SPMC · Insider Trading

Sound Point Meridian Capital, Inc.

Every open-market purchase and sale reported by SPMC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
11
most recent
Open-Market Buys
10
code P
Sales
0
code S
Reporting Insiders
4
current holders
SPMC — Recent Form 4 Transactions (latest 2026-08-28)
FiledInsiderRole TypeSharesValue
2026-08-28 Matthew E. Forstenhausler Director MIXED +1,572 +$14.68K
2025-04-11 Stephen Ketchum Chairman Buy +6,000 +$110.24K
2024-11-25 Matthew E. Forstenhausler Director Buy +1,000 +$20.25K
2024-11-22 Douglas Taylor Healy Director Buy +500 +$10.13K
2024-11-22 Lana Lewin Director Buy +492 +$10.06K
2024-11-21 Stephen Ketchum Chairman Buy +7,000 +$142.37K
2024-11-18 Stephen Ketchum Chairman Buy +9,000 +$179.21K
2024-08-30 Stephen Ketchum Chairman Buy +7,326 +$145.79K
2024-06-18 Ujjaval Desai Chief Executive Officer Buy +50,001 +$1.00M
2024-06-18 Kevin Gerlitz Chief Financial Officer Buy +5,000 +$100.00K
2024-06-18 Stephen Ketchum Chairman Buy +50,001 +$1.00M
SPMC — Current Insider Holders
InsiderRole Shares HeldValue
Stephen Ketchum Chairman 75,327 $442.17K
Matthew E. Forstenhausler Director 10,095 $59.26K
Douglas Taylor Healy Director 500 $2.94K
Lana Lewin Director 492 $2.89K
SPMC Insider Trading FAQ
Who are the insiders at SPMC?
4 officers, directors and 10%+ beneficial owners currently report holdings in SPMC via SEC Form 4.
Are SPMC insiders buying or selling?
Across the 11 most recent Form 4 filings for SPMC, 10 were open-market purchases (code P) and 0 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is SPMC insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent SPMC filing is dated 2026-08-28.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SPMC quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.