Dana Investment Advisors, Inc. — 13F Holdings & Portfolio
CIK 1427514 · latest 13F-HR filed 2026-11-06
Dana Investment Advisors, Inc. manages $3.69B in 13F-reported U.S. long-equity assets across 407 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (5.26%), NVDA (4.80%), MSFT (4.17%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 9 new positions and exited 174; 97 existing positions rose in reported value and 206 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$3.69B
Long-equity book
Holdings
407
Distinct positions
Period
2026-09-30
Filed 2026-11-06
Q/Q Activity
+9 / −174 / ↑97 / ↓206
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AAPL5.3% · -1%NVDA4.8% · -2%MSFT4.2% · -0%GOOGL2.8% · -11%DUNK2.6% · -2%AMZN2.3% · -6%NOW1.6% · +13%AVGO1.6% · -2%META1.6% · -11%LRCX1.4% · -6%ABBV1.3% · +20%V1.3% · +0%CSCO1.1% · -4%IQV1.1% · -6%APH1.1% · +90%LLY1.1% · -6%JPM1.0% · -2%SNOW0.9% · -17%ADI0.8% · -0%FANG0.8% · -2%DIVE0.7% · -5%SHOP0.7% · +18%MU0.7% · +2%AMT0.7% · -0%SLB0.7% · +0%BNY0.7% · -1%PM0.7% · -7%ORCL0.7% · +1%AXP0.6% · -1%VRT0.6% · +2%UBER0.6% · -13%ALL0.6% · -5%WFC0.6% · -2%JCI0.6% · -1%PH0.6% · +0%DIS0.6% · +0%JNJ0.6% · +120%DDOG0.5% · -25%SJM0.5% · +58%QSR0.5% · -1%MCK0.5% · +1%SYY0.5% · -2%TJX0.5% · +3%LGND0.5% · -6%IBKR0.4% · -2%MD0.4% · -7%ACN0.4% · +8%GOOG0.4% · +0%DASH0.4% · +0%BSX0.4% · +48%LIN0.4% · +1%MA0.4% · +34%XOM0.4% · -3%BAC0.4% · -2%ECPG0.4% · -1%PAHC0.4% · -1%BAND0.4% · -3%LITE0.4% · -4%CNP0.4% · -2%AEIS0.4% · -2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
5 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 28%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 24, 2026.
Assets Under Management
$6.08B
Discretionary
$5.52B
Employees
60
Accounts
3,979
Address
20700 SWENSON DRIVE, SUITE 400
WAUKESHA, WI 53186-0904
WAUKESHA, WI 53186-0904
Phone
(262) 782-3631
Mailing Address
P.O. BOX 1067, BROOKFIELD, WI, 53008-1067
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| MIRSBERGER, MARK, RICHARD Control | CEO, COO & TREASURER since Dec 2003 | 25–50% | Individual |
| ROBERTS, DUANE, RUDOLPH Control | DIRECTOR OF FAITH AND VALUES-BASED STRATEGIES since Oct 2025 | 5–10% | Individual |
| STEWART, MICHAEL, CHRISTOPHER Control | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER since Sep 2006 | Less than 5% | Individual |
| VERANTH, JEROME, JOSEPH Control | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER since Jan 2006 | 10–25% | Individual |
| ALKHAZOV, MIKHAIL, I | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER since Oct 2025 | Less than 5% | Individual |
| BRIGMAN, GARRETT, JOSEPH | VICE PRESIDENT, WEALTH MANAGEMENT since Oct 2025 | Less than 5% | Individual |
| BRIGMAN, JEFFRY, J | SENIOR VICE PRESIDENT since May 2022 | Less than 5% | Individual |
| CHARCALIS, WILLIAM, GEORGE | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER since Mar 2024 | Less than 5% | Individual |
| DAHLMAN, GREGORY, ALAN | SENIOR VICE PRESIDENT since Feb 2006 | Less than 5% | Individual |
| HONKAMP, MICHAEL, RICHARD | SENIOR VICE PRESIDENT since Mar 2005 | Less than 5% | Individual |
| JAEGER, STEVEN, ALLEN | VICE PRESIDENT, WEALTH MANAGEMENT since Oct 2025 | Less than 5% | Individual |
| JANIKOWSKI, JAMES, CHARLES | SENIOR VICE PRESIDENT since May 2022 | Less than 5% | Individual |
| KAMBER, MARC, ANDRE | EXECUTIVE VICE PRESIDENT since Feb 1991 | Less than 5% | Individual |
| KAUN, JAY, BRIAN | SENIOR VICE PRESIDENT since Jul 2015 | Less than 5% | Individual |
| LEHKY, BRIAN, VICTOR | SENIOR VICE PRESIDENT since Sep 2018 | Less than 5% | Individual |
| LEUTY, ROBERT, GLEN | DIRECTOR OF FIXED INCOME since Dec 2016 | Less than 5% | Individual |
| MCLEOD, SEAN, ANDREW | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER since Oct 2025 | Less than 5% | Individual |
| MIRSBERGER, JAMES, MICHAEL | INVESTMENT ADVISOR REPRESENTATIVE since Nov 2024 | Less than 5% | Individual |
| SALYERS, LORI, ANNE | VICE PRESIDENT - COMPLIANCE since Oct 2025 | Less than 5% | Individual |
| SHARIEF, NOAMAN, A.Q. | SENIOR VICE PRESIDENT since Sep 2018 | Less than 5% | Individual |
| SIEVERS, DANIEL, GLENN | VICE PRESIDENT AND EQUITY PORTFOLIO MANAGER since Apr 2025 | Less than 5% | Individual |
| SLOWINSKI, MATTHEW, ROBERT | SENIOR VICE PRESIDENT since Sep 2018 | Less than 5% | Individual |
| STAMM, DAVID, M | SENIOR VICE PRESIDENT since Jul 2009 | Less than 5% | Individual |
| STEWART FAMILY IRREVOCABLE TRUST | TRUST since Jan 2003 | 5–10% | Domestic Entity |
| WICKMAN, THOMAS, J | SENIOR VICE PRESIDENT since May 2022 | Less than 5% | Individual |
| Weinstein, David, Brandt | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER since Jan 2021 | Less than 5% | Individual |
Ownership & leadership changes · 11 filings with changes since Mar 27, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 24, 2026 filing
- AddedMIRSBERGER, JAMES, MICHAEL · INVESTMENT ADVISOR REPRESENTATIVE · Less than 5%
- AddedSIEVERS, DANIEL, GLENN · VICE PRESIDENT AND EQUITY PORTFOLIO MANAGER · Less than 5%
- ChangedALKHAZOV, MIKHAIL, I · title VICE PRESIDENT, PORTFOLIO MANAGER AND ANALYST → SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER
- ChangedBRIGMAN, GARRETT, JOSEPH · title WEALTH MANAGEMENT PORTFOLIO MANAGER → VICE PRESIDENT, WEALTH MANAGEMENT
- ChangedJAEGER, STEVEN, ALLEN · title WEALTH MANAGEMENT ADVISOR → VICE PRESIDENT, WEALTH MANAGEMENT
- ChangedMCLEOD, SEAN, ANDREW · title VICE PRESIDENT, PORTFOLIO MANAGER AND ANALYST → SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER
- ChangedROBERTS, DUANE, RUDOLPH · title EXECUTIVE VICE PRESIDENT → DIRECTOR OF FAITH AND VALUES-BASED STRATEGIES
- ChangedSALYERS, LORI, ANNE · title ASSISTANT VICE PRESIDENT → VICE PRESIDENT - COMPLIANCE
- ChangedWeinstein, David, Brandt · title SENIOR VICE PRESIDENT → SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER
Mar 28, 2025 filing
- No longer listedCLASSEN, DOUGLAS, WAYNE · SENIOR VICE PRESIDENT · Less than 5% · listed since Sep 1994
- AddedWeinstein, David, Brandt · SENIOR VICE PRESIDENT · Less than 5%
Mar 21, 2024 filing
- AddedCHARCALIS, WILLIAM, GEORGE · MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER · Less than 5%
Mar 30, 2023 filing
- No longer listedBERICH, NICHOLAS, MICHAEL · SENIOR VICE PRESIDENT · Less than 5% · listed since Mar 2005
- No longer listedPIEKARSKI, LORI, L · ASSISTANT VICE PRESIDENT · Less than 5% · listed since May 1994
- No longer listedREDISKE, SUSAN, MARIE · ASSISTANT VICE PRESIDENT · Less than 5% · listed since May 1991
- No longer listedRIEK, DANIEL, DOUGLAS · VICE PRESIDENT · Less than 5% · listed since Jan 2001
- No longer listedROBERTS, ELLEN, BETH · SENIOR VICE PRESIDENT · Less than 5% · listed since Aug 2007
- AddedALKHAZOV, MIKHAIL, I · VICE PRESIDENT, PORTFOLIO MANAGER AND ANALYST · Less than 5%
- AddedBRIGMAN, GARRETT, JOSEPH · WEALTH MANAGEMENT PORTFOLIO MANAGER · Less than 5%
- AddedBRIGMAN, JEFFRY, J · SENIOR VICE PRESIDENT · Less than 5%
- AddedJANIKOWSKI, JAMES, CHARLES · SENIOR VICE PRESIDENT · Less than 5%
- AddedMCLEOD, SEAN, ANDREW · VICE PRESIDENT, PORTFOLIO MANAGER AND ANALYST · Less than 5%
- AddedWICKMAN, THOMAS, J · SENIOR VICE PRESIDENT · Less than 5%
Mar 30, 2022 filing
- AddedJAEGER, STEVEN, ALLEN · WEALTH MANAGEMENT ADVISOR · Less than 5%
Mar 29, 2019 filing
- ChangedLEHKY, BRIAN, VICTOR · title VICE PRESIDENT → SENIOR VICE PRESIDENT
- ChangedSHARIEF, NOAMAN, A.Q. · title VICE PRESIDENT → SENIOR VICE PRESIDENT
- ChangedSLOWINSKI, MATTHEW, ROBERT · title VICE PRESIDENT → SENIOR VICE PRESIDENT
Mar 29, 2018 filing
- ChangedSTEWART FAMILY IRREVOCABLE TRUST · ownership 10–25% → 5–10%
- ChangedSTEWART, MICHAEL, CHRISTOPHER · ownership 10–25% → Less than 5%
Mar 15, 2017 filing
- AddedKAUN, JAY, BRIAN · SENIOR VICE PRESIDENT · Less than 5%
- ChangedLEUTY, ROBERT, GLEN · title SENIOR VICE PRESIDENT → DIRECTOR OF FIXED INCOME
- ChangedVERANTH, JEROME, JOSEPH · ownership 25–50% → 10–25%
Mar 15, 2016 filing
- ChangedVERANTH, JEROME, JOSEPH · ownership 10–25% → 25–50%
Mar 13, 2015 filing
- No longer listedDANA, MICHAEL, L. (MI ONLY) · FOUNDER · Less than 5% · listed since Nov 2010
Older changes (2 more filings)
Mar 14, 2014 filing
- No longer listedIVEY, JAMES, WILLIAM · ADVISOR · Less than 5% · listed since Dec 2010
Mar 27, 2012 filing (earliest on record)
- ListedBERICH, NICHOLAS, MICHAEL · SENIOR VICE PRESIDENT · Less than 5%
- ListedCLASSEN, DOUGLAS, WAYNE · SENIOR VICE PRESIDENT · Less than 5%
- ListedDAHLMAN, GREGORY, ALAN · SENIOR VICE PRESIDENT · Less than 5%
- ListedDANA, MICHAEL, L. (MI ONLY) · FOUNDER · Less than 5%
- ListedHONKAMP, MICHAEL, RICHARD · SENIOR VICE PRESIDENT · Less than 5%
- ListedIVEY, JAMES, WILLIAM · ADVISOR · Less than 5%
- ListedKAMBER, MARC, ANDRE · EXECUTIVE VICE PRESIDENT · Less than 5%
- ListedLEHKY, BRIAN, VICTOR · VICE PRESIDENT · Less than 5%
- ListedLEUTY, ROBERT, GLEN · SENIOR VICE PRESIDENT · Less than 5%
- ListedMIRSBERGER, MARK, RICHARD · CEO, COO & TREASURER · 25–50% · control person
- ListedPIEKARSKI, LORI, L · ASSISTANT VICE PRESIDENT · Less than 5%
- ListedREDISKE, SUSAN, MARIE · ASSISTANT VICE PRESIDENT · Less than 5%
- ListedRIEK, DANIEL, DOUGLAS · VICE PRESIDENT · Less than 5%
- ListedROBERTS, DUANE, RUDOLPH · EXECUTIVE VICE PRESIDENT · 5–10% · control person
- ListedROBERTS, ELLEN, BETH · SENIOR VICE PRESIDENT · Less than 5%
- ListedSALYERS, LORI, ANNE · ASSISTANT VICE PRESIDENT · Less than 5%
- ListedSHARIEF, NOAMAN, A.Q. · VICE PRESIDENT · Less than 5%
- ListedSLOWINSKI, MATTHEW, ROBERT · VICE PRESIDENT · Less than 5%
- ListedSTAMM, DAVID, M · SENIOR VICE PRESIDENT · Less than 5%
- ListedSTEWART FAMILY IRREVOCABLE TRUST · TRUST · 10–25%
- ListedSTEWART, MICHAEL, CHRISTOPHER · EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · 10–25% · control person
- ListedVERANTH, JEROME, JOSEPH · EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER · 10–25% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICROSOFT CORP$41.5M +36.9%
- APPLE INC$23.6M +13.9%
- SERVICENOW INC$19.8M +52.2%
- NVIDIA CORPORATION$18.4M +11.6%
- JOHNSON & JOHNSON$11.5M +129.2%
Top Trims
- LAM RESEARCH CORP-$20.2M -28.8%
- ALPHABET INC-$17.3M -14.2%
- ULTRA CLEAN HLDGS INC-$8.7M -43.1%
- VERTIV HOLDINGS CO-$8.5M -26.3%
- DYCOM INDS INC-$8.4M -47.5%
New Positions
- EXXONMOBIL HOLDINGS CORP$14.3M
- GENTHERM INC$9.2M
- PAGERDUTY INC$7.7M
- NATIONAL VISION HLDGS INC$7.6M
- DIVERSIFIED ENERGY CO$7.4M
Exited Positions
- EXXON MOBIL CORP$12.4M
- CROSS CTRY HEALTHCARE INC$12.1M
- CBIZ INC$10.4M
- KIMBERLY-CLARK CORP$8.7M
- WEBSTER FINL CORP$7.3M
Dana Investment Advisors, Inc. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $194.0M | 5.26% | 582,605 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $177.1M | 4.80% | 775,357 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $153.9M | 4.17% | 299,973 | SH |
| 4 | ALPHABET INC | GOOGL | 02079K305 | $104.7M | 2.84% | 304,268 | SH |
| 5 | TIDAL TRUST I | DUNK | 88634W108 | $94.4M | 2.56% | 3,343,373 | SH |
| 6 | AMAZON COM INC | AMZN | 023135106 | $84.2M | 2.29% | 338,148 | SH |
| 7 | SERVICENOW INC | NOW | 81762P102 | $57.9M | 1.57% | 431,867 | SH |
| 8 | BROADCOM INC | AVGO | 11135F101 | $57.8M | 1.57% | 164,527 | SH |
| 9 | META PLATFORMS INC | META | 30303M102 | $57.6M | 1.56% | 79,437 | SH |
| 10 | LAM RESEARCH CORP | LRCX | 512807306 | $49.9M | 1.35% | 151,946 | SH |
| 11 | ABBVIE INC | ABBV | 00287Y109 | $49.3M | 1.34% | 188,406 | SH |
| 12 | VISA INC | V | 92826C839 | $48.9M | 1.33% | 136,049 | SH |
| 13 | CISCO SYS INC | CSCO | 17275R102 | $42.2M | 1.14% | 391,922 | SH |
| 14 | IQVIA HLDGS INC | IQV | 46266C105 | $42.0M | 1.14% | 156,233 | SH |
| 15 | AMPHENOL CORP | APH | 032095101 | $41.7M | 1.13% | 494,320 | SH |
| 16 | ELI LILLY & CO | LLY | 532457108 | $38.8M | 1.05% | 33,509 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $36.4M | 0.99% | 109,878 | SH |
| 18 | SNOWFLAKE INC | SNOW | 833445109 | $34.0M | 0.92% | 100,263 | SH |
| 19 | ANALOG DEVICES INC | ADI | 032654105 | $28.3M | 0.77% | 71,217 | SH |
| 20 | DIAMONDBACK ENERGY INC | FANG | 25278X109 | $27.9M | 0.76% | 151,861 | SH |
| 21 | TIDAL TRUST I | DIVE | 88634W207 | $27.1M | 0.74% | 1,013,491 | SH |
| 22 | SHOPIFY INC | SHOP | 82509L107 | $25.7M | 0.70% | 173,264 | SH |
| 23 | MICRON TECHNOLOGY INC | MU | 595112103 | $24.7M | 0.67% | 23,197 | SH |
| 24 | AMERICAN TOWER CORP | AMT | 03027X100 | $24.5M | 0.66% | 149,610 | SH |
| 25 | SLB LIMITED | SLB | 806857108 | $24.5M | 0.66% | 501,947 | SH |
| 26 | BANK OF NY MELLON CORP | BNY | 064058100 | $24.2M | 0.66% | 167,313 | SH |
| 27 | PHILIP MORRIS INTL INC | PM | 718172109 | $24.0M | 0.65% | 125,958 | SH |
| 28 | ORACLE CORP | ORCL | 68389X105 | $24.0M | 0.65% | 174,842 | SH |
| 29 | AMERICAN EXPRESS CO | AXP | 025816109 | $23.8M | 0.65% | 78,301 | SH |
| 30 | VERTIV HOLDINGS CO | VRT | 92537N108 | $23.8M | 0.64% | 98,494 | SH |
| 31 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $23.5M | 0.64% | 342,940 | SH |
| 32 | ALLSTATE CORP | ALL | 020002101 | $22.6M | 0.61% | 101,643 | SH |
| 33 | WELLS FARGO & CO | WFC | 949746101 | $22.5M | 0.61% | 280,729 | SH |
| 34 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $21.7M | 0.59% | 146,184 | SH |
| 35 | PARKER-HANNIFIN CORP | PH | 701094104 | $21.1M | 0.57% | 22,106 | SH |
| 36 | DISNEY WALT CO | DIS | 254687106 | $21.0M | 0.57% | 199,787 | SH |
| 37 | JOHNSON & JOHNSON | JNJ | 478160104 | $20.3M | 0.55% | 76,791 | SH |
| 38 | DATADOG INC | DDOG | 23804L103 | $20.1M | 0.54% | 73,325 | SH |
| 39 | SMUCKER J M CO | SJM | 832696405 | $19.3M | 0.52% | 162,390 | SH |
| 40 | RESTAURANT BRANDS INTL INC | QSR | 76131D103 | $18.3M | 0.50% | 257,543 | SH |
| 41 | MCKESSON CORP | MCK | 58155Q103 | $17.8M | 0.48% | 20,847 | SH |
| 42 | SYSCO CORP | SYY | 871829107 | $17.8M | 0.48% | 227,769 | SH |
| 43 | TJX COS INC NEW | TJX | 872540109 | $17.4M | 0.47% | 131,717 | SH |
| 44 | LIGAND PHARMACEUTICALS INC | LGND | 53220K504 | $17.0M | 0.46% | 54,302 | SH |
| 45 | INTERACTIVE BROKERS GROUP IN | IBKR | 45841N107 | $16.4M | 0.44% | 191,786 | SH |
| 46 | PEDIATRIX MEDICAL GROUP INC | MD | 58502B106 | $16.3M | 0.44% | 634,260 | SH |
| 47 | ACCENTURE PLC IRELAND | ACN | G1151C101 | $16.1M | 0.44% | 87,842 | SH |
| 48 | ALPHABET INC | GOOG | 02079K107 | $15.5M | 0.42% | 45,523 | SH |
| 49 | DOORDASH INC | DASH | 25809K105 | $15.4M | 0.42% | 84,056 | SH |
| 50 | BOSTON SCIENTIFIC CORP | BSX | 101137107 | $14.6M | 0.40% | 334,598 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-06 | $3.69B | 407 | 0001427514-26-000007 |
| 2026-06-30 | 2026-08-13 | $3.84B | 572 | 0001427514-26-000006 |
| 2026-03-31 | 2026-05-14 | $3.35B | 556 | 0001427514-26-000003 |
| 2025-12-31 | 2026-02-05 | $3.44B | 551 | 0001427514-26-000001 |
| 2025-09-30 | 2025-11-10 | $3.41B | 557 | 0001427514-25-000009 |
Filer Information
Address
20700 SWENSON DRIVESUITE 400
WAUKESHA, WI 53186
Phone
(262) 782-3631
Filing Manager
Dana Investment Advisors, Inc.
BROOKFIELD, WI
Signatory
Michael Stewart
Chief Compliance Officer