NU · Insider Trading
Nu Holdings Ltd.
Every open-market purchase and sale reported by NU officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-16 | Osorno David Velez | Chairman and CEO | A | +13,577,733 | — |
| 2026-10-07 | Cristina Helena Zingaretti Junqueira | US CEO and Chief Growth Offcr | Sell | −25,000 | −$375.36K |
| 2026-09-30 | Sarah K. Wilson | Chief Legal Officer | A | +1,430,908 | — |
| 2026-08-26 | Douglas M Leone | Director | A | +1,356 | — |
| 2026-08-26 | Anita M Sands | Director | A | +1,356 | — |
| 2026-08-26 | Mejia Luis Alberto Moreno | Director | A | +1,017 | — |
| 2026-08-26 | Cristina Helena Zingaretti Junqueira | US CEO & Chief Growth Officer | Sell | −90,000 | −$1.33M |
| 2026-08-26 | Diego Piacentini | Director | A | +1,356 | — |
| 2026-08-18 | Cristina Helena Zingaretti Junqueira | US CEO & Chief Growth Officer | Sell | −50,000 | −$790.00K |
| 2026-08-18 | Henrique Camossa Saldanha Fragelli | Chief Risk Officer | Sell | −221,707 | −$3.51M |
| 2026-08-11 | Peres Rogerio Paulo Calderon | Director | A | +23,483 | — |
| 2026-08-11 | David Marcus | Director | A | +25,290 | — |
| 2026-08-11 | Mejia Luis Alberto Moreno | Director | A | +25,290 | — |
| 2026-08-11 | Jacqueline D Reses | Director | A | +27,096 | — |
| 2026-08-11 | Thuan Pham | Director | A | +23,483 | — |
| 2026-08-11 | Anita M Sands | Director | A | +30,709 | — |
| 2026-08-11 | Diego Piacentini | Director | A | +23,483 | — |
| 2026-08-11 | Douglas M Leone | Director | A | +25,290 | — |
| 2026-07-27 | Osorno David Velez | Chairman and CEO | F | −45,690 | −$611.79K |
| 2026-07-27 | Henrique Camossa Saldanha Fragelli | Chief Risk Officer | F | −13,496 | −$180.71K |
| 2026-07-27 | Cristina Helena Zingaretti Junqueira | US CEO & Chief Growth Off. | F | −8,048 | −$107.76K |
| 2026-07-15 | Robert Philip Livingston | Chief Financial Officer | A | +2,194,587 | — |
| 2026-05-19 | Anita M Sands | Director | Sell | −21,000 | −$257.04K |
| 2026-04-27 | Osorno David Velez | Chairman and CEO | F | −45,690 | −$659.76K |
| 2026-04-27 | Cristina Helena Zingaretti Junqueira | US CEO & Chief Growth Off. | F | −8,264 | −$119.33K |
| 2026-04-27 | Guilherme Marques Lago | Chief Financial Officer | F | −24,348 | −$351.59K |
| 2026-04-27 | Henrique Camossa Saldanha Fragelli | Chief Risk Officer | F | −11,991 | −$173.15K |
| 2026-04-10 | Henrique Camossa Saldanha Fragelli | Chief Risk Officer | M | +2,361,450 | +$770.39K |
| 2026-03-25 | Cristina Helena Zingaretti Junqueira | US CEO & Chief Growth Officer | Sell | −300,000 | −$4.44M |
| 2015-02-05 | Jay S. Buth | VP, Controller, Chief Acct Off | A | +1,700 | — |
| 2015-02-05 | Gregory B Butler | Sr VP and General Counsel | A | +6,900 | — |
| 2015-02-05 | Christine M Carmody | SVP - Human Resources | MIXED | +2,388 | −$62.05K |
| 2015-02-05 | James J Judge | EVP & CFO | MIXED | +7,030 | −$154.57K |
| 2015-02-05 | Thomas J May | Chrmn of Bd, President & CEO | MIXED | +35,739 | −$801.34K |
| 2015-02-05 | David R McHale | EVP and Chief Admin Off | A | +9,800 | — |
| 2015-02-05 | Joseph R Nolan Jr | SVP-Corporate Relations | MIXED | +2,511 | −$71.93K |
| 2015-02-05 | Leon J Olivier | EVP-Business Development | A | +10,300 | — |
| 2015-02-05 | Werner J Schweiger | Executive VP and COO | MIXED | +7,212 | −$138.83K |
| 2015-01-20 | Richard H Booth | — | A | +1,863 | — |
| 2015-01-20 | John S Clarkeson | — | A | +1,863 | — |
| 2015-01-20 | Cotton M Cleveland | — | A | +1,863 | — |
| 2015-01-20 | Sanford Cloud Jr | — | A | +1,863 | — |
| 2015-01-20 | James S DiStasio | — | A | +1,863 | — |
| 2015-01-20 | Francis A Doyle | — | A | +1,863 | — |
| 2015-01-20 | Paul A Lacamera | — | A | +1,863 | — |
| 2015-01-20 | Charles K Gifford | — | A | +1,863 | — |
| 2015-01-20 | Kenneth R Leibler | — | A | +1,863 | — |
| 2015-01-20 | William C Van Faasen | — | A | +1,863 | — |
| 2015-01-20 | Frederica M Williams | — | A | +1,863 | — |
| 2015-01-20 | Dennis R Wraase | — | A | +1,863 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Osorno David Velez | Chairman and CEO | 20,436,028 | $309.81M |
| Cristina Helena Zingaretti Junqueira | US CEO and Chief Growth Offcr | 7,419,676 | $112.48M |
| Guilherme Marques Lago | Chief Financial Officer | 6,976,027 | $105.76M |
| Henrique Camossa Saldanha Fragelli | Chief Risk Officer | 4,429,446 | $67.15M |
| Robert Philip Livingston | Chief Financial Officer | 2,194,587 | $33.27M |
| Douglas M Leone | Director | 1,940,611 | $29.42M |
| Sarah K. Wilson | Chief Legal Officer | 1,430,908 | $21.69M |
| David Marcus | Director | 655,039 | $9.93M |
| Diego Piacentini | Director | 378,672 | $5.74M |
| Mejia Luis Alberto Moreno | Director | 252,541 | $3.83M |
| Anita M Sands | Director | 194,215 | $2.94M |
| Thuan Pham | Director | 133,654 | $2.03M |
| Peres Rogerio Paulo Calderon | Director | 102,937 | $1.56M |
| Jacqueline D Reses | Director | 45,754 | $693.63K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NU quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.