SPMC (Sound Point Meridian Capital, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by SPMC officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-28 | Matthew E. Forstenhausler | Director | MIXED | — | — |
| 2025-04-11 | Stephen Ketchum | Chairman | Buy | — | — |
| 2024-11-25 | Matthew E. Forstenhausler | Director | Buy | — | — |
| 2024-11-22 | Douglas Taylor Healy | Director | Buy | — | — |
| 2024-11-22 | Lana Lewin | Director | Buy | — | — |
| 2024-11-21 | Stephen Ketchum | Chairman | Buy | — | — |
| 2024-11-18 | Stephen Ketchum | Chairman | Buy | — | — |
| 2024-08-30 | Stephen Ketchum | Chairman | Buy | — | — |
| 2024-06-18 | Ujjaval Desai | Chief Executive Officer | Buy | — | — |
| 2024-06-18 | Kevin Gerlitz | Chief Financial Officer | Buy | — | — |
| 2024-06-18 | Stephen Ketchum | Chairman | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Chairman | 75,327 | — |
| — | Chief Executive Officer | 50,001 | — |
| — | Director | 10,095 | — |
| — | Chief Financial Officer | 5,000 | — |
| — | Director | 500 | — |
| — | Director | 492 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SPMC quote page; the site-wide leaderboard is on the insider transactions hub.