PEN (Penumbra, Inc.)

Insider Trading Activity

Every open-market purchase and sale reported by PEN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
20
code S
Reporting Insiders
19
current holders
PEN — Recent Form 4 Transactions (latest 2026-08-19)
FiledInsiderRole TypeSharesValue
2026-08-19 Shruthi Narayan President A
2026-05-21 Adam Elsesser CEO G
2026-04-06 Harpreet Grewal Director Sell
2026-03-17 Lambert Shiu Chief Accounting Officer F
2026-03-17 Maggie Yuen Chief Financial Officer F
2026-03-17 Johanna Roberts EVP, Gen. Counsel & Secretary F
2026-03-17 Shruthi Narayan President F
2026-03-04 Maggie Yuen Chief Financial Officer Sell
2026-02-18 Shruthi Narayan President MIXED
2026-02-18 Lambert Shiu Chief Accounting Officer MIXED
2026-02-18 Maggie Yuen Chief Financial Officer MIXED
2026-02-18 Johanna Roberts EVP, Gen. Counsel & Secretary MIXED
2026-02-18 Thomas Wilder Director A
2026-02-18 Surbhi Sarna Director A
2026-02-18 Bridget O'Rourke Director A
2026-02-18 Janet Leeds Director A
2026-02-18 Arani Bose Director A
2026-02-18 Harpreet Grewal Director A
2026-01-16 Shruthi Narayan President F
2026-01-08 Harpreet Grewal Director Sell
2026-01-06 Thomas Wilder Director Sell
2025-12-17 Johanna Roberts EVP, Gen. Counsel & Secretary F
2025-12-17 Lambert Shiu Chief Accounting Officer F
2025-12-17 Maggie Yuen Chief Financial Officer F
2025-12-15 Arani Bose Director Sell
2025-12-09 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-12-03 Harpreet Grewal Director Sell
2025-12-03 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-11-26 Arani Bose Director MIXED
2025-11-26 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-11-25 Arani Bose Director Sell
2025-11-18 Johanna Roberts EVP, Gen. Counsel & Secretary MIXED
2025-11-18 Lambert Shiu Chief Accounting Officer MIXED
2025-11-18 Shruthi Narayan President F
2025-11-18 Maggie Yuen Chief Financial Officer MIXED
2025-11-12 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-11-06 Harpreet Grewal Director Sell
2025-10-17 Shruthi Narayan President F
2025-10-03 Thomas Wilder Director Sell
2025-10-03 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-10-03 Harpreet Grewal Director Sell
2025-09-16 Shruthi Narayan President A
2025-09-04 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-09-04 Adam Elsesser CEO MIXED
2025-09-04 Harpreet Grewal Director Sell
2025-08-22 Adam Elsesser CEO and President MIXED
2025-08-15 Arani Bose Director Sell
2025-08-15 Maggie Yuen Chief Financial Officer MIXED
2025-08-13 Johanna Roberts EVP, Gen. Counsel & Secretary Sell
2025-08-13 Thomas Wilder Director Sell
PEN — Current Insider Holders
InsiderRole Shares HeldValue
Director 1,484,931
CEO 881,302
President, International 414,709
Director 259,609
President 228,635
EVP, Gen. Counsel & Secretary 167,963
EVP and Chief Business Officer 135,705
EVP, Gen. Counsel & Secretary 67,298
See Remarks 63,985
Chief Accounting Officer 39,623
President 33,880
Director 29,449
Chief Financial Officer 18,167
Director 9,909
Director 8,719
Director 6,639
Director 5,962
Director 5,095
Director 4,293
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PEN quote page; the site-wide leaderboard is on the insider transactions hub.