MMD · Insider Trading

NYLIM MacKay DefinedTerm Muni Opportunities Fund

Every open-market purchase and sale reported by MMD officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
46
most recent
Open-Market Buys
14
code P
Sales
16
code S
Reporting Insiders
2
current holders
MMD — Recent Form 4 Transactions (latest 2026-08-10)
FiledInsiderRole TypeSharesValue
2026-08-10 John J Lawlor — Sell −1,250 −$18.75K
2025-12-01 Robert A Dimella — Sell −0 −$11
2025-11-21 Robert A Dimella — Sell −11,964 −$177.56K
2025-01-21 David Dowden — Buy +3,300 +$49.25K
2025-01-14 John J Lawlor — Buy +2,000 +$29.48K
2024-11-21 John J Lawlor — Buy +2,500 +$39.48K
2023-08-21 Michael Denlinger — Sell +0 +$1
2023-08-08 Michael Denlinger — Sell −4,567 −$76.98K
2023-07-11 Michael Denlinger — Sell −4,326 −$73.31K
2022-11-25 Michael Petty — Sell −0 −$5
2022-11-23 Michael Petty — Sell −1,709 −$27.60K
2022-10-11 Michael Denlinger — Buy +855 +$13.47K
2022-05-16 Michael Denlinger — Buy +3,250 +$56.00K
2022-04-12 Scott Sprauer — Buy +2,000 +$35.78K
2022-04-12 Robert A Dimella — Buy +10,000 +$178.96K
2022-04-11 Michael Denlinger — Buy +4,250 +$77.14K
2021-05-24 Yie-Hsin Hung Director Buy +400 +$8.96K
2021-05-13 Jeffrey S Phlegar — Sell −2,500 −$57.18K
2021-05-13 John J Lawlor — Sell −3,000 −$67.99K
2021-05-11 Robert A Dimella — Sell −9,782 −$224.00K
2021-03-22 Yie-Hsin Hung Director Buy +11,600 +$247.08K
2020-12-17 CITIGROUP INC 10%+ Owner J −350 −$35.00M
2020-06-17 CITIGROUP INC 10%+ Owner J −350 −$35.00M
2020-01-17 Robert A Dimella — Sell −2,040 −$44.68K
2019-07-18 Richard H Nolan Jr Director Buy +25,000 +$507.50K
2018-12-07 Robert A Dimella — Sell −4,936 −$98.87K
2017-03-02 Stephen P. Fisher President MIXED −2,000 −$37.31K
2016-05-09 David Dowden — Sell −5,000 −$100.91K
2016-05-09 John M Loffredo — Sell −10,938 −$220.38K
2015-02-27 New York Life Investment Management Holdings LLC — Sell −6,304 −$117.25K
2013-09-18 John Y Kim Director Buy +10,000 +$158.75K
2013-08-21 David Dowden — A +2,500 +$38.58K
2013-08-21 John Y Kim Director A +10,000 +$154.25K
2013-08-20 John Y Kim Director A +4,900 +$75.02K
2013-08-16 Michael Petty — A +1,000 +$15.14K
2013-08-16 Robert A Dimella — A +3,625 +$54.86K
2013-07-29 Scott Sprauer — A +500 +$8.13K
2013-07-29 John M Loffredo — A +5,000 +$81.60K
2013-06-26 Scott Sprauer — A +1,000 +$17.15K
2013-06-13 Robert A Dimella — A +2,500 +$44.35K
2013-06-13 David Dowden — A +2,500 +$44.87K
2013-06-12 John M Loffredo — A +4,000 +$73.84K
2013-05-31 Stephen P. Fisher President A +2,000 +$38.38K
2013-05-30 Robert A Dimella — A +2,500 +$47.50K
2012-06-27 Jeffrey S Phlegar — Buy +2,500 +$50.00K
2012-06-27 Robert A Dimella — Buy +2,500 +$50.00K
MMD — Current Insider Holders
InsiderRole Shares HeldValue
John J Lawlor — 4,400 $61.16K
David Dowden — 3,300 $45.87K
MMD Insider Trading FAQ
Who are the insiders at MMD?
2 officers, directors and 10%+ beneficial owners currently report holdings in MMD via SEC Form 4.
Are MMD insiders buying or selling?
Across the 46 most recent Form 4 filings for MMD, 14 were open-market purchases (code P) and 16 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is MMD insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent MMD filing is dated 2026-08-10.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the MMD quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.