D. SCOTT NEAL, INC. — 13F Holdings & Portfolio
CIK 1596920 · latest 13F-HR filed 2025-10-28
D. SCOTT NEAL, INC. manages $216.2M in 13F-reported U.S. long-equity assets across 66 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are GLD (16.34%), QQQ (13.84%), XLC (9.88%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 4 new positions, exited 1, added to 30, and trimmed 7.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$216.2M
Long-equity book
66
Distinct positions
2025-09-30
Filed 2025-10-28
+4 / −1 / ↑30 / ↓7
vs 2025-06-30
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR GOLD TR$4.9M +15.6%
- INVESCO QQQ TR$2.3M +8.2%
- FLEX LTD$2.2M +16.2%
- KLA CORP$2.0M +20.4%
- SELECT SECTOR SPDR TR$1.8M +8.9%
Top Trims
- UNUM GROUP-$1.3M -6.3%
- NATIONAL STORAGE AFFILIATES-$464.4K -5.7%
- INTERNATIONAL BUSINESS MACHS-$119.1K -16.4%
- ABBOTT LABS-$72.8K -19.1%
- HONEYWELL INTL INC-$28.8K -9.6%
New Positions
- MICRON TECHNOLOGY INC$227.2K
- ISHARES TR$214.5K
- BANK AMERICA CORP$205.9K
- WALMART INC$200.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR GOLD TR | GLD | 78463V107 | $35.3M | 16.34% | 99,390 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $29.9M | 13.84% | 49,852 | SH |
| 3 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $21.4M | 9.88% | 180,424 | SH |
| 4 | UNUM GROUP | UNM | 91529Y106 | $19.4M | 8.99% | 249,749 | SH |
| 5 | GALLAGHER ARTHUR J & CO | AJG | 363576109 | $17.1M | 7.89% | 55,074 | SH |
| 6 | FLEX LTD | FLEX | Y2573F102 | $15.2M | 7.04% | 262,492 | SH |
| 7 | KLA CORP | KLAC | 482480100 | $11.4M | 5.29% | 10,600 | SH |
| 8 | NATIONAL STORAGE AFFILIATES | NSA | 637870106 | $7.7M | 3.58% | 255,877 | SH |
| 9 | ISHARES GOLD TR | IAU | 464285204 | $4.6M | 2.13% | 63,415 | SH |
| 10 | MICROSOFT CORP | MSFT | 594918104 | $4.2M | 1.96% | 8,172 | SH |
| 11 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $4.1M | 1.91% | 6,211 | SH |
| 12 | CATERPILLAR INC | CAT | 149123101 | $3.6M | 1.67% | 7,549 | SH |
| 13 | PROSHARES TR | QLD | 74347R206 | $3.4M | 1.58% | 24,928 | SH |
| 14 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $2.9M | 1.35% | 33,558 | SH |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $2.9M | 1.33% | 5,719 | SH |
| 16 | REKOR SYSTEMS INC | REKR | 759419104 | $2.7M | 1.24% | 1,700,650 | SH |
| 17 | PROSHARES TR | SSO | 74347R107 | $2.5M | 1.18% | 22,688 | SH |
| 18 | APPLE INC | AAPL | 037833100 | $1.8M | 0.81% | 6,882 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.7M | 0.79% | 9,122 | SH |
| 20 | REPUBLIC BANCORP INC KY | RBCAA | 760281204 | $1.5M | 0.70% | 21,000 | SH |
| 21 | ISHARES TR | IVV | 464287200 | $1.4M | 0.66% | 2,129 | SH |
| 22 | ISHARES TR | HEFA | 46434V803 | $1.2M | 0.57% | 31,360 | SH |
| 23 | AT&T INC | T | 00206R102 | $1.0M | 0.47% | 36,040 | SH |
| 24 | INVESCO QQQ TR | QQQ | 46090E103 | $965.4K | 0.45% | 1,608 | SH |
| 25 | HOME DEPOT INC | HD | 437076102 | $946.5K | 0.44% | 2,336 | SH |
| 26 | VISA INC | V | 92826C839 | $870.5K | 0.40% | 2,550 | SH |
| 27 | SPDR GOLD TR | GLD | 78463V107 | $811.9K | 0.38% | 2,284 | SH |
| 28 | MASTERCARD INCORPORATED | MA | 57636Q104 | $775.3K | 0.36% | 1,363 | SH |
| 29 | LOWES COS INC | LOW | 548661107 | $653.4K | 0.30% | 2,600 | SH |
| 30 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $606.6K | 0.28% | 2,150 | SH |
| 31 | VANGUARD INDEX FDS | VOO | 922908363 | $605.6K | 0.28% | 989 | SH |
| 32 | UNUM GROUP | UNM | 91529Y106 | $596.9K | 0.28% | 7,674 | SH |
| 33 | JOHNSON & JOHNSON | JNJ | 478160104 | $574.8K | 0.27% | 3,100 | SH |
| 34 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $565.3K | 0.26% | 4,776 | SH |
| 35 | REGIONS FINANCIAL CORP NEW | RF | 7591EP100 | $565.2K | 0.26% | 21,434 | SH |
| 36 | TESLA INC | TSLA | 88160R101 | $557.7K | 0.26% | 1,254 | SH |
| 37 | PROCTER AND GAMBLE CO | PG | 742718109 | $555.8K | 0.26% | 3,617 | SH |
| 38 | ALPHABET INC | GOOGL | 02079K305 | $539.7K | 0.25% | 2,220 | SH |
| 39 | AMAZON COM INC | AMZN | 023135106 | $513.6K | 0.24% | 2,339 | SH |
| 40 | GALLAGHER ARTHUR J & CO | AJG | 363576109 | $492.2K | 0.23% | 1,589 | SH |
| 41 | ALPHABET INC | GOOG | 02079K107 | $487.1K | 0.23% | 2,000 | SH |
| 42 | ALTRIA GROUP INC | MO | 02209S103 | $469.2K | 0.22% | 7,102 | SH |
| 43 | SPDR S&P MIDCAP 400 ETF TR | MDY | 78467Y107 | $464.9K | 0.22% | 780 | SH |
| 44 | ISHARES TR | IWM | 464287655 | $450.0K | 0.21% | 1,860 | SH |
| 45 | ISHARES TR | ESGU | 46435G425 | $420.6K | 0.19% | 2,889 | SH |
| 46 | ISHARES TR | IWR | 464287499 | $343.7K | 0.16% | 3,560 | SH |
| 47 | GSK PLC | GSK | 37733W204 | $342.2K | 0.16% | 7,928 | SH |
| 48 | BROADCOM INC | AVGO | 11135F101 | $341.3K | 0.16% | 1,034 | SH |
| 49 | ORACLE CORP | ORCL | 68389X105 | $337.5K | 0.16% | 1,200 | SH |
| 50 | NIKE INC | NKE | 654106103 | $320.8K | 0.15% | 4,600 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-09-30 | 2025-10-28 | $216.2M | 66 | 0001596920-25-000008 |
| 2025-06-30 | 2025-07-08 | $200.6M | 64 | 0001596920-25-000006 |