GCV · Insider Trading

The Gabelli Convertible and Income Securities Fund, Inc.

Every open-market purchase and sale reported by GCV officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
9
code P
Sales
34
code S
Reporting Insiders
2
current holders
GCV — Recent Form 4 Transactions (latest 2025-11-19)
FiledInsiderRole TypeSharesValue
2025-11-19 Mario J Gabelli — Buy +50,000 +$214.30K
2025-07-15 Mario J Gabelli — Sell −3,100 −$11.97K
2025-07-02 Mario J Gabelli — Sell −5,000 −$19.08K
2025-06-30 Thomas H Dinsmore Director J −25,000 −$250.00K
2025-06-30 Thomas H Dinsmore Director Buy +25,000 +$250.00K
2025-02-12 Mario J Gabelli Director Sell −999 −$3.90K
2024-10-16 Mario J Gabelli — Sell −3,000 −$11.19K
2024-09-06 Mario J Gabelli — Sell −8,000 −$32.02K
2024-08-30 Mario J Gabelli — Sell −1,669 −$6.36K
2024-07-30 Mario J Gabelli — Sell −1,424 −$5.30K
2024-04-15 Mario J Gabelli — Sell −576 −$2.08K
2024-02-22 John Chester Ball President & Treasurer Buy +69 +$251
2023-12-28 Salvatore J Zizza Director J −50,000 −$500.00K
2023-12-27 Mario J Gabelli 10%+ Owner J −350,000 −$3.50M
2023-12-11 Mario J Gabelli — Sell −4,000 −$13.88K
2023-11-27 Mario J Gabelli — Sell −5,000 −$17.09K
2023-08-01 Mario J Gabelli — Sell −10,000 −$42.62K
2023-01-05 Mario J Gabelli — Buy +350,000 +$3.50M
2023-01-03 Salvatore J Zizza Director Buy +50,000 +$500.00K
2023-01-03 Thomas H Dinsmore Director Buy +25,000 +$250.00K
2022-12-07 Mario J Gabelli — Sell −5,000 −$26.78K
2022-12-05 Mario J Gabelli — Sell −5,000 −$25.25K
2022-06-15 Mario J Gabelli — Sell −7,501 −$42.93K
2022-02-18 Agnes Mullady Director Buy +150 +$912
2022-02-10 John Birch Director Buy +8,069 +$44.77K
2022-01-12 Mario J Gabelli — Sell −5,000 −$32.58K
2021-11-16 Mario J Gabelli Director Sell −17,000 −$112.64K
2021-11-03 Mario J Gabelli Director Sell −343 −$2.24K
2021-05-19 Bruce N Alpert President W +1,541 +$10.26K
2021-01-20 Mario J Gabelli Director Sell −988 −$6.20K
2020-12-01 Mario J Gabelli Director Sell −4,000 −$23.46K
2020-08-24 Mario J Gabelli Director Sell −4,198 −$23.36K
2020-07-27 Mario J Gabelli Director Sell −2,000 −$10.77K
2020-07-20 Mario J Gabelli Director Sell −6,000 −$31.60K
2020-02-04 E Val Cerutti Director J −5,000 −$125.00K
2020-02-04 Salvatore J Zizza Director J −1,000 −$25.00K
2020-02-03 Mario J Gabelli Director Sell −4,000 −$23.58K
2020-01-28 Mario J Gabelli Director Sell −6,802 −$40.33K
2020-01-23 Mario J Gabelli Director Sell −6,732 −$40.23K
2020-01-17 Mario J Gabelli Director Sell −4,782 −$28.28K
2019-12-26 Mario J Gabelli Director Sell −618 −$3.64K
2019-12-23 Mario J Gabelli Director Sell −100 −$587
2019-12-17 Mario J Gabelli Director Sell −2,500 −$14.68K
2019-12-13 Mario J Gabelli Director Sell −456 −$2.73K
2019-11-20 Mario J Gabelli Director Sell −2,869 −$16.24K
2019-11-19 Mario J Gabelli Director J −4,100 −$103.39K
2019-09-24 Mario J Gabelli Director Sell −10,000 −$52.65K
2019-05-31 Mario J Gabelli Director Sell −100 −$2.64K
2018-11-14 Mario J Gabelli Director Sell −197 −$973
2018-11-02 Daniel Diss Harding Director Buy +3,922 +$20.59K
GCV — Current Insider Holders
InsiderRole Shares HeldValue
Mario J Gabelli Director 809,826 $3.17M
Thomas H Dinsmore Director 25,000 $97.75K
GCV Insider Trading FAQ
Who are the insiders at GCV?
2 officers, directors and 10%+ beneficial owners currently report holdings in GCV via SEC Form 4.
Are GCV insiders buying or selling?
Across the 50 most recent Form 4 filings for GCV, 9 were open-market purchases (code P) and 34 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is GCV insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent GCV filing is dated 2025-11-19.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GCV quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.