FINS · Insider Trading

Angel Oak Financial Strategies Income Term Trust

Every open-market purchase and sale reported by FINS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
17
code P
Sales
7
code S
Reporting Insiders
10
current holders
FINS — Recent Form 4 Transactions (latest 2026-10-13)
FiledInsiderRole TypeSharesValue
2026-10-13 Robert Edward Bortz III President Buy +418 +$4.98K
2026-09-28 Kevin Parks — Buy +1,000 +$11.90K
2026-09-14 Kevin Parks — Buy +1,000 +$12.53K
2026-07-10 MetLife Investment Management, LLC 10%+ Owner Buy +40,000,000 +$1600.00T
2026-02-23 Ira P Cohen Director Buy +379 +$4.99K
2026-01-30 Sreeniwas Prabhu — Buy +9,203 +$118.53K
2026-01-30 Michael Fierman — Buy +16,220 +$214.09K
2025-08-14 Andrea Mullins Director Buy +7,585 +$99.76K
2025-08-06 William Eldredge Chief Compliance Officer Buy +1,920 +$25.15K
2025-06-03 Kevin Parks — Buy +1,000 +$12.83K
2025-05-28 Kevin Parks — X +833 +$11.02K
2025-05-28 Michael Fierman — Buy +224 +$2.99K
2025-05-22 Alvin R Albe Jr Director Buy +20,000 +$262.49K
2025-05-16 Sreeniwas Prabhu — X +41,493 +$548.95K
2025-05-16 Sreeniwas Prabhu — X +41,493 +$548.95K
2025-05-16 William Eldredge Chief Compliance Officer X +255 +$3.37K
2025-05-16 Michael Fierman — X +27,243 +$360.42K
2025-05-16 Johannes Palsson — X +17,091 +$226.11K
2025-05-16 Michael Fierman — X +27,243 +$360.42K
2025-05-16 Cheryl Pate Director X +2,124 +$28.10K
2025-05-16 Kevin Parks — X +1,277 +$16.89K
2025-04-15 William Eldredge Chief Compliance Officer Buy +765 +$10.03K
2024-08-29 Angel Oak Capital Partners II, LLC — MIXED −136,799 −$2.01M
2024-08-29 Sreeniwas Prabhu — J +68,399 +$1.00M
2024-08-29 Michael Fierman — J +68,399 +$1.01M
2024-04-19 Johannes Palsson — Buy +5,670 +$70.25K
2023-05-22 Kevin Parks — Buy +500 +$5.91K
2023-03-20 Kevin Parks — Sell −2,000 −$25.06K
2022-09-16 Kevin Parks — Buy +593 +$8.22K
2022-08-02 Angel Oak Capital Partners II, LLC — J +136,799 —
2022-08-02 Cheryl Pate — J +506 —
2022-08-02 Johannes Palsson — J +5,777 —
2022-08-02 Kevin Parks — J +1,407 —
2021-10-22 Cheryl Pate — X +33 +$530
2021-10-22 Johannes Palsson — X +3,100 +$49.79K
2021-10-22 Navid Abghari — X +765 +$12.29K
2021-10-18 Cheryl Pate — X +1,167 +$18.74K
2021-10-18 Navid Abghari — X +815 +$13.09K
2021-10-18 John R Hsu Secretary X +667 +$10.71K
2021-10-18 Sreeniwas Prabhu Director M +13,896 +$223.17K
2021-10-18 Johannes Palsson — X +5,959 +$95.70K
2021-10-18 Kevin Parks — X +834 +$13.39K
2021-10-18 Michael Fierman — X +3,334 +$53.54K
2021-09-14 Navid Abghari — Sell −5,112 −$92.78K
2021-05-03 Michael Fierman — Sell −15,000 −$271.50K
2021-02-12 Daniel Asher 10%+ Owner Sell −50,000 −$872.50K
2021-01-14 Michael Fierman — Sell −15,151 −$258.78K
2021-01-12 Angel Oak Capital Advisors, LLC — Sell −35 −$573
2020-12-23 Angel Oak Capital Advisors, LLC — Sell −5,527 −$90.82K
2020-09-02 Kevin Parks — Buy +1,500 +$25.17K
FINS — Current Insider Holders
InsiderRole Shares HeldValue
Sreeniwas Prabhu Director 175,180 $2.05M
Michael Fierman — 109,513 $1.28M
Johannes Palsson — 68,788 $804.83K
Alvin R Albe Jr Director 20,000 $234.00K
Cheryl Pate Director 13,760 $161.00K
Kevin Parks — 7,667 $89.70K
Andrea Mullins Director 7,585 $88.74K
William Eldredge Chief Compliance Officer 2,940 $34.40K
Robert Edward Bortz III President 1,238 $14.48K
Ira P Cohen Director 379 $4.43K
FINS Insider Trading FAQ
Who are the insiders at FINS?
10 officers, directors and 10%+ beneficial owners currently report holdings in FINS via SEC Form 4.
Are FINS insiders buying or selling?
Across the 50 most recent Form 4 filings for FINS, 17 were open-market purchases (code P) and 7 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is FINS insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent FINS filing is dated 2026-10-13.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the FINS quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.