Douglas Lane & Associates, LLC — 13F Holdings & Portfolio
CIK 1672594 · latest 13F-HR filed 2026-10-09
Douglas Lane & Associates, LLC manages $7.46B in 13F-reported U.S. long-equity assets across 246 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are NVDA (4.38%), GOOG (3.37%), MRNA (3.00%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 11; 67 existing positions rose in reported value and 124 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$7.46B
Long-equity book
Holdings
246
Distinct positions
Period
2026-09-30
Filed 2026-10-09
Q/Q Activity
+7 / −11 / ↑67 / ↓124
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26NVDA4.4% · -5%GOOG3.4% · -4%MRNA3.0% · -14%JPM2.5% · -5%MSFT2.3% · -2%JNJ2.3% · -3%QCOM2.0% · -1%TMO2.0% · -2%AMZN1.8% · -0%MS1.7% · -8%RGA1.7% · -4%DAL1.6% · -6%V1.6% · -3%EQIX1.4% · -3%FCX1.4% · -3%DHR1.4% · -1%APD1.3% · -2%BMY1.3% · -4%MA1.3% · -3%NSRGY1.2% · +1%CVX1.2% · -5%TDG1.2% · 0%GE1.2% · -18%ILMN1.1% · -4%CRM1.1% · +1%AXP1.1% · -4%USB1.1% · -2%BA1.1% · +1%HSY1.0% · +14%MRK1.0% · -4%LW1.0% · +8%KO1.0% · -8%META1.0% · -3%TECK1.0% · -3%XOM0.9% · -5%DIS0.9% · +11%BX0.9% · -1%RXO0.9% · -1%AMT0.9% · -2%PEP0.9% · +4%ROP0.9% · +5%GDDY0.8% · -3%IR0.8% · -2%WDAY0.8% · -2%HLN0.8% · -2%RBC0.8% · -5%RACE0.8% · -0%CMCSA0.7% · +17%EOG0.7% · -6%CSGP0.7% · +69%TFC0.7% · -2%NKE0.7% · +58%SLB0.7% · -4%WPM0.7% · -3%AAPL0.7% · -5%GOOGL0.7% · -4%WCN0.7% · +3%ELAN0.7% · -12%EL0.7% · +4%C0.7% · -6%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 25.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 30, 2026.
Assets Under Management
$8.44B
Discretionary
$8.44B
Employees
37
Accounts
5,556
Address
ONE DAG HAMMARSKJOLD PLAZA
885 SECOND AVENUE, 42 FLOOR
NEW YORK, NY 10017
885 SECOND AVENUE, 42 FLOOR
NEW YORK, NY 10017
Phone
(212) 262-7670
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DEWEES, EDWARD, DAKIN Control | MANAGING PARTNER since Jan 2016 | Less than 5% | Individual |
| FOCUS OPERATING, LLC Control | MEMBER (MANAGER) since Jan 2016 | 75% or more | Domestic Entity |
| SETHI, SARAT Control | MANAGING PARTNER since Jan 2016 | Less than 5% | Individual |
| Solinga-Stasi, Nicole, Anne Control | CHIEF COMPLIANCE OFFICER since Jan 2016 | Less than 5% | Individual |
| CD&R FERDINAND CO-INVESTOR, L.P. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P | PARTNER since Aug 2023 | 25–50% | Foreign Entity |
| CD&R FERDINAND HOLDINGS, L.P Control Indirect owner via FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER since Aug 2023 | 50–75% | Domestic Entity |
| CLAYTON DUBILIER & RICE FUND XII, L.P. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P | PARTNER since Aug 2023 | 50–75% | Foreign Entity |
| FERDINAND FFP ACQUISITION, LLC Control Indirect owner via FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Control Indirect owner via FERDINAND FFP ACQUISITION, LLC | MEMBER since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP PARENT, INC. Control Indirect owner via FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP ULTIMATE HOLDINGS, LP Control Indirect owner via FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP ULTIMATE HOLDINGS, LP Control Indirect owner via FERDINAND FFP PARENT, INC. | SHAREHOLDER since Aug 2023 | 75% or more | Domestic Entity |
| FOCUS FINANCIAL PARTNERS INC. Control Indirect owner via FOCUS FINANCIAL PARTNERS, LLC | MEMBER since Jul 2018 | 50–75% | Domestic Entity |
| FOCUS FINANCIAL PARTNERS, LLC Control Indirect owner via FOCUS OPERATING, LLC | MEMBER since Jan 2007 | 75% or more | Domestic Entity |
Ownership & leadership changes · 9 filings with changes since Jan 8, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: ownership 75% or more → 50–75%
Mar 28, 2025 filing
- No longer listedFERDINAND FFP ACQUISITION, LLC · SHAREHOLDER, CLASS A COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Aug 2023
- AddedFERDINAND FFP ACQUISITION, LLC · SHAREHOLDER, CLASS A COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS INC. · control person
Mar 21, 2024 filing
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: title MANAGING MEMBER → MEMBER
Sep 25, 2023 filing
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: title MEMBER → MANAGING MEMBER
Sep 18, 2023 filing
- AddedCD&R FERDINAND CO-INVESTOR, L.P. · PARTNER · 25–50% · indirect via CD&R FERDINAND HOLDINGS, L.P · control person
- AddedCD&R FERDINAND HOLDINGS, L.P · PARTNER · 50–75% · indirect via FERDINAND FFP ULTIMATE HOLDINGS, LP · control person
- AddedCLAYTON DUBILIER & RICE FUND XII, L.P. · PARTNER · 50–75% · indirect via CD&R FERDINAND HOLDINGS, L.P · control person
- AddedFERDINAND FFP ACQUISITION, LLC · SHAREHOLDER, CLASS A COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
- AddedFERDINAND FFP INTERMEDIATE HOLDINGS, LLC · MEMBER · 75% or more · indirect via FERDINAND FFP ACQUISITION, LLC · control person
- AddedFERDINAND FFP PARENT, INC. · MEMBER · 75% or more · indirect via FERDINAND FFP INTERMEDIATE HOLDINGS, LLC · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER, CLASS B COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS INC. · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP PARENT, INC. · control person
Aug 24, 2018 filing
- No longer listedTRIDENT FFP BLOCKER LLC · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person · listed since May 2017
- No longer listedTRIDENT FFP, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Jul 2017
- No longer listedTRIDENT VI PARALLEL FUND, L.P. · MEMBER · 75% or more · indirect via TRIDENT FFP BLOCKER LLC · control person · listed since Apr 2017
- No longer listedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person · listed since May 2017
- AddedFOCUS FINANCIAL PARTNERS INC. · MEMBER · 75% or more · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
Jul 31, 2017 filing
- No longer listedCP FALCON AIV, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Oct 2013
- AddedTRIDENT FFP BLOCKER LLC · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person
- AddedTRIDENT FFP, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
- AddedTRIDENT VI PARALLEL FUND, L.P. · MEMBER · 75% or more · indirect via TRIDENT FFP BLOCKER LLC · control person
- AddedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person
Mar 27, 2017 filing
- No longer listedCENTERBRIDGE ASSOCIATES II, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via CP FALCON AIV, L.P. · control person · listed since Jul 2013
Feb 15, 2016 filing
- AddedCENTERBRIDGE ASSOCIATES II, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via CP FALCON AIV, L.P. · control person
- AddedCP FALCON AIV, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
Jan 8, 2016 filing (earliest on record)
- ListedDEWEES, EDWARD, DAKIN · MANAGING PARTNER · Less than 5% · control person
- ListedFOCUS FINANCIAL PARTNERS, LLC · MEMBER · 75% or more · indirect via FOCUS OPERATING, LLC · control person
- ListedFOCUS OPERATING, LLC · MEMBER (MANAGER) · 75% or more · control person
- ListedSETHI, SARAT · MANAGING PARTNER · Less than 5% · control person
- ListedSolinga-Stasi, Nicole, Anne · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MODERNA INC$129.5M +137.6%
- MICROSOFT CORP$44.2M +34.6%
- THERMO FISHER SCIENTIFIC INC$35.1M +31.6%
- ILLUMINA INC$28.0M +49.0%
- SALESFORCE INC$27.5M +48.3%
Top Trims
- GE AEROSPACE NEW-$40.5M -31.3%
- MORGAN STANLEY NEW-$25.6M -16.7%
- RXO INC-$24.5M -26.5%
- DELTA AIR LINES INC NEW-$23.6M -16.4%
- AES CORP-$21.2M -86.0%
New Positions
- EXXON MOBILE CORP$69.1M
- MOBILITY GLOBAL INC$2.1M
- SPACE EXPLORATION TECHNOLOGIES$689.1K
- COMMERCE.COM INC$447.6K
- FULTON FINANCIAL CORP$329.9K
Exited Positions
- EXXON MOBIL CORP$61.4M
- CUMMINS INC$468.6K
- L3HARRIS TECHNOLOGIES INC$279.8K
- CARRIER GLOBAL CORP$279.5K
- CONSTELLATION ENERGY CORP$268.2K
Douglas Lane & Associates, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORP | NVDA | 67066G104 | $327.1M | 4.38% | 1,432,075 | SH |
| 2 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $251.4M | 3.37% | 737,759 | SH |
| 3 | MODERNA INC | MRNA | 60770K107 | $223.6M | 3.00% | 1,160,945 | SH |
| 4 | JPMORGAN CHASE & CO | JPM | 46625H100 | $182.9M | 2.45% | 552,992 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $171.9M | 2.30% | 335,195 | SH |
| 6 | JOHNSON & JOHNSON | JNJ | 478160104 | $170.5M | 2.28% | 643,935 | SH |
| 7 | QUALCOMM INC | QCOM | 747525103 | $152.9M | 2.05% | 830,914 | SH |
| 8 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $146.2M | 1.96% | 216,638 | SH |
| 9 | AMAZON.COM INC | AMZN | 023135106 | $132.4M | 1.77% | 531,417 | SH |
| 10 | MORGAN STANLEY NEW | MS | 617446448 | $127.3M | 1.71% | 676,771 | SH |
| 11 | REINSURANCE GROUP AMERICA INC | RGA | 759351604 | $124.6M | 1.67% | 505,873 | SH |
| 12 | DELTA AIR LINES INC NEW | DAL | 247361702 | $120.4M | 1.61% | 1,442,130 | SH |
| 13 | VISA INC CL A | V | 92826C839 | $119.5M | 1.60% | 332,461 | SH |
| 14 | EQUINIX INC | EQIX | 29444U700 | $107.1M | 1.44% | 105,883 | SH |
| 15 | FREEPORT-MCMORAN INC CL B | FCX | 35671D857 | $101.1M | 1.36% | 1,444,726 | SH |
| 16 | DANAHER CORP | DHR | 235851102 | $101.1M | 1.36% | 456,372 | SH |
| 17 | AIR PRODUCTS & CHEMICALS INC | APD | 009158106 | $94.2M | 1.26% | 338,738 | SH |
| 18 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $93.8M | 1.26% | 1,502,440 | SH |
| 19 | MASTERCARD INC CL A | MA | 57636Q104 | $93.4M | 1.25% | 169,335 | SH |
| 20 | NESTLE S A SPON ADR | NSRGY | 641069406 | $91.8M | 1.23% | 1,011,074 | SH |
| 21 | CHEVRON CORP NEW | CVX | 166764100 | $91.5M | 1.23% | 447,972 | SH |
| 22 | TRANSDIGM GROUP INC | TDG | 893641100 | $90.0M | 1.21% | 83,097 | SH |
| 23 | GE AEROSPACE NEW | GE | 369604301 | $89.1M | 1.19% | 285,448 | SH |
| 24 | ILLUMINA INC | ILMN | 452327109 | $85.0M | 1.14% | 310,751 | SH |
| 25 | SALESFORCE INC | CRM | 79466L302 | $84.5M | 1.13% | 367,924 | SH |
| 26 | AMERICAN EXPRESS CO | AXP | 025816109 | $80.9M | 1.08% | 265,930 | SH |
| 27 | US BANCORP DEL NEW | USB | 902973304 | $80.6M | 1.08% | 1,396,125 | SH |
| 28 | BOEING CO | BA | 097023105 | $80.4M | 1.08% | 431,882 | SH |
| 29 | HERSHEY CO | HSY | 427866108 | $77.9M | 1.04% | 494,484 | SH |
| 30 | MERCK & CO INC | MRK | 58933Y105 | $77.4M | 1.04% | 532,699 | SH |
| 31 | LAMB WESTON HOLDINGS INC | LW | 513272104 | $75.5M | 1.01% | 1,811,598 | SH |
| 32 | COCA COLA CO | KO | 191216100 | $75.2M | 1.01% | 874,052 | SH |
| 33 | META PLATFORMS INC CL A | META | 30303M102 | $72.6M | 0.97% | 100,099 | SH |
| 34 | TECK RESOURCES LTD CL B | TECK | 878742204 | $71.3M | 0.95% | 1,083,002 | SH |
| 35 | EXXON MOBILE CORP | XOM | 30233Q108 | $69.1M | 0.93% | 424,761 | SH |
| 36 | DISNEY WALT CO | DIS | 254687106 | $68.5M | 0.92% | 652,970 | SH |
| 37 | BLACKSTONE INC | BX | 09260D107 | $67.9M | 0.91% | 605,982 | SH |
| 38 | RXO INC | RXO | 74982T103 | $67.9M | 0.91% | 3,317,039 | SH |
| 39 | AMERICAN TOWER CORP NEW | AMT | 03027X100 | $67.5M | 0.90% | 412,362 | SH |
| 40 | PEPSICO INC | PEP | 713448108 | $67.2M | 0.90% | 529,950 | SH |
| 41 | ROPER TECHNOLOGIES INC | ROP | 776696106 | $67.1M | 0.90% | 192,163 | SH |
| 42 | GODADDY INC CL A | GDDY | 380237107 | $62.5M | 0.84% | 654,529 | SH |
| 43 | INGERSOLL-RAND PLC SHS | IR | 45687V106 | $61.8M | 0.83% | 822,445 | SH |
| 44 | WORKDAY INC CL A | WDAY | 98138H101 | $61.7M | 0.83% | 324,088 | SH |
| 45 | HALEON PLC ADR | HLN | 405552100 | $58.9M | 0.79% | 6,546,637 | SH |
| 46 | RBC BEARINGS INC | RBC | 75524B104 | $56.4M | 0.76% | 113,047 | SH |
| 47 | FERRARI N V | RACE | N3167Y103 | $55.9M | 0.75% | 142,361 | SH |
| 48 | COMCAST CORP NEW CL A | CMCSA | 20030N101 | $55.5M | 0.74% | 2,549,714 | SH |
| 49 | EOG RESOURCES INC | EOG | 26875P101 | $55.2M | 0.74% | 401,058 | SH |
| 50 | COSTAR GROUP INC | CSGP | 22160N109 | $54.3M | 0.73% | 1,980,027 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-09 | $7.46B | 246 | 0001672594-26-000004 |
| 2026-06-30 | 2026-07-14 | $7.37B | 250 | 0001672594-26-000003 |
| 2026-03-31 | 2026-04-15 | $6.93B | 241 | 0001672594-26-000002 |
| 2025-12-31 | 2026-01-22 | $7.29B | 240 | 0001672594-26-000001 |
Filer Information
Address
ONE DAG PLAZA885 SECOND AVENUE, 42ND FLOOR
NEW YORK, NY 10017
Phone
(212) 262-7670
Filing Manager
Douglas Lane & Associates, LLC
NEW YORK, NY
Signatory
Nicole Solinga-Stasi
Chief Compliance Officer