Top Institutional Investors

THOMPSON DAVIS & CO., INC. — 13F Holdings & Portfolio

CIK 1017284 · latest 13F-HR filed 2026-11-05

Backtest portfolio

THOMPSON DAVIS & CO., INC. manages $149.2M in 13F-reported U.S. long-equity assets across 158 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SMID (28.99%), CSL (6.25%), VOO (2.69%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 23 new positions and exited 33; 32 existing positions rose in reported value and 64 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$149.2M

Long-equity book

Holdings
158

Distinct positions

Period
2026-09-30

Filed 2026-11-05

Q/Q Activity
+23 / −33 / ↑32 / ↓64

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SMID29.0% · +4%CSL6.3% · 0%VOO2.7% · +24%DOV2.6% · 0%JPST2.1% · -3%AAPL2.0% · +7%SHW1.6% · 0%BIL1.5% · +13%GEV1.4% · 0%VIG1.3% · -8%CB1.3% · -2%NVDA1.2% · -18%GOOG1.0% · +20%SPTS1.0% · -6%LLY0.9% · 0%PROF0.9% · +10%FIX0.9% · -6%AMZN0.9% · +2%KEYS0.9% · +7%SPYM0.8% · -15%FEIM0.8% · +75%COST0.8% · 0%ESGV0.7% · 0%VTV0.7% · -1%GE0.7% · 0%OUNZ0.7% · +21%MSFT0.7% · -7%JMST0.7% · 0%GLD0.7% · 0%SPCX0.7% · +217%SPTI0.7% · -10%META0.7% · 0%ESOA0.7% · +61%GLW0.6% · -21%VUG0.6% · +1%MKL0.6% · +11%DY0.6% · +23%GOOGL0.6% · +2%SCHD0.6% · -23%MU0.6% · -14%GNR0.5% · +2%PLTR0.5% · -10%VSGX0.5% · +2%WMT0.5% · +2%WGS0.5% · -0%PWR0.5% · newIGPT0.4% · -15%AMD0.4% · -7%TSLA0.4% · +4%SBUX0.4% · newEME0.4% · +3%INTC0.4% · +117%TOTL0.4% · +148%JNJ0.4% · -3%RKLB0.4% · +2%TEVA0.4% · +30%VB0.4% · -25%JEPQ0.4% · 0%UBER0.4% · +7%IVV0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 50.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 10, 2026.

Assets Under Management
$211.3M
Discretionary
$211.3M
Employees
9
Accounts
300
Address
9030 STONY POINT PKWY, STE 100
RICHMOND, VA 23235
Phone
(804) 644-6380
Website
This firm reports 1 disclosure item on its registration.
Name Title / Status Ownership Type
DAVIS, WILLIAM DALE JR ControlCEO
since Jul 2002
25–50%Individual
ALTIZER, JUNE ELAINECFO/FINOP/PFO/POO
since Jul 2002
5–10%Individual
DANIEL, MATTHEW HENRYSR. VICE PRESIDENT
since Jan 2019
5–10%Individual
JONES, BRANT CHRISTOPHERINVESTMENT ADVISOR
since Oct 2017
Less than 5%Individual
THALHIMER, ADAM ROBERTDIRECTOR OF RESEARCH
since Jul 2018
10–25%Individual
THOMPSON, EDWARD HUNTER JRCHAIRMAN
since Jul 2002
10–25%Individual
WALZ, PEGGY MYERSCCO
since Jan 2019
5–10%Individual
Ownership & leadership changes · 16 filings with changes since Feb 3, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 13, 2024 filing
  • No longer listedCAMPBELL, DAVID PEARCE · SENIOR VICE PRESIDENT · Less than 5% · listed since Jul 2002
Jul 26, 2023 filing
  • No longer listedNORTHEN, READ MORTON JR · SENIOR VICE PRESIDENT · Less than 5% · listed since Feb 2007
Mar 30, 2023 filing
  • No longer listedFRATES, LOUIS GABRIEL · INVESTMENT ADVISER REPRESENTATIVE · Less than 5% · listed since Jan 2021
  • ChangedJONES, BRANT CHRISTOPHER · title EQUITY TRADER → INVESTMENT ADVISOR
Dec 23, 2021 filing
  • AddedFRATES, LOUIS GABRIEL · INVESTMENT ADVISER REPRESENTATIVE · Less than 5%
Feb 5, 2021 filing
  • No longer listedMCCLANAHAN, LARRY GALE · SENIOR VICE PRESIDENT · 5–10% · listed since Oct 2017
Jul 10, 2019 filing
  • ChangedTHOMPSON, EDWARD HUNTER JR · title CHAIRMAN EMERITUS → CHAIRMAN
Mar 29, 2019 filing
  • No longer listedYOUNG, WALTER HOWARD III · OWNER · 5–10% · listed since Jan 2019
  • ChangedDANIEL, MATTHEW HENRY · ownership Less than 5% → 5–10%
  • ChangedWALZ, PEGGY MYERS · ownership Less than 5% → 5–10%
Jan 23, 2019 filing
  • ChangedALTIZER, JUNE ELAINE · title CFO/FINOP → CFO/FINOP/PFO/POO
  • ChangedTHALHIMER, ADAM ROBERT · ownership 5–10% → 10–25%
  • ChangedWALZ, PEGGY MYERS · title SUPERVISORY ANALYST → CCO
  • ChangedYOUNG, WALTER HOWARD III · title CCO → OWNER
Mar 30, 2018 filing
  • No longer listedCLOCK-WISE INVESTING, LLC · MINORITY OWNER · 10–25% · listed since Mar 2017
  • AddedJONES, BRANT CHRISTOPHER · EQUITY TRADER · Less than 5%
  • AddedTHALHIMER, ADAM ROBERT · DIRECTOR OF RESEARCH · 5–10%
  • AddedWALZ, PEGGY MYERS · SUPERVISORY ANALYST · Less than 5%
  • ChangedMCCLANAHAN, LARRY GALE · ownership Less than 5% → 5–10%
  • ChangedYOUNG, WALTER HOWARD III · ownership Less than 5% → 5–10%
Mar 27, 2017 filing
  • No longer listedDANDRIDGE, VICTOR M III · DIRECTOR OF INVESTMENT MANAGEMENT · 5–10% · listed since Jun 2015
  • No longer listedDWORSKY, LOUIS DAVID · REGISTERED INVESTMENT ADVISOR · 10–25% · listed since Sep 2014
  • AddedCLOCK-WISE INVESTING, LLC · MINORITY OWNER · 10–25%
Older changes (7 more filings)
Mar 29, 2016 filing
  • No longer listedPRESCOTT, PAMELA JEANNE · REGISTERED SALES ASSISTANT · Less than 5% · listed since Dec 2013
  • No longer listedSTEPHENS, HARPER MCDONALD · SENIOR VICE PRESIDENT · Less than 5% · listed since Sep 2007
  • ChangedDANDRIDGE, VICTOR M III · title SENIOR VICE PRESIDENT → DIRECTOR OF INVESTMENT MANAGEMENT
Mar 27, 2015 filing
  • No longer listedFLYNN, MICHAEL EDWARD JR · ASSOCIATE VICE PRESIDENT · Less than 5% · listed since Jul 2002
Oct 8, 2014 filing
  • ChangedDAVIS, WILLIAM DALE JR · title CO CEO → CEO
  • ChangedDWORSKY, LOUIS DAVID · title CO CEO → REGISTERED INVESTMENT ADVISOR; ownership 25–50% → 10–25%; no longer a control person
Aug 6, 2014 filing
  • AddedDWORSKY, LOUIS DAVID · CO CEO · 25–50% · control person
  • ChangedDAVIS, WILLIAM DALE JR · title CHIEF EXECUTIVE OFFICER → CO CEO; ownership 50–75% → 25–50%
  • ChangedMCCLANAHAN, LARRY GALE · ownership 5–10% → Less than 5%
  • ChangedTHOMPSON, EDWARD HUNTER JR · title CHAIRMAN → CHAIRMAN EMERITUS; ownership 25–50% → 10–25%; no longer a control person
  • ChangedYOUNG, WALTER HOWARD III · title CHIEF COMPLIANCE OFFICER → CCO
Jan 15, 2014 filing
  • No longer listedRUTHERFORD, KEVIN STEWART · CHIEF COMPLIANCE OFFICER · 5–10% · listed since Dec 2008
  • AddedDANIEL, MATTHEW HENRY · SR. VICE PRESIDENT · Less than 5%
  • AddedPRESCOTT, PAMELA JEANNE · REGISTERED SALES ASSISTANT · Less than 5%
  • ChangedMCCLANAHAN, LARRY GALE · ownership Less than 5% → 5–10%
  • ChangedYOUNG, WALTER HOWARD III · title SENIOR VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
Jan 31, 2013 filing
  • AddedDANDRIDGE, VICTOR M III · SENIOR VICE PRESIDENT · 5–10%
Feb 3, 2012 filing (earliest on record)
  • ListedALTIZER, JUNE ELAINE · CFO/FINOP · 5–10%
  • ListedCAMPBELL, DAVID PEARCE · SENIOR VICE PRESIDENT · Less than 5%
  • ListedDAVIS, WILLIAM DALE JR · CHIEF EXECUTIVE OFFICER · 50–75% · control person
  • ListedFLYNN, MICHAEL EDWARD JR · ASSOCIATE VICE PRESIDENT · Less than 5%
  • ListedMCCLANAHAN, LARRY GALE · SENIOR VICE PRESIDENT · Less than 5%
  • ListedNORTHEN, READ MORTON JR · SENIOR VICE PRESIDENT · Less than 5%
  • ListedRUTHERFORD, KEVIN STEWART · CHIEF COMPLIANCE OFFICER · 5–10%
  • ListedSTEPHENS, HARPER MCDONALD · SENIOR VICE PRESIDENT · Less than 5%
  • ListedTHOMPSON, EDWARD HUNTER JR · CHAIRMAN · 25–50% · control person
  • ListedYOUNG, WALTER HOWARD III · SENIOR VICE PRESIDENT · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 32 →

Top Trims

Show all 64 →

New Positions

Show all 23 →

Exited Positions

Show all 33 →

THOMPSON DAVIS & CO., INC. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SMITH MIDLAND CORP SMID 832156103 $43.2M 28.99% 1,896,481 SH
2 CARLISLE COS INC CSL 142339100 $9.3M 6.25% 28,947 SH
3 VANGUARD INDEX FDS VOO 922908363 $4.0M 2.69% 5,730 SH
4 DOVER CORP DOV 260003108 $3.9M 2.62% 20,870 SH
5 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $3.1M 2.07% 61,314 SH
6 APPLE INC AAPL 037833100 $3.0M 1.98% 8,867 SH
7 SHERWIN WILLIAMS CO SHW 824348106 $2.4M 1.63% 7,500 SH
8 SPDR SERIES TRUST BIL 78468R663 $2.3M 1.54% 25,028 SH
9 GE VERNOVA INC GEV 36828A101 $2.0M 1.35% 2,119 SH
10 VANGUARD SPECIALIZED FUNDS VIG 921908844 $2.0M 1.35% 8,615 SH
11 CHUBB LIMITED CB H1467J104 $1.9M 1.28% 5,875 SH
12 NVIDIA CORPORATION NVDA 67066G104 $1.8M 1.19% 7,755 SH
13 ALPHABET INC GOOG 02079K107 $1.5M 1.04% 4,543 SH
14 SPDR SERIES TRUST SPTS 78468R101 $1.5M 1.01% 52,575 SH
15 ELI LILLY & CO LLY 532457108 $1.4M 0.93% 1,200 SH
16 PROFOUND MED CORP PROF 74319B502 $1.4M 0.93% 239,118 SH
17 COMFORT SYS USA INC FIX 199908104 $1.3M 0.90% 807 SH
18 AMAZON COM INC AMZN 023135106 $1.3M 0.89% 5,331 SH
19 KEYSIGHT TECHNOLOGIES INC KEYS 49338L103 $1.3M 0.85% 3,495 SH
20 SPDR SERIES TRUST SPYM 78464A854 $1.3M 0.85% 14,075 SH
21 FREQUENCY ELECTRS INC FEIM 358010106 $1.2M 0.81% 14,250 SH
22 COSTCO WHOLESALE CORPORATION COST 22160K105 $1.2M 0.78% 1,281 SH
23 VANGUARD WORLD FD ESGV 921910733 $1.1M 0.74% 8,124 SH
24 VANGUARD INDEX FDS VTV 922908744 $1.1M 0.72% 4,995 SH
25 GE AEROSPACE GE 369604301 $1.1M 0.72% 3,444 SH
26 VANECK MERK GOLD ETF OUNZ 921078101 $1.0M 0.70% 26,050 SH
27 MICROSOFT CORP MSFT 594918104 $1.0M 0.69% 2,008 SH
28 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $1.0M 0.69% 20,301 SH
29 SPDR GOLD TR GLD 78463V107 $1.0M 0.67% 2,635 SH
30 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $996.3K 0.67% 6,604 SH
31 SPDR SERIES TRUST SPTI 78464A672 $991.1K 0.66% 36,331 SH
32 META PLATFORMS INC META 30303M102 $990.6K 0.66% 1,366 SH
33 ENERGY SERVICES OF AMER CORP ESOA 29271Q103 $981.6K 0.66% 88,034 SH
34 CORNING INC GLW 219350105 $968.7K 0.65% 6,300 SH
35 VANGUARD INDEX FDS VUG 922908736 $941.4K 0.63% 10,447 SH
36 MARKEL GROUP INC MKL 570535104 $916.2K 0.61% 535 SH
37 DYCOM INDS INC DY 267475101 $897.9K 0.60% 3,337 SH
38 ALPHABET INC GOOGL 02079K305 $896.3K 0.60% 2,605 SH
39 SCHWAB STRATEGIC TR SCHD 808524797 $874.4K 0.59% 26,880 SH
40 MICRON TECHNOLOGY INC MU 595112103 $845.8K 0.57% 794 SH
41 SPDR INDEX SHS FDS GNR 78463X541 $817.4K 0.55% 11,050 SH
42 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $795.0K 0.53% 4,250 SH
43 VANGUARD WORLD FD VSGX 921910725 $778.4K 0.52% 9,601 SH
44 WALMART INC WMT 931142103 $738.5K 0.50% 7,106 SH
45 GENEDX HOLDINGS CORP WGS 81663L200 $723.0K 0.48% 10,000 SH
46 QUANTA SVCS INC PWR 74762E102 $686.2K 0.46% 1,068 SH
47 INVESCO EXCHANGE TRADED FD T IGPT 46137V639 $648.3K 0.43% 6,375 SH
48 ADVANCED MICRO DEVICES INC AMD 007903107 $642.3K 0.43% 1,050 SH
49 TESLA INC TSLA 88160R101 $628.0K 0.42% 1,770 SH
50 STARBUCKS CORP SBUX 855244109 $616.8K 0.41% 6,565 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-05 $149.2M 158 0001017284-26-000012
2026-06-30 2026-07-29 $167.2M 168 0001017284-26-000007
2026-03-31 2026-04-16 $149.9M 141 0001017284-26-000005
2025-12-31 2026-01-12 $167.0M 157 0001017284-26-000001
Filer Information
Address
9030 STONY POINT PKWY, STE 100
16TH FLOOR
RICHMOND, VA 23235
Phone
(804) 644-6380
Filing Manager
THOMPSON DAVIS & CO., INC.
RICHMOND, VA
Signatory
Peggy Myers Walz
Chief Compliance Officer