Top Institutional Investors

Caprock Group, LLC — 13F Holdings & Portfolio

CIK 1610769 · latest 13F-HR filed 2026-07-27

Backtest portfolio

Caprock Group, LLC manages $5.22B in 13F-reported U.S. long-equity assets across 1,234 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (6.29%), NVDA (3.46%), AAPL (3.15%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 236 new positions and exited 111; 571 existing positions rose in reported value and 312 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$5.22B

Long-equity book

Holdings
1,234

Distinct positions

Period
2026-06-30

Filed 2026-07-27

Q/Q Activity
+236 / −111 / ↑571 / ↓312

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VTI6.3% · -0%NVDA3.5% · +1%AAPL3.2% · -0%VOO2.6% · +1%S2.5% · -0%LQDA2.2% · +3%MSFT2.0% · newAMZN1.7% · +1%GOOGL1.7% · -3%LLY1.6% · +2%GOOG1.5% · -2%VXUS1.5% · +0%TSM1.2% · +10%ELS1.2% · -1%SCHB1.2% · -0%SPY1.1% · +3%AVGO1.1% · +1%MU1.0% · +11%IWV1.0% · -1%QQQ0.9% · newVEU0.9% · -2%ITOT0.8% · -0%TSLA0.8% · +9%VEA0.8% · newMETA0.8% · -21%BRK.B0.7% · +3%JPM0.7% · +5%VWO0.6% · -1%PWR0.6% · newGE0.5% · +2%GS0.5% · +3%GEV0.5% · -3%LRCX0.5% · -3%AMD0.5% · +7%V0.5% · +2%WDC0.5% · -6%PLTR0.4% · -1%JNJ0.4% · 0%IEFA0.4% · +23%STX0.4% · -2%VUG0.4% · +557%EFA0.4% · newVO0.4% · +305%CAT0.4% · -4%IVV0.4% · +10%AMGN0.4% · -1%ESGV0.4% · +3%AGI0.3% · +0%CSCO0.3% · -8%XOM0.3% · -1%BRK.A0.3% · +4%AMAT0.3% · -5%WMT0.3% · newKLAC0.3% · +862%AEM0.3% · -12%KMI0.3% · -5%C0.3% · -6%VRTX0.3% · +12%ABBV0.3% · +1%SCHX0.3% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 27.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 7, 2026.

Assets Under Management
$12.48B
Discretionary
$12.24B
Employees
67
Accounts
436
Address
800 WEST MAIN STREET
SUITE 1150
BOISE, ID 83702
Phone
(208) 368-9600
Website
Name Title / Status Ownership Type
BROWN, GREGORY, AARON ControlCO-PRESIDENT
since Jan 2007
5–10%Individual
GILBERT, WILLIAM, GORDON ControlCO-PRESIDENT
since Aug 2005
5–10%Individual
GUSTAFSON, MARK, KENNETH ControlCHIEF INVESTMENT OFFICER IMPACT
since Jan 2004
5–10%Individual
JEWELL, JEFFERSON, RICHARD ControlCHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER
since Sep 2015
Less than 5%Individual
JINDAL, VIVEK ControlCHIEF INVESTMENT OFFICER
since May 2025
Less than 5%Individual
ROCK, JAMES, RICHARD ControlCHIEF PORTFOLIO STRATEGIST
since Jan 2026
Less than 5%Individual
TCG MIDCO, LLC ControlUNIT HOLDER
since Dec 2021
75% or moreDomestic Entity
Michael, Glenn, ThomasCHIEF FINANCIAL OFFICER
since Jul 2018
Less than 5%Individual
TA/TCG HOLDINGS, LLC Control
Indirect owner via TCG MIDCO, LLC
UNIT HOLDER
since Dec 2021
50–75%Domestic Entity
TCG HOLDINGS, INC.
Indirect owner via TA/TCG HOLDINGS, LLC
UNIT HOLDER
since Dec 2021
25–50%Domestic Entity
Ownership & leadership changes · 9 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 26, 2026 filing
  • AddedJINDAL, VIVEK · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedJEWELL, JEFFERSON, RICHARD · now a control person
  • ChangedROCK, JAMES, RICHARD · title CHIEF INVESTMENT OFFICER → CHIEF PORTFOLIO STRATEGIST
Feb 18, 2022 filing
  • No longer listedTA/TCG HOLDINGS, LLC · UNIT HOLDER · 50–75% · control person · listed since Oct 2021
  • No longer listedTCG HOLDINGS, INC. · UNIT HOLDER · 25–50% · listed since Oct 2021
  • No longer listedTCG INCENTIVE PLAN, LLC · UNIT HOLDER · 5–10% · listed since Oct 2021
  • AddedTA/TCG HOLDINGS, LLC · UNIT HOLDER · 50–75% · indirect via TCG MIDCO, LLC · control person
  • AddedTCG HOLDINGS, INC. · UNIT HOLDER · 25–50% · indirect via TA/TCG HOLDINGS, LLC
  • AddedTCG MIDCO, LLC · UNIT HOLDER · 75% or more · control person
Dec 1, 2021 filing
  • No longer listedGNT TRUST · SHAREHOLDER · 10–25% · listed since Aug 2005
  • No longer listedGUMESON, JEFFREY, MICHAEL · MANAGING DIRECTOR · Less than 5% · listed since Feb 2015
  • No longer listedMECH, GREGORY, JAMES · MANAGING DIRECTOR · Less than 5% · listed since Mar 2013
  • No longer listedROCK, JAMES, RICHARD · TRUSTEE · General partner, trustee or manager · indirect via GNT TRUST · control person · listed since Aug 2005
  • No longer listedROCK, MICHELLE, MARY · TRUSTEE · General partner, trustee or manager · indirect via GNT TRUST · listed since Aug 2005
  • AddedTA/TCG HOLDINGS, LLC · UNIT HOLDER · 50–75% · control person
  • AddedTCG HOLDINGS, INC. · UNIT HOLDER · 25–50%
  • AddedTCG INCENTIVE PLAN, LLC · UNIT HOLDER · 5–10%
  • ChangedBROWN, GREGORY, AARON · title MANAGING DIRECTOR & PRESIDENT → CO-PRESIDENT; ownership 10–25% → 5–10%
  • ChangedGILBERT, WILLIAM, GORDON · title MANAGING DIRECTOR → CO-PRESIDENT; ownership 10–25% → 5–10%
  • ChangedGUSTAFSON, MARK, KENNETH · title MANAGING DIRECTOR → CHIEF INVESTMENT OFFICER IMPACT; ownership 10–25% → 5–10%
  • ChangedJEWELL, JEFFERSON, RICHARD · title MANAGING DIRECTOR / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER
  • ChangedMichael, Glenn, Thomas · title MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER
  • ChangedROCK, JAMES, RICHARD · title MANAGING DIRECTOR → CHIEF INVESTMENT OFFICER
Mar 16, 2021 filing
  • No longer listedWEATHERLEY-WHITE, MATTHEW, RICHARD · MANAGING DIRECTOR · 10–25% · listed since Aug 2005
  • AddedGUMESON, JEFFREY, MICHAEL · MANAGING DIRECTOR · Less than 5%
  • AddedMECH, GREGORY, JAMES · MANAGING DIRECTOR · Less than 5%
  • ChangedBROWN, GREGORY, AARON · title MANAGING DIRECTOR → MANAGING DIRECTOR & PRESIDENT
  • ChangedGUSTAFSON, MARK, KENNETH · title MANAGING DIRECTOR & PRESIDENT → MANAGING DIRECTOR
Mar 27, 2020 filing
  • No longer listedOLSON, ALFERD, CRAIG · SHAREHOLDER · 10–25% · listed since Aug 2005
  • ChangedWEATHERLEY-WHITE, MATTHEW, RICHARD · no longer a control person
Mar 12, 2019 filing
  • AddedMichael, Glenn, Thomas · MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER · Less than 5%
  • ChangedGUSTAFSON, MARK, KENNETH · title MANAGING DIRECTOR → MANAGING DIRECTOR & PRESIDENT
  • ChangedOLSON, ALFERD, CRAIG · title PRESIDENT & MANAGING DIRECTOR → SHAREHOLDER; no longer a control person
Sep 30, 2015 filing
  • ChangedJEWELL, JEFFERSON, RICHARD · title CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER
Sep 29, 2015 filing
  • No longer listedOTANDER, DAVID, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Nov 2005
  • AddedJEWELL, JEFFERSON, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedJEWELL, JEFFERSON, RICHARD · no longer a control person
Mar 27, 2014 filing
  • ChangedBROWN, GREGORY, AARON · title PRINCIPAL → MANAGING DIRECTOR
  • ChangedGILBERT, WILLIAM, GORDON · title PRINCIPAL → MANAGING DIRECTOR
  • ChangedGUSTAFSON, MARK, KENNETH · title PRINCIPAL → MANAGING DIRECTOR
  • ChangedOLSON, ALFERD, CRAIG · title PRINCIPAL → PRESIDENT & MANAGING DIRECTOR
  • ChangedROCK, JAMES, RICHARD · title PRINCIPAL → MANAGING DIRECTOR
  • ChangedWEATHERLEY-WHITE, MATTHEW, RICHARD · title PRINCIPAL → MANAGING DIRECTOR
Mar 28, 2012 filing (earliest on record)
  • ListedBROWN, GREGORY, AARON · PRINCIPAL · 10–25% · control person
  • ListedGILBERT, WILLIAM, GORDON · PRINCIPAL · 10–25% · control person
  • ListedGNT TRUST · SHAREHOLDER · 10–25%
  • ListedGUSTAFSON, MARK, KENNETH · PRINCIPAL · 10–25% · control person
  • ListedOLSON, ALFERD, CRAIG · PRINCIPAL · 10–25% · control person
  • ListedOTANDER, DAVID, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedROCK, JAMES, RICHARD · PRINCIPAL · Less than 5% · control person
  • ListedROCK, JAMES, RICHARD · TRUSTEE · General partner, trustee or manager · indirect via GNT TRUST · control person
  • ListedROCK, MICHELLE, MARY · TRUSTEE · General partner, trustee or manager · indirect via GNT TRUST
  • ListedWEATHERLEY-WHITE, MATTHEW, RICHARD · PRINCIPAL · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Caprock Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VTI 922908769 $328.1M 6.29% 886,893 SH
2 NVIDIA CORPORATION NVDA 67066G104 $180.7M 3.46% 902,890 SH
3 APPLE INC AAPL 037833100 $164.6M 3.15% 568,800 SH
4 VANGUARD INDEX FDS VOO 922908363 $133.6M 2.56% 194,593 SH
5 SENTINELONE INC S 81730H109 $131.3M 2.52% 7,734,562 SH
6 LIQUIDIA CORPORATION LQDA 53635D202 $112.4M 2.15% 1,409,759 SH
7 MICROSOFT CORP MSFT 594918104 $103.5M 1.98% 277,477 SH
8 AMAZON COM INC AMZN 023135106 $88.3M 1.69% 370,678 SH
9 ALPHABET INC GOOGL 02079K305 $88.3M 1.69% 247,094 SH
10 ELI LILLY & CO LLY 532457108 $81.8M 1.57% 68,190 SH
11 ALPHABET INC GOOG 02079K107 $79.8M 1.53% 225,787 SH
12 VANGUARD STAR FDS VXUS 921909768 $76.4M 1.46% 893,166 SH
13 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $61.9M 1.19% 129,333 SH
14 EQUITY LIFESTYLE PROPERTIES ELS 29472R108 $60.5M 1.16% 930,118 SH
15 SCHWAB STRATEGIC TR SCHB 808524102 $60.4M 1.16% 2,086,029 SH
16 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $59.9M 1.15% 79,972 SH
17 BROADCOM INC AVGO 11135F101 $57.9M 1.11% 153,182 SH
18 MICRON TECHNOLOGY INC MU 595112103 $54.0M 1.04% 46,817 SH
19 ISHARES TR IWV 464287689 $50.8M 0.97% 119,191 SH
20 INVESCO QQQ TR QQQ 46090E103 $47.6M 0.91% 64,652 SH
21 VANGUARD INTL EQUITY INDEX F VEU 922042775 $44.9M 0.86% 535,806 SH
22 ISHARES TR ITOT 464287150 $43.4M 0.83% 264,396 SH
23 TESLA INC TSLA 88160R101 $42.4M 0.81% 100,882 SH
24 VANGUARD TAX-MANAGED FDS VEA 921943858 $40.7M 0.78% 571,191 SH
25 META PLATFORMS INC META 30303M102 $40.3M 0.77% 71,461 SH
26 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $36.1M 0.69% 72,163 SH
27 JPMORGAN CHASE & CO JPM 46625H100 $34.1M 0.65% 104,320 SH
28 VANGUARD INTL EQUITY INDEX F VWO 922042858 $30.6M 0.59% 512,590 SH
29 QUANTA SVCS INC PWR 74762E102 $29.8M 0.57% 41,409 SH
30 GE AEROSPACE GE 369604301 $28.2M 0.54% 75,343 SH
31 GOLDMAN SACHS GROUP INC GS 38141G104 $26.9M 0.52% 26,597 SH
32 GE VERNOVA INC GEV 36828A101 $26.5M 0.51% 22,553 SH
33 LAM RESEARCH CORP LRCX 512807306 $26.3M 0.50% 60,723 SH
34 ADVANCED MICRO DEVICES INC AMD 007903107 $25.6M 0.49% 44,144 SH
35 VISA INC V 92826C839 $25.6M 0.49% 74,657 SH
36 WESTERN DIGITAL CORP WDC 958102105 $23.9M 0.46% 37,392 SH
37 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $23.3M 0.45% 199,599 SH
38 JOHNSON & JOHNSON JNJ 478160104 $22.7M 0.44% 89,403 SH
39 ISHARES TR IEFA 46432F842 $21.9M 0.42% 227,073 SH
40 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $21.3M 0.41% 22,051 SH
41 VANGUARD INDEX FDS VUG 922908736 $20.1M 0.39% 233,600 SH
42 ISHARES TR EFA 464287465 $19.8M 0.38% 190,867 SH
43 VANGUARD INDEX FDS VO 922908629 $19.4M 0.37% 241,056 SH
44 CATERPILLAR INC CAT 149123101 $19.4M 0.37% 18,206 SH
45 ISHARES TR IVV 464287200 $18.9M 0.36% 25,287 SH
46 AMGEN INC AMGN 031162100 $18.7M 0.36% 51,552 SH
47 VANGUARD WORLD FD ESGV 921910733 $18.5M 0.35% 139,946 SH
48 ALAMOS GOLD INC AGI 011532108 $18.2M 0.35% 601,202 SH
49 CISCO SYS INC CSCO 17275R102 $18.2M 0.35% 155,215 SH
50 EXXON MOBIL CORP XOM 30231G102 $18.1M 0.35% 132,420 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-27 $5.22B 1,234 0001610769-26-000003
2026-03-31 2026-05-11 $4.12B 1,109 0001610769-26-000002
2025-12-31 2026-01-28 $4.73B 1,191 0001610769-26-000001
2025-09-30 2025-11-06 $4.06B 1,121 0001610769-25-000003
Filer Information
Address
800 WEST MAIN STREET
SUITE 1150
BOISE, ID 83702
Phone
(208) 368-9600
Filing Manager
Caprock Group, LLC
BOISE, ID
Signatory
William G. Gilbert, Jr.
President