PEN · Insider Trading

Penumbra, Inc.

Every open-market purchase and sale reported by PEN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
18
code S
Reporting Insiders
12
current holders
PEN — Recent Form 4 Transactions (latest 2026-10-16)
FiledInsiderRole TypeSharesValue
2026-10-16 Shruthi Narayan President F −1,367 −$439.08K
2026-09-17 Shruthi Narayan President F −1,230 −$391.67K
2026-08-19 Shruthi Narayan President A +3,060 —
2026-05-21 Adam Elsesser CEO G −77,000 —
2026-04-06 Harpreet Grewal Director Sell −100 −$32.82K
2026-03-17 Lambert Shiu Chief Accounting Officer F −150 −$50.43K
2026-03-17 Maggie Yuen Chief Financial Officer F −186 −$62.53K
2026-03-17 Johanna Roberts EVP, Gen. Counsel & Secretary F −186 −$62.53K
2026-03-17 Shruthi Narayan President F −117 −$39.33K
2026-03-04 Maggie Yuen Chief Financial Officer Sell −2,432 −$832.47K
2026-02-18 Shruthi Narayan President MIXED +4,555 −$239.21K
2026-02-18 Lambert Shiu Chief Accounting Officer MIXED +4,188 −$139.79K
2026-02-18 Maggie Yuen Chief Financial Officer MIXED +4,779 −$163.20K
2026-02-18 Johanna Roberts EVP, Gen. Counsel & Secretary MIXED +4,778 −$163.54K
2026-02-18 Thomas Wilder Director A +589 —
2026-02-18 Surbhi Sarna Director A +589 —
2026-02-18 Bridget O'Rourke Director A +589 —
2026-02-18 Janet Leeds Director A +589 —
2026-02-18 Arani Bose Director A +589 —
2026-02-18 Harpreet Grewal Director A +589 —
2026-01-16 Shruthi Narayan President F −286 −$100.24K
2026-01-08 Harpreet Grewal Director Sell −186 −$58.15K
2026-01-06 Thomas Wilder Director Sell −186 −$57.79K
2025-12-17 Johanna Roberts EVP, Gen. Counsel & Secretary F −1,130 −$349.34K
2025-12-17 Lambert Shiu Chief Accounting Officer F −300 −$92.75K
2025-12-17 Maggie Yuen Chief Financial Officer F −565 −$174.67K
2025-12-15 Arani Bose Director Sell −15,000 −$4.63M
2025-12-09 Johanna Roberts EVP, Gen. Counsel & Secretary Sell −300 −$90.04K
2025-12-03 Harpreet Grewal Director Sell −100 −$29.30K
2025-12-03 Johanna Roberts EVP, Gen. Counsel & Secretary Sell −600 −$176.97K
2025-11-26 Arani Bose Director MIXED −9,299 −$2.25M
2025-11-26 Johanna Roberts EVP, Gen. Counsel & Secretary Sell −1,800 −$540.11K
2025-11-25 Arani Bose Director Sell −7,500 −$2.18M
2025-11-18 Johanna Roberts EVP, Gen. Counsel & Secretary MIXED +2,879 −$196.33K
2025-11-18 Lambert Shiu Chief Accounting Officer MIXED +2,728 −$238.62K
2025-11-18 Shruthi Narayan President F −358 −$100.27K
2025-11-18 Maggie Yuen Chief Financial Officer MIXED +2,889 −$193.53K
2025-11-12 Johanna Roberts EVP, Gen. Counsel & Secretary Sell −600 −$160.19K
2025-11-06 Harpreet Grewal Director Sell −186 −$42.33K
2025-10-17 Shruthi Narayan President F −1,294 −$326.88K
2025-10-03 Thomas Wilder Director Sell −186 −$47.23K
2025-10-03 Johanna Roberts EVP, Gen. Counsel & Secretary Sell −600 −$149.82K
2025-10-03 Harpreet Grewal Director Sell −186 −$46.24K
2025-09-16 Shruthi Narayan President A +9,170 —
2025-09-04 Johanna Roberts EVP, Gen. Counsel & Secretary Sell −600 −$162.35K
2025-09-04 Adam Elsesser CEO MIXED +12,180 −$3.42M
2025-09-04 Harpreet Grewal Director Sell −186 −$50.63K
2025-08-22 Adam Elsesser CEO and President MIXED +12,076 −$3.21M
2025-08-15 Arani Bose Director Sell −12,000 −$3.01M
2025-08-15 Maggie Yuen Chief Financial Officer MIXED −1,276 −$385.39K
PEN — Current Insider Holders
InsiderRole Shares HeldValue
Adam Elsesser CEO 881,302 $286.62M
Arani Bose Director 259,609 $84.43M
Johanna Roberts EVP, Gen. Counsel & Secretary 67,298 $21.89M
Lambert Shiu Chief Accounting Officer 39,623 $12.89M
Shruthi Narayan President 31,283 $10.17M
Maggie Yuen Chief Financial Officer 18,167 $5.91M
Don W. Kassing Director 9,909 $3.22M
Harpreet Grewal Director 8,719 $2.84M
Janet Leeds Director 6,639 $2.16M
Bridget O'Rourke Director 5,962 $1.94M
Thomas Wilder Director 5,095 $1.66M
Surbhi Sarna Director 4,293 $1.40M
PEN Insider Trading FAQ
Who are the insiders at PEN?
12 officers, directors and 10%+ beneficial owners currently report holdings in PEN via SEC Form 4.
Are PEN insiders buying or selling?
Across the 50 most recent Form 4 filings for PEN, 0 were open-market purchases (code P) and 18 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is PEN insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PEN filing is dated 2026-10-16.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PEN quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.