FYT vs SVAL
First Trust Small Cap Value AlphaDEX Fund against iShares US Small Cap Value Factor ETF: cost, size, returns, what they hold and how much of it is the same.
Overlap by weight
24%
76 shared positions
Fee gap
50 bp
SVAL is cheaper
1-year return gap
3.2 pts
SVAL is ahead
Larger fund
FYT
$172M
Side by side
| FYT | SVAL | |
|---|---|---|
| Fund | First Trust Small Cap Value AlphaDEX Fund | iShares US Small Cap Value Factor ETF |
| Issuer | First Trust | iShares |
| Category | Multi-Factor | Multi-Factor |
| Expense ratio | 0.70% | 0.20% |
| Assets | $172M | $161M |
| Average daily dollar volume | $1.5M | $1.0M |
| Listed | Apr 19, 2011 | Oct 27, 2020 |
| FrenzyCap score | 43 | 65 |
| 1-month return | −1.2% | +0.6% |
| 3-month return | −3.0% | +0.8% |
| Year to date | +20.7% | +23.6% |
| 1-year return | +24.2% | +27.4% |
| 30-day volatility | 12.3% | 10.3% |
| Worst drawdown, 1 year | −9.2% | −9.2% |
| Trailing 12-month yield | 1.89% | 2.20% |
| Holdings | 263 | 249 |
| Top 10 weight | 7.3% | 7.6% |
| Look-through P/E | 11.6 | 17.9 |
| Holdings vs fair value | +23.5% | +22.8% |
| Holdings above 200-day average | 39% | 67% |
| Net flow, latest 3 reported months | −$2.7M thru Jul 2026 | +$1.7M thru Jun 2026 |
| 30-day implied volatility | 22.8% | 32.3% |
| Holdings as of | as of Oct 20, 2026issuer data | as of Oct 20, 2026issuer data |
Returns are price returns and exclude distributions. Flows are each fund's own latest reported months and may not cover the same period.
Largest shared holdings
32% of FYT · 31% of SVAL| Holding | FYT | SVAL |
|---|---|---|
| EFOR | 0.74% | 0.72% |
| AMN | 0.58% | 0.79% |
| UFCS | 0.53% | 0.54% |
| LPG | 0.59% | 0.52% |
| PARR | 0.65% | 0.50% |
| ARDT | 0.58% | 0.48% |
| SBH | 0.51% | 0.47% |
| HG | 0.69% | 0.43% |
| CENTA | 0.55% | 0.43% |
| GHC | 0.67% | 0.42% |
| ASO | 0.77% | 0.42% |
| WSBC | 0.50% | 0.42% |
| DRH | 0.41% | 0.52% |
| MD | 0.40% | 0.48% |
| STRA | 0.64% | 0.40% |
| AEO | 0.62% | 0.40% |
| ABM | 0.39% | 0.49% |
| ICFI | 0.39% | 0.48% |
| UCB | 0.39% | 0.40% |
| CCS | 0.46% | 0.38% |
| HMN | 0.38% | 0.39% |
| SPB | 0.50% | 0.37% |
| AVNT | 0.37% | 0.42% |
| CUBI | 0.37% | 0.39% |
| FFBC | 0.37% | 0.40% |
Sector mix of the stock holdings
| Sector | FYT | SVAL | Gap |
|---|---|---|---|
| Financials | 20.6% | 21.0% | −0.3% |
| Industrials | 18.8% | 21.6% | −2.8% |
| Consumer Discretionary | 20.6% | 11.9% | +8.7% |
| Technology | 5.4% | 11.0% | −5.6% |
| Health Care | 4.9% | 8.6% | −3.6% |
| Energy | 5.7% | 7.3% | −1.6% |
| Real Estate | 7.3% | 3.4% | +3.9% |
| Materials | 4.9% | 5.5% | −0.5% |
| Consumer Staples | 5.3% | 3.4% | +1.9% |
| Utilities | 2.8% | 3.6% | −0.9% |
| Communication Services | 2.0% | 1.4% | +0.6% |
| Other | 0.5% | 0.0% | +0.5% |
More: full overlap table · FYT holdings · SVAL holdings
Fund data comes from each fund's SEC filings and issuer disclosures and is shown with the date it is as of. SEC portfolio and flow filings become public about 60 days after the period they cover. Nothing here is investment advice; see Terms.