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Rosenthal | Henry Capital Advisors, Inc. — 13F Holdings & Portfolio

CIK 1697539 · latest 13F-HR filed 2026-07-28

Backtest portfolio

Rosenthal | Henry Capital Advisors, Inc. manages $114.4M in 13F-reported U.S. long-equity assets across 48 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TBBK (7.80%), KRE (6.24%), WTFC (5.03%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions and exited 4; 25 existing positions rose in reported value and 6 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$114.4M

Long-equity book

Holdings
48

Distinct positions

Period
2026-06-30

Filed 2026-07-28

Q/Q Activity
+10 / −4 / ↑25 / ↓6

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
TBBK7.8% · -13%KRE6.2% · -28%WTFC5.0% · 0%CASH4.0% · 0%ESQ3.2% · -18%SPFI3.1% · 0%SYBT3.0% · 0%VBNK2.7% · 0%BANF2.5% · 0%FBIZ2.5% · 0%I:BANK2.5% · newCVBF2.4% · newNRIM2.4% · 0%GABC2.4% · 0%CNOB2.4% · 0%FFIN2.3% · 0%MBWM2.3% · 0%HTB2.2% · 0%UNTY2.2% · -19%SBCF2.0% · 0%CCB2.0% · 0%FBK1.9% · 0%LKFN1.9% · -20%TCBX1.8% · 0%BANR1.8% · 0%TOWN1.8% · -9%SRCE1.8% · 0%CBK1.8% · 0%ORRF1.8% · 0%BWB1.7% · 0%TFIN1.6% · 0%FRME1.6% · -43%MYFW1.5% · 0%TCBI1.5% · +65%CBNA1.4% · 0%PFS1.4% · 0%BFC1.3% · 0%BHRB1.3% · newCOLB1.3% · newNBHC1.0% · -0%FCCO1.0% · 0%FSBC1.0% · newNBTB0.9% · newFCBM0.6% · newUSCB0.6% · newDCOM0.5% · newUBSI0.2% · newINDB0.1% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 3, 2026.

Address
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA, IN 46545
Phone
(574) 243-6502
Website
Name Title / Status Ownership Type
HENRY, CHARLES, ADAMS ControlPRESIDENT / CHIEF ADMINISTRATIVE OFFICER
since Nov 2018
Less than 5%Individual
ROSENTHAL, JOHN, WILLIAM ControlCHAIRMAN / CEO
since Apr 2011
50–75%Individual
ROSENTHAL II, JOHN, WILLIAMSILENT OWNER
since Apr 2011
10–25%Individual
ROSENTHAL, ASHLEY, BLAIRSILENT OWNER
since Apr 2011
10–25%Individual
ROSENTHAL, NATHANIEL, DREWSILENT OWNER
since Apr 2011
10–25%Individual
Ownership & leadership changes · 4 filings with changes since Feb 22, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 3, 2026 filing
  • ChangedHENRY, CHARLES, ADAMS · title GENERAL COUNSEL / CHIEF ADMINISTRATIVE OFFICER → PRESIDENT / CHIEF ADMINISTRATIVE OFFICER
  • ChangedROSENTHAL, JOHN, WILLIAM · title PRESIDENT/CEO → CHAIRMAN / CEO
Apr 12, 2024 filing
  • No longer listedROSENTHAL, MARY, KATHLEEN · SILENT OWNER · 25–50% · control person · listed since Apr 2011
  • ChangedROSENTHAL, JOHN, WILLIAM · ownership 25–50% → 50–75%
May 26, 2020 filing
  • ChangedHENRY, CHARLES, ADAMS · title GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER / SENIOR PORTFOLIO MANAGER → GENERAL COUNSEL / CHIEF ADMINISTRATIVE OFFICER
Feb 28, 2019 filing
  • AddedHENRY, CHARLES, ADAMS · GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER / SENIOR PORTFOLIO MANAGER · Less than 5% · control person
  • ChangedROSENTHAL, JOHN, WILLIAM · title PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER → PRESIDENT/CEO
Feb 22, 2017 filing (earliest on record)
  • ListedROSENTHAL II, JOHN, WILLIAM · SILENT OWNER · 10–25%
  • ListedROSENTHAL, ASHLEY, BLAIR · SILENT OWNER · 10–25%
  • ListedROSENTHAL, JOHN, WILLIAM · PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedROSENTHAL, MARY, KATHLEEN · SILENT OWNER · 25–50% · control person
  • ListedROSENTHAL, NATHANIEL, DREW · SILENT OWNER · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Rosenthal | Henry Capital Advisors, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Bancorp Inc TBBK 05969A105 $8.9M 7.80% 142,316 SH
2 S&P Regional Banks KRE 78464A698 $7.1M 6.24% 95,280 SH
3 Wintrust Finacial Corp WTFC 97650W108 $5.8M 5.03% 35,803 SH
4 Meta Finl Group Inc CASH 59100U108 $4.6M 4.00% 52,576 SH
5 Esquire Finacial Hoildings Inc ESQ 29667J101 $3.7M 3.25% 31,187 SH
6 South Plains Financial Inc SPFI 83946P107 $3.5M 3.07% 81,373 SH
7 Stock Yds Bancorp Inc SYBT 861025104 $3.4M 3.00% 44,923 SH
8 Versabank New VBNK 92512J106 $3.1M 2.67% 131,426 SH
9 BancFirst Corp BANF 05945F103 $2.9M 2.54% 26,105 SH
10 First Bus Finl Svcs Inc Wis FBIZ 319390100 $2.8M 2.49% 45,000 SH
11 CommerceWest Bank — 20084T103 $2.8M 2.46% 72,177 SH
12 CVB Financial Corp CVBF 126600105 $2.8M 2.44% 123,534 SH
13 Northrim Bancorp Inc NRIM 666762109 $2.8M 2.42% 99,870 SH
14 German Amern Bancorp Inc GABC 373865104 $2.8M 2.42% 58,199 SH
15 ConnectOne Bancorp Inc CNOB 20786W107 $2.7M 2.39% 81,893 SH
16 First Financial Bankshares Inc FFIN 32020R109 $2.6M 2.27% 75,054 SH
17 Mercantile Bank Corp MBWM 587376104 $2.6M 2.26% 45,000 SH
18 Hometrust Bancshares Inc HTB 437872104 $2.5M 2.18% 50,047 SH
19 Unity Bancorp Inc UNTY 913290102 $2.5M 2.17% 42,000 SH
20 Seacost BKG Corporation SBCF 811707306 $2.3M 1.97% 67,704 SH
21 Coastal Financial Corp CCB 19046P209 $2.2M 1.97% 29,013 SH
22 FB Financial Corp FBK 30257X104 $2.1M 1.86% 38,433 SH
23 Lakeland Finl Corp LKFN 511656100 $2.1M 1.86% 34,454 SH
24 Third Coast Bancshares TCBX 88422P109 $2.1M 1.80% 51,000 SH
25 Banner Corporation BANR 06652V208 $2.1M 1.79% 30,877 SH
26 TowneBank Portsmouth VA TOWN 89214P109 $2.0M 1.79% 56,415 SH
27 1st Source Corp SRCE 336901103 $2.0M 1.78% 25,000 SH
28 Commercial Bancgroup Inc CBK 20112C106 $2.0M 1.76% 62,500 SH
29 Orrstown Financial Services ORRF 687380105 $2.0M 1.75% 49,100 SH
30 Bridgewater Bancshares Inc. BWB 108621103 $1.9M 1.67% 90,614 SH
31 Triumph Bancorp Inc TFIN 89679E300 $1.8M 1.60% 24,000 SH
32 First Merchants Corp FRME 320817109 $1.8M 1.57% 41,164 SH
33 First Western Financial MYFW 33751L105 $1.8M 1.55% 55,113 SH
34 Texas Capital Bancshares Inc TCBI 88224Q107 $1.7M 1.49% 16,500 SH
35 Chain Bridge Bancorp CBNA 157297103 $1.6M 1.44% 39,200 SH
36 Provident Financial Services PFS 74386T105 $1.6M 1.43% 68,962 SH
37 Bank First Corp BFC 06211J100 $1.5M 1.35% 10,400 SH
38 Burke & Herbert Financial Services Corp BHRB 12135Y108 $1.5M 1.31% 20,895 SH
39 Columbia Banking System, Inc COLB 197236102 $1.5M 1.31% 46,806 SH
40 National Bank Holdings Corp NBHC 633707104 $1.2M 1.01% 26,000 SH
41 First Community Corporation FCCO 319835104 $1.2M 1.01% 35,326 SH
42 Five Star Bancorp FSBC 33830T103 $1.1M 0.97% 22,813 SH
43 NBT Bancorp Inc NBTB 628778102 $1.0M 0.91% 21,175 SH
44 First Carolina Financial Services, Inc FCBM 31943F200 $662.0K 0.58% 50,000 SH
45 USCB Financial Holdings, Inc USCB 90355N101 $659.6K 0.58% 32,240 SH
46 Dime Commercial Bancshares, Inc DCOM 25432X102 $605.0K 0.53% 14,882 SH
47 United Bankshares, Inc UBSI 909907107 $173.5K 0.15% 3,786 SH
48 Independent Bank Corp INDB 453836108 $125.6K 0.11% 1,500 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $114.4M 48 0001697539-26-000003
2026-03-31 2026-04-24 $102.2M 42 0001697539-26-000002
2025-12-31 2026-01-28 $107.9M 40 0001697539-26-000001
Filer Information
Address
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA, IN 46545
Phone
(574) 243-6502
Filing Manager
Rosenthal | Henry Capital Advisors, Inc.
MISHAWAKA, IN
Signatory
Adam Henry
President