MMD (NYLIM MacKay DefinedTerm Muni Opportunities Fund)
Insider Trading Activity
Every open-market purchase and sale reported by MMD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-10 | John J Lawlor | — | Sell | — | — |
| 2025-12-01 | ROBERT A DIMELLA | — | Sell | — | — |
| 2025-11-21 | ROBERT A DIMELLA | — | Sell | — | — |
| 2025-01-21 | David Dowden | — | Buy | — | — |
| 2025-01-14 | John J Lawlor | — | Buy | — | — |
| 2024-11-21 | John J Lawlor | — | Buy | — | — |
| 2023-08-21 | Michael Denlinger | — | Sell | — | — |
| 2023-08-08 | Michael Denlinger | — | Sell | — | — |
| 2023-07-11 | Michael Denlinger | — | Sell | — | — |
| 2022-11-25 | Michael Petty | — | Sell | — | — |
| 2022-11-23 | Michael Petty | — | Sell | — | — |
| 2022-10-11 | Michael Denlinger | — | Buy | — | — |
| 2022-05-16 | Michael Denlinger | — | Buy | — | — |
| 2022-04-12 | Scott Sprauer | — | Buy | — | — |
| 2022-04-12 | ROBERT A DIMELLA | — | Buy | — | — |
| 2022-04-11 | Michael Denlinger | — | Buy | — | — |
| 2021-05-24 | Yie-Hsin Hung | Director | Buy | — | — |
| 2021-05-13 | JEFFREY S PHLEGAR | — | Sell | — | — |
| 2021-05-13 | John J Lawlor | — | Sell | — | — |
| 2021-05-11 | ROBERT A DIMELLA | — | Sell | — | — |
| 2021-03-22 | Yie-Hsin Hung | Director | Buy | — | — |
| 2020-12-17 | CITIGROUP INC | 10%+ Owner | J | — | — |
| 2020-06-17 | CITIGROUP INC | 10%+ Owner | J | — | — |
| 2020-01-17 | ROBERT A DIMELLA | — | Sell | — | — |
| 2019-07-18 | Richard H Nolan Jr | Director | Buy | — | — |
| 2018-12-07 | ROBERT A DIMELLA | — | Sell | — | — |
| 2017-03-02 | Stephen P. Fisher | President | MIXED | — | — |
| 2016-05-09 | David Dowden | — | Sell | — | — |
| 2016-05-09 | JOHN M LOFFREDO | — | Sell | — | — |
| 2015-02-27 | New York Life Investment Management Holdings LLC | — | Sell | — | — |
| 2013-09-18 | John Y Kim | Director | Buy | — | — |
| 2013-08-21 | David Dowden | — | A | — | — |
| 2013-08-21 | John Y Kim | Director | A | — | — |
| 2013-08-20 | John Y Kim | Director | A | — | — |
| 2013-08-16 | Michael Petty | — | A | — | — |
| 2013-08-16 | ROBERT A DIMELLA | — | A | — | — |
| 2013-07-29 | Scott Sprauer | — | A | — | — |
| 2013-07-29 | JOHN M LOFFREDO | — | A | — | — |
| 2013-06-26 | Scott Sprauer | — | A | — | — |
| 2013-06-13 | ROBERT A DIMELLA | — | A | — | — |
| 2013-06-13 | David Dowden | — | A | — | — |
| 2013-06-12 | JOHN M LOFFREDO | — | A | — | — |
| 2013-05-31 | Stephen P. Fisher | President | A | — | — |
| 2013-05-30 | ROBERT A DIMELLA | — | A | — | — |
| 2012-06-27 | JEFFREY S PHLEGAR | — | Buy | — | — |
| 2012-06-27 | ROBERT A DIMELLA | — | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 25,000 | — |
| — | Director | 24,900 | — |
| — | Director | 12,000 | — |
| — | — | 4,400 | — |
| — | — | 3,300 | — |
| — | President | 2,500 | — |
| — | — | 2,000 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the MMD quote page; the site-wide leaderboard is on the insider transactions hub.