Rosenthal {-} Henry Capital Advisors, Inc. — 13F Holdings & Portfolio
CIK 1697539 · latest 13F-HR filed 2026-04-24
Rosenthal {-} Henry Capital Advisors, Inc. manages $102.2M in 13F-reported U.S. long-equity assets across 42 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are TBBK (8.58%), KRE (8.39%), WTFC (4.87%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 2 new positions, exited 0, added to 8, and trimmed 9.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$102.2M
Long-equity book
42
Distinct positions
2026-03-31
Filed 2026-04-24
+2 / −0 / ↑8 / ↓9
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- Meta Finl Group Inc$958.5K +25.7%
- South Plains Financial Inc$252.3K +8.0%
- Esquire Finacial Hoildings Inc$206.5K +5.3%
- 1st Source Corp$168.0K +10.8%
- German Amern Bancorp Inc$151.9K +6.7%
Top Trims
- Bancorp Inc-$2.2M -20.4%
- HBT Financial-$2.1M -64.7%
- Northeast Community Bancorp Inc-$2.0M -99.9%
- Origin Bancorp-$2.0M -99.8%
- Coastal Financial Corp-$1.1M -33.6%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | Bancorp Inc | TBBK | 05969A105 | $8.8M | 8.58% | 163,126 | SH |
| 2 | S&P Regional Banks | KRE | 78464A698 | $8.6M | 8.39% | 131,610 | SH |
| 3 | Wintrust Finacial Corp | WTFC | 97650W108 | $5.0M | 4.87% | 35,803 | SH |
| 4 | Meta Finl Group Inc | CASH | 59100U108 | $4.7M | 4.59% | 52,576 | SH |
| 5 | Esquire Finacial Hoildings Inc | ESQ | 29667J101 | $4.1M | 4.00% | 38,037 | SH |
| 6 | South Plains Financial Inc | SPFI | 83946P107 | $3.4M | 3.34% | 81,373 | SH |
| 7 | CommerceWest Bank | I:BANK | 20084T103 | $3.3M | 3.22% | 88,377 | SH |
| 8 | Stock Yds Bancorp Inc | SYBT | 861025104 | $3.0M | 2.91% | 44,923 | SH |
| 9 | BancFirst Corp | BANF | 05945F103 | $2.8M | 2.77% | 26,105 | SH |
| 10 | First Merchants Corp | FRME | 320817109 | $2.8M | 2.73% | 72,064 | SH |
| 11 | Unity Bancorp Inc | UNTY | 913290102 | $2.7M | 2.64% | 52,000 | SH |
| 12 | Lakeland Finl Corp | LKFN | 511656100 | $2.5M | 2.41% | 42,854 | SH |
| 13 | German Amern Bancorp Inc | GABC | 373865104 | $2.4M | 2.38% | 58,199 | SH |
| 14 | First Bus Finl Svcs Inc Wis | FBIZ | 319390100 | $2.4M | 2.37% | 45,000 | SH |
| 15 | Heritage Commerce Corp | HFWA | 426927109 | $2.4M | 2.32% | 190,055 | SH |
| 16 | Northrim Bancorp Inc | NRIM | 666762109 | $2.3M | 2.24% | 99,870 | SH |
| 17 | Mercantile Bank Corp | MBWM | 587376104 | $2.3M | 2.22% | 45,000 | SH |
| 18 | First Financial Bankshares Inc | FFIN | 32020R109 | $2.2M | 2.16% | 75,054 | SH |
| 19 | Coastal Financial Corp | CCB | 19046P209 | $2.2M | 2.16% | 29,013 | SH |
| 20 | ConnectOne Bancorp Inc | CNOB | 20786W107 | $2.2M | 2.14% | 81,893 | SH |
| 21 | Versabank New | VBNK | 92512J106 | $2.2M | 2.12% | 131,426 | SH |
| 22 | Hometrust Bancshares Inc | HTB | 437872104 | $2.1M | 2.09% | 50,047 | SH |
| 23 | TowneBank Portsmouth VA | TOWN | 89214P109 | $2.1M | 2.04% | 62,000 | SH |
| 24 | Seacost BKG Corporation | SBCF | 811707306 | $2.1M | 2.01% | 67,704 | SH |
| 25 | Third Coast Bancshares | TCBX | 88422P109 | $2.0M | 1.98% | 51,000 | SH |
| 26 | FB Financial Corp | FBK | 30257X104 | $2.0M | 1.95% | 38,433 | SH |
| 27 | Banner Corporation | BANR | 06652V208 | $1.9M | 1.83% | 30,877 | SH |
| 28 | Orrstown Financial Services | ORRF | 687380105 | $1.8M | 1.73% | 49,100 | SH |
| 29 | 1st Source Corp | SRCE | 336901103 | $1.7M | 1.69% | 25,000 | SH |
| 30 | Bridgewater Bancshares Inc. | BWB | 108621103 | $1.7M | 1.62% | 90,614 | SH |
| 31 | Commercial Bancgroup Inc | CBK | 20112C106 | $1.6M | 1.59% | 62,500 | SH |
| 32 | Provident Financial Services | PFS | 74386T105 | $1.5M | 1.43% | 68,962 | SH |
| 33 | Triumph Bancorp Inc | TFIN | 89679E300 | $1.4M | 1.40% | 24,000 | SH |
| 34 | Bank First Corp | BFC | 06211J100 | $1.4M | 1.37% | 10,400 | SH |
| 35 | First Western Financial | MYFW | 33751L105 | $1.4M | 1.33% | 55,113 | SH |
| 36 | Chain Bridge Bancorp | CBNA | 157297103 | $1.4M | 1.32% | 39,200 | SH |
| 37 | HBT Financial | HBT | 404111106 | $1.1M | 1.12% | 42,500 | SH |
| 38 | National Bank Holdings Corp | NBHC | 633707104 | $1.0M | 1.00% | 26,075 | SH |
| 39 | First Community Corporation | FCCO | 319835104 | $1.0M | 1.00% | 35,326 | SH |
| 40 | Texas Capital Bancshares Inc | TCBI | 88224Q107 | $953.0K | 0.93% | 10,000 | SH |
| 41 | Origin Bancorp | OBK | 68621T102 | $3.3K | 0.00% | 79 | SH |
| 42 | Northeast Community Bancorp Inc | NECB | 664112109 | $1.1K | 0.00% | 47 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-24 | $102.2M | 42 | 0001697539-26-000002 |
| 2025-12-31 | 2026-01-28 | $107.9M | 40 | 0001697539-26-000001 |