NU (Nu Holdings Ltd.)

Insider Trading Activity

Every open-market purchase and sale reported by NU officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
7
code S
Reporting Insiders
12
current holders
NU — Recent Form 4 Transactions (latest 2026-08-26)
FiledInsiderRole TypeSharesValue
2026-08-26 DOUGLAS M LEONE Director A
2026-08-26 Anita M Sands Director A
2026-08-26 Mejia Luis Alberto Moreno Director A
2026-08-26 Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Officer Sell
2026-08-26 DIEGO PIACENTINI Director A
2026-08-18 Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Officer Sell
2026-08-18 Henrique Camossa Saldanha Fragelli Chief Risk Officer Sell
2026-08-11 Peres Rogerio Paulo Calderon Director A
2026-08-11 David Marcus Director A
2026-08-11 Mejia Luis Alberto Moreno Director A
2026-08-11 Jacqueline D Reses Director A
2026-08-11 Thuan Pham Director A
2026-08-11 Anita M Sands Director A
2026-08-11 DIEGO PIACENTINI Director A
2026-08-11 DOUGLAS M LEONE Director A
2026-07-27 Osorno David Velez Chairman and CEO F
2026-07-27 Henrique Camossa Saldanha Fragelli Chief Risk Officer F
2026-07-27 Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Off. F
2026-07-15 Robert Philip Livingston Chief Financial Officer A
2026-05-19 Anita M Sands Director Sell
2026-04-27 Osorno David Velez Chairman and CEO F
2026-04-27 Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Off. F
2026-04-27 Guilherme Marques Lago Chief Financial Officer F
2026-04-27 Henrique Camossa Saldanha Fragelli Chief Risk Officer F
2026-04-10 Henrique Camossa Saldanha Fragelli Chief Risk Officer M
2026-03-25 Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Officer Sell
2015-02-05 JAY S. BUTH VP, Controller, Chief Acct Off A
2015-02-05 GREGORY B BUTLER Sr VP and General Counsel A
2015-02-05 Christine M Carmody SVP - Human Resources MIXED
2015-02-05 JAMES J JUDGE EVP & CFO MIXED
2015-02-05 THOMAS J MAY Chrmn of Bd, President & CEO MIXED
2015-02-05 David R McHale EVP and Chief Admin Off A
2015-02-05 JOSEPH R NOLAN JR SVP-Corporate Relations MIXED
2015-02-05 Leon J Olivier EVP-Business Development A
2015-02-05 WERNER J SCHWEIGER Executive VP and COO MIXED
2015-01-20 RICHARD H BOOTH A
2015-01-20 JOHN S CLARKESON A
2015-01-20 COTTON M CLEVELAND A
2015-01-20 SANFORD CLOUD JR A
2015-01-20 James S DiStasio A
2015-01-20 FRANCIS A DOYLE A
2015-01-20 PAUL A LACAMERA A
2015-01-20 CHARLES K GIFFORD A
2015-01-20 Kenneth R Leibler A
2015-01-20 WILLIAM C VAN FAASEN A
2015-01-20 Frederica M Williams A
2015-01-20 DENNIS R WRAASE A
2015-01-07 WERNER J SCHWEIGER Executive VP and COO Sell
2014-12-02 WERNER J SCHWEIGER Executive VP and COO MIXED
2014-12-02 JAMES J JUDGE EVP & CFO Sell
NU — Current Insider Holders
InsiderRole Shares HeldValue
Chief Financial Officer 6,976,027
Chairman and CEO 6,858,295
Chief Risk Officer 4,429,446
US CEO & Chief Growth Officer 3,032,982
Chief Financial Officer 2,194,587
Director 1,940,611
Director 655,039
Director 378,672
Director 252,541
Director 194,215
Director 133,654
Director 102,937
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the NU quote page; the site-wide leaderboard is on the insider transactions hub.