secretary | Buy | — | — |
| 2013-11-20 | ROBERT M ETTINGER | President | Buy | — | — |
| 2013-09-16 | MORGAN GUST | Director | Buy | — | — |
| 2013-09-13 | BRADFORD S STONE | VP and Asst. Treasurer | Buy | — | — |
| 2013-08-22 | BRADFORD S STONE | VP and Asst. Treasurer | Buy | — | — |
| 2013-08-20 | ROBERT F WULF | Director | Buy | — | — |
| 2013-08-16 | ROBERT E CHADWICK | CFO, VP & Treasurer | Buy | — | — |
| 2013-08-16 | Chad Conwell | CCO, VP and Secretary | Buy | — | — |
| 2013-08-16 | DONALD F CRUMRINE | Chief Executive Officer | Buy | — | — |
| 2013-08-16 | ROBERT M ETTINGER | President | Buy | — | — |
| 2013-08-16 | DONALD F CRUMRINE | Chief Executive Officer | Buy | — | — |
| 2013-08-13 | DONALD F CRUMRINE | Chief Executive Officer | Buy | — | — |
| 2013-08-13 | DONALD F CRUMRINE | Chief Executive Officer | Buy | — | — |
| 2013-05-24 | DAVID GALE | Director | Buy | — | — |
| 2012-05-17 | & CO ROSENKRANZ | — | D | — | — |
| 2012-05-17 | Stephan A Kiratsous | Executive Vice President & CFO | D | — | — |
| 2012-05-17 | THOMAS W BURGHART | Sr. Vice President & Treasurer | D | — | — |
| 2012-05-17 | LAWRENCE E DAURELLE | — | D | — | — |
| 2012-05-17 | EDWARD A FOX | — | D | — | — |
| 2012-05-17 | DONALD A SHERMAN | President & COO | D | — | — |
| 2012-05-17 | James Michael Litvack | — | D | — | — |
| 2012-05-17 | Steven Andrew Hirsh | — | D | — | — |
| 2012-05-17 | Kevin R Brine | — | D | — | — |
| 2012-05-17 | JAMES N MEEHAN | — | D | — | — |
| 2012-05-17 | CHAD COULTER | Senior VP, Gen Counsel & Secy | D | — | — |
| 2012-05-17 | PHILIP R OCONNOR | — | D | — | — |
| 2012-05-17 | ROBERT F WRIGHT | — | D | — | — |
| 2012-05-17 | ROBERT ROSENKRANZ | CEO | MIXED | — | — |
| 2012-05-17 | Mark Andrew Wilhelm | — | D | — | — |
| 2012-05-16 | & CO ROSENKRANZ | 10%+ Owner | J | — | — |
| 2012-04-26 | EDWARD A FOX | Director | M | — | — |
| 2012-03-30 | DONALD A SHERMAN | President & COO | J | — | — |
| 2012-03-16 | DONALD A SHERMAN | President & COO | G | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | President | 38,594 | — |
| — | CFO, VP & TREASURER | 26,676 | — |
| — | Director | 23,664 | — |
| — | CEO, President | 20,000 | — |
| — | Chief Executive Officer | 10,500 | — |
| — | CCO, VP and Secretary | 2,500 | — |
| — | Director | 2,000 | — |
| — | Director | 1,500 | — |
| — | Director | 1,150 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the DFP quote page; the site-wide leaderboard is on the insider transactions hub.