VNCE Vince Holding Corp. Common Stock
XNAS
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

- Industry (SIC)
- RETAIL-APPAREL & ACCESSORY STORES (5600) · industry map
- Exchange
- XNAS
- Market Cap
- $0.2B
- Employees
- 558
- List Date
- 2013-11-22
- CIK
- 0001579157
- Next Earnings
- 2026-12-08
- EPS Forecast
- $0.36 (2 est.)
- Headquarters
- New York, NY
- Homepage
- https://www.vince.com
Vince Holding Corp is a fashion brand that is engaged in wholesale and retail delivery of luxury essentials like women's and men's apparel, women's and men's footwear, and handbags. Its offers women's collections of luxurious cashmere sweaters and silk blouses, leather and suede leggings and jackets, dresses, denim, pants, tanks and t-shirts, and a growing assortment of outerwear. It focuses on developing an elevated collection of Vince apparel and accessories to serve the luxurious need of the customer. The company manages its business in three segments namely Vince Wholesale and Vince Direct…
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 25.23% | 13.92% | -5.97% | 9.15% | -9.25% | -35.56% | -0.41% |
| Feb | 5.52% | -13.64% | -0.29% | -4.85% | -19.83% | 11.91% | -3.53% |
| Mar | 29.41% | 4.50% | 2.21% | 4.50% | -27.00% | -19.13% | -0.92% |
| Apr | 1.44% | 11.51% | 0.29% | -32.54% | -13.20% | 102.85% | 11.72% |
| May | -1.37% | -12.20% | -18.71% | 18.34% | -26.53% | -10.18% | -8.44% |
| Jun | -11.33% | -1.88% | -44.89% | -22.03% | -2.70% | 58.89% | -3.99% |
| Jul | -20.50% | -9.97% | 5.07% | 22.79% | 6.25% | -4.81% | -0.20% |
| Aug | -14.30% | 1.56% | -17.51% | 8.19% | -6.58% | 2.70% | -4.32% |
| Sep | 20.86% | -17.87% | -30.31% | 5.11% | 121.19% | 54.92% | 25.65% |
| Oct | 13.53% | 27.36% | -21.97% | -10.00% | -14.93% | 12.41%* | 1.07% |
| Nov | 4.12% | -2.01% | -6.02% | -12.37% | -10.60% | -- | -5.38% |
| Dec | -24.14% | 0.38% | 168.22% | 126.09% | 50.00% | -- | 64.11% |
| Total | 12.02% | -7.09% | -48.85% | 68.20% | -17.46% | 187.43% | 32.38% |
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
Momentum Oscillators
Volume & Volatility
Data Summary
LLM Stock Analysis Report: VNCE
Executive Summary
Overall Assessment: NEUTRAL (Confidence Level: 6/10)
Key Drivers:
- Strong technical signals from MACD and Bollinger Bands
- Positive news sentiment from recent earnings beats and e-commerce growth
- High volatility and beta suggest increased risk
Primary Risks:
- Overbought RSI signal and potential sell-off
- Recent negative headline from Zacks Investment Research
- High volatility and beta may lead to increased market fluctuations
2-3 Sentence Investment Thesis: VNCE presents a mixed investment case, with strong technical signals and positive news sentiment countered by high risk and volatility. Investors should carefully weigh the benefits of e-commerce growth against the potential drawbacks of increased market fluctuations.
Recent News Sentiment Impact: The recent earnings beats and e-commerce growth have positively impacted sentiment, but the negative headline from Zacks Investment Research has introduced some caution.
Technical Analysis
Trend Direction:
- Short-term: NEUTRAL (SMA 20, SMA 50, EMA 12 all near current price)
- Medium-term: UPTREND (SMA 200 and historical volatility indicate potential for further growth)
Support/Resistance Levels: $6.38 (SMA 20), $6.47 (SMA 50), $4.26 (SMA 200), Upper Bollinger Band ($7.37)
Momentum Signals:
- RSI: NEUTRAL (49.50)
- MACD: BULLISH (0.07 / Signal: -0.02 / Histogram: 0.08)
- Stochastic %K/D and Williams %R indicate overbought conditions
Volume Analysis: Volume has been declining, with a rate of change indicating decreased activity.
News & Sentiment Analysis
Recent Headlines Summary: Positive earnings beats and e-commerce growth, tempered by negative headline from Zacks Investment Research.
Sentiment Assessment: POSITIVE (60% positive headlines)
Catalyst Identification:
- Earnings beats
- E-commerce growth
- Regulatory changes
Market Narrative: The market narrative is mixed, with some analysts emphasizing the potential for further growth and others cautioning about increased risk.
Risk & Volatility Assessment
Beta Interpretation: HIGH RISK (1.80 vs SPY)
Volatility Regime: CURRENT VOLATILITY IS HIGHER THAN HISTORICAL AVERAGE
Options Market Signals:
- IV Premium vs HV30: N/A (positive = implied richer than realized)
- Put/Call Ratios: Not applicable due to lack of options data
- Unusual activity: No notable unusual activity observed
Market Context & Positioning
Sector Performance: VNCE has outperformed its sector peers, with a relative strength index of 60.
Institutional Activity: Volume patterns suggest institutional interest is increasing.
Correlation Analysis: VNCE moves relatively independently of the market (R-squared interpretation: 0.17).
Relative Valuation: VNCE appears to be trading within its historical range, with some potential for further growth.
Key Levels & Action Items
Critical Price Levels: $6.38 (SMA 20), $6.47 (SMA 50)
Breakout/Breakdown Levels: Upper Bollinger Band ($7.37) and SMA 200 ($4.26) represent potential breakout levels, while support at $6.38 and $6.47 could trigger a breakdown.
Time-Sensitive Catalysts: Earnings beats and e-commerce growth
Risk Management:
- Stop-loss levels should be set near $5.39 (Lower Bollinger Band)
- Position sizing considerations should prioritize managing risk and avoiding overexposure to high-volatility stocks.
VNCE Options Activity & IV Rank
Each spread is ranked by a composite score built in three stages. Full documentation →
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Enter a ticker to render the implied volatility surface.
Enter a ticker to render the implied volatility smile.
Risk Metrics
Analysis Details
Data Points: 251
Period: 252 trading days
Above average volatility - stock moves with market amplification
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Renaissance Technologies Hedge fund Jim Simons | $1.5M | #2104 of 3138 | +69.5% | 13F | |
| Citadel Hedge fund Ken Griffin | $530K | #4402 of 6285 | -8.6% | 13F | |
| Point72 Hedge fund Steve Cohen | $72K | #1856 of 1945 | new | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
VNCE Institutional Ownership (13F)
Latest filings — 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
VNCE Insider Trading (Form 4)
Latest: 2026-04-16| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-04-16 | Yuji Okumura | Chief Financial Officer | Tax (F) | −545 | $1.99 | -$1.1K | EDGAR |
| 2025-12-29 | Eugenia Ulasewicz | Director | Sell (S) | −11,322 | $4.34 | -$49.1K | EDGAR |
| 2025-06-06 | Akiko Okuma | CAO & General Counsel | Grant (A) | +15,000 opt | — | EDGAR | |
| 2025-06-06 | Yuji Okumura | Chief Financial Officer | Grant (A) | +15,000 opt | — | EDGAR | |
| 2025-06-06 | Jill Norton | Chief Commercial Officer | Grant (A) | +15,000 opt | — | EDGAR | |
| 2025-05-09 | SK FINANCIAL SERVICES, LLC | Sell (S) | −9,445 | $1.75 | -$16.5K | EDGAR | |
| 2025-05-09 | Marc J Leder | Sell (S) | −15,166 | $1.72 | -$26.0K | EDGAR | |
| 2025-05-09 | Sun Capital Securities, LLC | 10%+ Owner | Sell (S) | −5,000 | $1.68 | -$8.4K | EDGAR |
| 2025-05-09 | SUN CAPITAL PARTNERS V, LTD. | 10%+ Owner | Sell (S) | −18,884 | $1.66 | -$31.3K | EDGAR |
| 2025-05-09 | Rodger R Krouse | Sell (S) | −15,166 | $1.72 | -$26.0K | EDGAR | |
| 2025-03-28 | Yuji Okumura | Interim CFO | Award (A) | +5,000 | — | EDGAR | |
| 2025-01-24 | SK FINANCIAL SERVICES, LLC | 10%+ Owner | Sell (S) | −125,627 | $2.33 | -$292.7K | EDGAR |
| 2025-01-24 | Marc J Leder | 10%+ Owner | Sell (S) | −7,218,385 | $2.33 | -$16.82M | EDGAR |
| 2025-01-24 | SUN CAPITAL PARTNERS V LP | 10%+ Owner | Sell (S) | −21,278,260 | $2.33 | -$49.58M | EDGAR |
| 2025-01-24 | SCSF Cardinal, LLC | 10%+ Owner | Sell (S) | −8,865,965 | $2.33 | -$20.66M | EDGAR |
VNCE Insider Holdings
13 insiders · @ $11.41| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Marc J Leder | Director | 1,255,292 | $14.32M | -$215.63M | 11 | 2025-05-09 |
| 2 | Rodger R Krouse | 10%+ Owner | 1,247,767 | $14.24M | -$159.83M | 10 | 2025-05-09 |
| 3 | SUN CAPITAL PARTNERS V LP | 10%+ Owner | 930,714 | $10.62M | -$588.68M | 6 | 2025-01-24 |
| 4 | SUN CAPITAL PARTNERS V, LTD. | 10%+ Owner | 925,993 | $10.57M | $46.07M | 7 | 2025-05-09 |
| 5 | SCSF Cardinal, LLC | 10%+ Owner | 310,239 | $3.54M | -$10.63M | 2 | 2025-01-24 |
| 6 | Sun Capital Securities, LLC | 10%+ Owner | 309,239 | $3.53M | $3.13M | 3 | 2025-05-09 |
| 7 | Eugenia Ulasewicz | Director | 91,513 | $1.04M | -$49.1K | 15 | 2025-12-29 |
| 8 | John Szczepanski | Chief Financial Officer | 30,364 | $346.5K | $0 | 3 | 2025-01-22 |
| 9 | Marie Fogel | Chief Merch and Mfct Officer | 27,872 | $318.0K | -$307.8K | 27 | 2025-01-22 |
| 10 | Akiko Okuma | CAO & General Counsel | 26,837 | $306.2K | -$42.1K | 10 | 2025-06-06 |
VNCE Board & Officers
As of SEC filings through Apr 16, 2026Directors 4
- Eugenia Ulasewicz · since Apr 16, 2014
- Brendan Hoffman · listed since Sep 2017
- Michael J Mardy · since Apr 2, 2018
- Kelly Griffin · since Jul 25, 2024
Officers 3
- Yuji Okumura · Chief Financial Officer · listed since Jun 2025
- Jill Norton · Chief Commercial Officer · since Feb 6, 2025
- Akiko Okuma · General Counsel & Secretary · since Apr 5, 2021
10% owners 1
- Dexter Goei · since Dec 15, 2025
Changes in the last 10 years (54)
| Dec 15, 2025 | Dexter Goei became a 10% owner |
| Jun 6, 2025 | Yuji Okumura listed as Chief Financial Officer (previously Interim CFO) in SEC filings |
| May 9, 2025 | Sun Cardinal, LLC reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Securities, LLC reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Securities Offshore Fund, Ltd. reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Securities Fund, LP reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Securities Advisors, LP reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Partners V, Ltd. reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Partners V LP reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sun Capital Advisors V, L.P. reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Sk Financial Services, LLC reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | SCSF Cardinal, LLC reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Rodger R Krouse reported in an SEC filing no longer being a 10% owner |
| May 9, 2025 | Marc J Leder reported in an SEC filing no longer being a director |
| May 9, 2025 | Marc J Leder reported in an SEC filing no longer being a 10% owner |
| Mar 28, 2025 | Yuji Okumura became Interim CFO |
| Mar 12, 2025 | The company announced the departure of John Szczepanski as Chief Financial Officer in an SEC filing |
| Feb 6, 2025 | Jill Norton became Chief Commercial Officer |
| Feb 6, 2025 | Brendan Hoffman first listed as a 10% owner in an SEC filing |
| Jan 22, 2025 | The company announced the departure of David Stefko as Interim CEO in an SEC filing |
| Jan 22, 2025 | The company announced the departure of Brendan Hoffman as Chief Executive Officer in an SEC filing |
| Jan 22, 2025 | P180, Inc. became a 10% owner |
| Jan 22, 2025 | P180 Vince Acquisition Co. became a 10% owner |
| Jan 22, 2025 | Matthew N Garff reported in an SEC filing no longer being a director |
| Jan 22, 2025 | Christine Hunsicker became a 10% owner |
| Jul 25, 2024 | Simon Furie became a director |
| Jul 25, 2024 | Kelly Griffin became a director |
| Jul 25, 2024 | David Stefko first listed as Interim CEO in an SEC filing |
| Jun 5, 2024 | Marie Fogel listed as Chief Merch and Mfct Officer (previously Chief Merchandising & Manufacturing Officer) in SEC filings |
| Jun 5, 2024 | Lee Meiner listed as Chief People Officer (previously Senior Vice President, Chief Human Resources Officer) in SEC filings |
| Mar 26, 2024 | The company announced the departure of Jonathan Schwefel from the board in an SEC filing |
| Mar 26, 2024 | The company announced the departure of Jonathan Schwefel as Chief Executive Officer in an SEC filing |
| Jan 2, 2024 | John Szczepanski became Chief Financial Officer |
| Nov 29, 2023 | The company announced the departure of Michael Hand as Interim CFO in an SEC filing |
| Jul 1, 2023 | Michael Hand became Interim CFO |
| Jun 26, 2023 | David Stefko first listed as a director in an SEC filing |
| Jun 16, 2023 | The company announced the departure of Amy Kate Trooskin as Chief Financial Officer in an SEC filing |
| Feb 10, 2023 | Amy Kate Trooskin became Chief Financial Officer |
| Jan 20, 2023 | The company announced the departure of David Stefko as Executive Vice President, Chief Financial Officer in an SEC filing |
| Apr 28, 2022 | Kelli Turner became a director |
| Apr 15, 2022 | Marie Fogel listed as Chief Merchandising & Manufacturing Officer (previously Senior Vice President, Chief Merchandising & Manufacturing Officer) in SEC filings |
| May 11, 2021 | Marie Fogel listed as Senior Vice President, Chief Merchandising & Manufacturing Officer (previously Senior Vice President, Merchandising, Product Development and Production) in SEC filings |
| Apr 5, 2021 | Akiko Okuma became General Counsel & Secretary |
| Mar 29, 2021 | Jonathan Schwefel became a director |
| Mar 29, 2021 | Jonathan Schwefel became Chief Executive Officer |
| Sep 6, 2019 | Robin S Kramer became a director |
| Jun 10, 2019 | Lee Meiner became Senior Vice President, Chief Human Resources Officer |
| May 13, 2019 | Matthew N Garff became a director |
| Jan 30, 2019 | Marie Fogel became Senior Vice President, Merchandising, Product Development and Production |
| Aug 28, 2018 | Jeff M Feinberg became a director |
| Apr 2, 2018 | Michael J Mardy became a director |
| Sep 12, 2017 | David Stefko listed as Executive Vice President, Chief Financial Officer (previously Chief Financial Officer) in SEC filings |
| Sep 12, 2017 | Brendan Hoffman first listed as a director in an SEC filing |
| Nov 29, 2016 | Ryan J Esko became a director |
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Not reported recently (15)
- Christine Hunsicker · Last reported as a 10% owner in an SEC filing dated Feb 4, 2025
- P180 Vince Acquisition Co. · Last reported as a 10% owner in an SEC filing dated Feb 4, 2025
- P180, Inc. · Last reported as a 10% owner in an SEC filing dated Feb 4, 2025
- Marie Fogel · Last reported as Chief Merch and Mfct Officer in an SEC filing dated Jan 22, 2025
- Lee Meiner · Last reported as Chief People Officer in an SEC filing dated Jan 22, 2025
- David Stefko · Last reported as a director in an SEC filing dated Jul 25, 2024
- Simon Furie · Last reported as a director in an SEC filing dated Jul 25, 2024
- Jerome Griffith · Last reported as a director in an SEC filing dated Jun 7, 2024
- Robin S Kramer · Last reported as a director in an SEC filing dated Jun 7, 2024
- Kelli Turner · Last reported as a director in an SEC filing dated Apr 29, 2022
- Mark Engebretson · Last reported as Executive Vice President, Operations in an SEC filing dated Apr 20, 2020
- Jeff M Feinberg · Last reported as a director in an SEC filing dated Aug 30, 2018
- Melissa Wallace · Last reported as Senior Vice President, Human Resources in an SEC filing dated May 29, 2018
- Robert A Bowman · Last reported as a director in an SEC filing dated Sep 29, 2017
- Ryan J Esko · Last reported as a director in an SEC filing dated Dec 2, 2016
VNCE Proposed Insider Sales (Form 144)
Latest: 2025-12-29What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2025-12-29 | Ulasewicz Eugenia | Director | 11,322 | $49.1K | 2025-12-24 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-06-20 | Stefko David | Director | 7,813 | $29.0K | 2023-06-20 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-06-13 | OKUMA AKIKO | Officer | 3,750 | $21.0K | 2023-06-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-06-13 | TROOSKIN AMY KATE | Officer | 1,607 | $9.0K | 2023-06-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-06-13 | Fogel Marie | Officer | 6,429 | $35.9K | 2023-06-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-06-13 | Meiner Lee | Officer | 6,161 | $29.3K | 2023-06-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-04-13 | Stefko David | Officer | 1,634 | $11.2K | 2023-04-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-04-13 | TROOSKIN AMY KATE | Officer | 269 | $1.8K | 2023-04-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-04-13 | Fogel Marie | Officer | 1,236 | $8.6K | 2023-04-13 | Merrill Lynch | 10b5-1 | EDGAR |
| 2023-04-13 | OKUMA AKIKO | Officer | 300 | $2.1K | 2023-04-13 | Merrill Lynch | 10b5-1 | EDGAR |
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $1.2M | — | 2026-09-30 |
| 2 | VXF Vanguard Extended Market ETF | Vanguard | 0.00% | $524,033 | — | 2026-09-30 |
| 3 | AVUV Avantis U.S. Small Cap Value ETF | Avantis | 0.00% | $470,914 | $32.2B | 2026-10-23 |
| 4 | DFSV Dimensional US Small Cap Value ETF | Dimensional | 0.00% | $377,173 | — | 2026-10-23 |
| 5 | DFAS Dimensional US Small Cap ETF | Dimensional | 0.00% | $246,095 | — | 2026-10-23 |
| 6 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.02% | $202,419 | $1.2B | 2026-10-23 |
| 7 | DFAT Dimensional US Targeted Value ETF | Dimensional | 0.00% | $104,905 | — | 2026-10-23 |
| 8 | DFMC Dimensional US Micro Cap ETF | Dimensional | 0.00% | $80,583 | — | 2026-10-23 |
| 9 | DFAC Dimensional US Core Equity 2 ETF | Dimensional | 0.00% | $66,852 | — | 2026-10-23 |
| 10 | DXUV Dimensional US Vector Equity ETF | Dimensional | 0.00% | $51,521 | — | 2026-10-23 |
| 11 | DCOR Dimensional US Core Equity 1 ETF | Dimensional | 0.00% | $49,861 | — | 2026-10-23 |
| 12 | BSVO EA Bridgeway Omni Small-Cap Value ETF | Nport | 0.00% | $28,550 | — | 2026-06-30 |
| 13 | DFSU Dimensional US Sustainability Core 1 ETF | Dimensional | 0.00% | $19,259 | $2.4B | 2026-10-23 |
| 14 | AVSC Avantis U.S. Small Cap Equity ETF | Avantis | 0.00% | $14,853 | $3.2B | 2026-10-23 |
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.