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Aldebaran Financial Inc. — 13F Holdings & Portfolio

CIK 1353110 · latest 13F-HR filed 2026-11-06

Backtest portfolio

Aldebaran Financial Inc. manages $129.8M in 13F-reported U.S. long-equity assets across 87 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are FTNT (8.05%), SPTM (7.83%), AAPL (6.20%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 8 new positions and exited 3; 22 existing positions rose in reported value and 28 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$129.8M

Long-equity book

Holdings
87

Distinct positions

Period
2026-09-30

Filed 2026-11-06

Q/Q Activity
+8 / −3 / ↑22 / ↓28

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
FTNT8.1% · -3%SPTM7.8% · +1%AAPL6.2% · -2%SPYM6.1% · +10%BRK.B6.0% · +0%AMZN4.2% · -1%NVDA4.0% · -0%MSFT3.9% · +2%SPY3.8% · -4%GOOG3.2% · +0%JPM3.2% · +1%CRWD2.4% · +295%WMT2.2% · +3%WM2.0% · 0%LLY1.9% · +2%META1.9% · +0%QQQ1.7% · -19%QQQM1.5% · +56%XSMO1.5% · +7%COHR1.4% · +1%KO1.2% · +0%LNG1.1% · 0%ABBV1.0% · +3%JNJ1.0% · +0%MPC0.9% · 0%NSC0.9% · 0%PG0.9% · -10%SPMD0.8% · +2%BND0.8% · +18%CRM0.7% · -2%VYM0.6% · +4%XOM0.6% · 0%DIS0.6% · -3%SPSM0.6% · +0%UNP0.6% · 0%VTI0.6% · +2%LOW0.6% · +5%GOOGL0.6% · 0%SCHD0.6% · +4%CAT0.5% · -5%FHN0.5% · +0%EMN0.5% · +0%PHM0.4% · 0%PLTR0.4% · -1%NOC0.4% · -21%ET0.4% · 0%HD0.4% · -7%XLK0.4% · -2%VYMI0.4% · 0%MCD0.3% · -5%SLV0.3% · 0%DLR0.3% · +2%TSLA0.3% · -1%DUK0.3% · 0%RF0.3% · +0%DIA0.3% · 0%PANW0.3% · +1%IWF0.3% · 0%ECL0.3% · -4%PSX0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 53.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$222.8M
Discretionary
$222.8M
Employees
8
Accounts
713
Address
200 COLONIAL HEIGHTS ROAD
KINGSPORT, TN 37663
Phone
(423) 239-7535
Website
Name Title / Status Ownership Type
RABER, KATHERINE, ARCHER ControlSECRETARY; DIRECTOR
since Oct 2019
Less than 5%Individual
RABER, PETER, WILLIAM ControlPRESIDENT; CHIEF EXECUTIVE OFFICER; DIRECTOR; TREASURER; CHIEF COMPLIANCE OFFICER
since Oct 2019
75% or moreIndividual
Ownership & leadership changes · 4 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2022 filing
  • No longer listedRABER, DONALD, ROBERT · VICE PRESIDENT; DIRECTOR · Less than 5% · listed since Apr 2016
  • ChangedRABER, PETER, WILLIAM · title PRESIDENT; CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; DIRECTOR; TREASURER → PRESIDENT; CHIEF EXECUTIVE OFFICER; DIRECTOR; TREASURER; CHIEF COMPLIANCE OFFICER
Nov 13, 2019 filing
  • No longer listedRABER, DONALD, ROBERT · PRESIDENT, CHIEF EXECUTIVE OFFICER; DIRECTOR, TREASURER · 75% or more · control person · listed since Aug 1991
  • AddedRABER, KATHERINE, ARCHER · SECRETARY; DIRECTOR · Less than 5% · control person
  • ChangedRABER, DONALD, ROBERT · title VICE PRESIDENT → VICE PRESIDENT; DIRECTOR
  • ChangedRABER, PETER, WILLIAM · title CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT; DIRECTOR; SECRETARY → PRESIDENT; CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; DIRECTOR; TREASURER; ownership Less than 5% → 75% or more
May 31, 2016 filing
  • No longer listedRABER, LOYCE, CECELIA · DIRECTOR; SECRETARY · Less than 5% · control person · listed since Aug 1991
  • AddedRABER, DONALD, ROBERT · VICE PRESIDENT · Less than 5%
  • ChangedRABER, DONALD, ROBERT · title PRESIDENT, CHIEF EXECUTIVE OFFICER; DIRECTOR → PRESIDENT, CHIEF EXECUTIVE OFFICER; DIRECTOR, TREASURER
  • ChangedRABER, PETER, WILLIAM · title CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT; DIRECTOR; → CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT; DIRECTOR; SECRETARY
Mar 25, 2013 filing
  • ChangedRABER, PETER, WILLIAM · title CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; DIRECTOR; → CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT; DIRECTOR;
Mar 28, 2012 filing (earliest on record)
  • ListedRABER, DONALD, ROBERT · PRESIDENT, CHIEF EXECUTIVE OFFICER; DIRECTOR · 75% or more · control person
  • ListedRABER, LOYCE, CECELIA · DIRECTOR; SECRETARY · Less than 5% · control person
  • ListedRABER, PETER, WILLIAM · CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; DIRECTOR; · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 22 →

Top Trims

Show all 28 →

New Positions

Show all 8 →

Exited Positions

Show all 3 →

Aldebaran Financial Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 FORTINET INC FTNT 34959E109 $10.5M 8.05% 58,469 SH
2 SPDR SERIES TRUST SPTM 78464A805 $10.2M 7.83% 110,367 SH
3 APPLE INC AAPL 037833100 $8.0M 6.20% 24,171 SH
4 SPDR SERIES TRUST SPYM 78464A854 $7.9M 6.09% 88,062 SH
5 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.8M 6.03% 15,721 SH
6 AMAZON COM INC AMZN 023135106 $5.4M 4.19% 21,832 SH
7 NVIDIA CORPORATION NVDA 67066G104 $5.2M 4.01% 22,773 SH
8 MICROSOFT CORP MSFT 594918104 $5.0M 3.85% 9,749 SH
9 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.9M 3.81% 6,479 SH
10 ALPHABET INC GOOG 02079K107 $4.1M 3.18% 12,103 SH
11 JPMORGAN CHASE & CO JPM 46625H100 $4.1M 3.17% 12,427 SH
12 CROWDSTRIKE HLDGS INC CRWD 22788C105 $3.2M 2.43% 11,919 SH
13 WALMART INC WMT 931142103 $2.9M 2.23% 27,813 SH
14 WASTE MGMT INC DEL WM 94106L109 $2.6M 1.98% 12,630 SH
15 ELI LILLY & CO LLY 532457108 $2.5M 1.89% 2,123 SH
16 META PLATFORMS INC META 30303M102 $2.4M 1.89% 3,377 SH
17 INVESCO QQQ TR QQQ 46090E103 $2.2M 1.70% 2,987 SH
18 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $1.9M 1.50% 6,398 SH
19 INVESCO EXCHANGE TRADED FD T XSMO 46137V498 $1.9M 1.49% 23,673 SH
20 COHERENT CORP COHR 19247G107 $1.9M 1.44% 6,504 SH
21 COCA COLA CO KO 191216100 $1.5M 1.16% 17,452 SH
22 CHENIERE ENERGY INC LNG 16411R208 $1.4M 1.08% 5,205 SH
23 ABBVIE INC ABBV 00287Y109 $1.3M 1.00% 4,943 SH
24 JOHNSON & JOHNSON JNJ 478160104 $1.2M 0.95% 4,682 SH
25 MARATHON PETE CORP MPC 56585A102 $1.2M 0.93% 3,063 SH
26 NORFOLK SOUTHN CORP NSC 655844108 $1.2M 0.92% 3,852 SH
27 PROCTER & GAMBLE CO PG 742718109 $1.2M 0.92% 8,190 SH
28 SPDR SERIES TRUST SPMD 78464A847 $1.0M 0.80% 16,462 SH
29 VANGUARD BD INDEX FDS BND 921937835 $984.1K 0.76% 14,028 SH
30 SALESFORCE INC CRM 79466L302 $891.8K 0.69% 3,884 SH
31 VANGUARD WHITEHALL FDS VYM 921946406 $834.7K 0.64% 5,378 SH
32 EXXON MOBIL CORP XOM 30231G102 $821.6K 0.63% 5,048 SH
33 DISNEY WALT CO DIS 254687106 $808.4K 0.62% 7,706 SH
34 SPDR SERIES TRUST SPSM 78468R853 $796.2K 0.61% 15,062 SH
35 UNION PAC CORP UNP 907818108 $788.9K 0.61% 2,899 SH
36 VANGUARD INDEX FDS VTI 922908769 $779.6K 0.60% 2,083 SH
37 LOWES COS INC LOW 548661107 $762.0K 0.59% 4,135 SH
38 ALPHABET INC GOOGL 02079K305 $739.8K 0.57% 2,150 SH
39 SCHWAB STRATEGIC TR SCHD 808524797 $731.1K 0.56% 22,475 SH
40 CATERPILLAR INC CAT 149123101 $642.1K 0.49% 792 SH
41 FIRST HORIZON CORPORATION FHN 320517105 $626.3K 0.48% 27,206 SH
42 EASTMAN CHEM CO EMN 277432100 $599.9K 0.46% 9,252 SH
43 PULTE GROUP INC PHM 745867101 $547.2K 0.42% 4,715 SH
44 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $534.4K 0.41% 2,857 SH
45 NORTHROP GRUMMAN CORP NOC 666807102 $508.1K 0.39% 1,051 SH
46 ENERGY TRANSFER L P ET 29273V100 $499.1K 0.38% 25,245 SH
47 HOME DEPOT INC HD 437076102 $495.2K 0.38% 1,741 SH
48 SELECT SECTOR SPDR TR XLK 81369Y803 $491.6K 0.38% 2,511 SH
49 VANGUARD WHITEHALL FDS VYMI 921946794 $465.2K 0.36% 4,600 SH
50 MCDONALDS CORP MCD 580135101 $454.5K 0.35% 1,968 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-06 $129.8M 87 0001062993-26-005801
2026-06-30 2026-08-13 $123.2M 82 0001062993-26-004246
2026-03-31 2026-05-14 $105.3M 76 0001062993-26-002611
2025-12-31 2026-01-23 $108.1M 77 0001062993-26-000397
2025-09-30 2025-11-19 $100.0M 77 0001062993-25-016944
Filer Information
Address
200 COLONIAL HEIGHTS RD.
KINGSPORT, TN 37663
Phone
(423) 239-9087
Filing Manager
Aldebaran Financial Inc.
KINGSPORT, TN
Signatory
Peter W. Raber
President and CCO