GCV · Insider Trading
The Gabelli Convertible and Income Securities Fund, Inc.
Every open-market purchase and sale reported by GCV officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-11-19 | Mario J Gabelli | — | Buy | +50,000 | +$214.30K |
| 2025-07-15 | Mario J Gabelli | — | Sell | −3,100 | −$11.97K |
| 2025-07-02 | Mario J Gabelli | — | Sell | −5,000 | −$19.08K |
| 2025-06-30 | Thomas H Dinsmore | Director | J | −25,000 | −$250.00K |
| 2025-06-30 | Thomas H Dinsmore | Director | Buy | +25,000 | +$250.00K |
| 2025-02-12 | Mario J Gabelli | Director | Sell | −999 | −$3.90K |
| 2024-10-16 | Mario J Gabelli | — | Sell | −3,000 | −$11.19K |
| 2024-09-06 | Mario J Gabelli | — | Sell | −8,000 | −$32.02K |
| 2024-08-30 | Mario J Gabelli | — | Sell | −1,669 | −$6.36K |
| 2024-07-30 | Mario J Gabelli | — | Sell | −1,424 | −$5.30K |
| 2024-04-15 | Mario J Gabelli | — | Sell | −576 | −$2.08K |
| 2024-02-22 | John Chester Ball | President & Treasurer | Buy | +69 | +$251 |
| 2023-12-28 | Salvatore J Zizza | Director | J | −50,000 | −$500.00K |
| 2023-12-27 | Mario J Gabelli | 10%+ Owner | J | −350,000 | −$3.50M |
| 2023-12-11 | Mario J Gabelli | — | Sell | −4,000 | −$13.88K |
| 2023-11-27 | Mario J Gabelli | — | Sell | −5,000 | −$17.09K |
| 2023-08-01 | Mario J Gabelli | — | Sell | −10,000 | −$42.62K |
| 2023-01-05 | Mario J Gabelli | — | Buy | +350,000 | +$3.50M |
| 2023-01-03 | Salvatore J Zizza | Director | Buy | +50,000 | +$500.00K |
| 2023-01-03 | Thomas H Dinsmore | Director | Buy | +25,000 | +$250.00K |
| 2022-12-07 | Mario J Gabelli | — | Sell | −5,000 | −$26.78K |
| 2022-12-05 | Mario J Gabelli | — | Sell | −5,000 | −$25.25K |
| 2022-06-15 | Mario J Gabelli | — | Sell | −7,501 | −$42.93K |
| 2022-02-18 | Agnes Mullady | Director | Buy | +150 | +$912 |
| 2022-02-10 | John Birch | Director | Buy | +8,069 | +$44.77K |
| 2022-01-12 | Mario J Gabelli | — | Sell | −5,000 | −$32.58K |
| 2021-11-16 | Mario J Gabelli | Director | Sell | −17,000 | −$112.64K |
| 2021-11-03 | Mario J Gabelli | Director | Sell | −343 | −$2.24K |
| 2021-05-19 | Bruce N Alpert | President | W | +1,541 | +$10.26K |
| 2021-01-20 | Mario J Gabelli | Director | Sell | −988 | −$6.20K |
| 2020-12-01 | Mario J Gabelli | Director | Sell | −4,000 | −$23.46K |
| 2020-08-24 | Mario J Gabelli | Director | Sell | −4,198 | −$23.36K |
| 2020-07-27 | Mario J Gabelli | Director | Sell | −2,000 | −$10.77K |
| 2020-07-20 | Mario J Gabelli | Director | Sell | −6,000 | −$31.60K |
| 2020-02-04 | E Val Cerutti | Director | J | −5,000 | −$125.00K |
| 2020-02-04 | Salvatore J Zizza | Director | J | −1,000 | −$25.00K |
| 2020-02-03 | Mario J Gabelli | Director | Sell | −4,000 | −$23.58K |
| 2020-01-28 | Mario J Gabelli | Director | Sell | −6,802 | −$40.33K |
| 2020-01-23 | Mario J Gabelli | Director | Sell | −6,732 | −$40.23K |
| 2020-01-17 | Mario J Gabelli | Director | Sell | −4,782 | −$28.28K |
| 2019-12-26 | Mario J Gabelli | Director | Sell | −618 | −$3.64K |
| 2019-12-23 | Mario J Gabelli | Director | Sell | −100 | −$587 |
| 2019-12-17 | Mario J Gabelli | Director | Sell | −2,500 | −$14.68K |
| 2019-12-13 | Mario J Gabelli | Director | Sell | −456 | −$2.73K |
| 2019-11-20 | Mario J Gabelli | Director | Sell | −2,869 | −$16.24K |
| 2019-11-19 | Mario J Gabelli | Director | J | −4,100 | −$103.39K |
| 2019-09-24 | Mario J Gabelli | Director | Sell | −10,000 | −$52.65K |
| 2019-05-31 | Mario J Gabelli | Director | Sell | −100 | −$2.64K |
| 2018-11-14 | Mario J Gabelli | Director | Sell | −197 | −$973 |
| 2018-11-02 | Daniel Diss Harding | Director | Buy | +3,922 | +$20.59K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Mario J Gabelli | Director | 809,826 | $3.17M |
| Thomas H Dinsmore | Director | 25,000 | $97.75K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GCV quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.