Rosenthal {-} Henry Capital Advisors, Inc. — 13F Holdings & Portfolio
CIK 1697539 · latest 13F-HR filed 2026-07-28
Rosenthal {-} Henry Capital Advisors, Inc. manages $114.4M in 13F-reported U.S. long-equity assets across 48 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TBBK (7.80%), KRE (6.24%), WTFC (5.03%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions, exited 4, added to 25, and trimmed 6.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 310
MISHAWAKA, IN 46545
$114.4M
Long-equity book
48
Distinct positions
2026-06-30
Filed 2026-07-28
+10 / −4 / ↑25 / ↓6
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- Versabank New$881.9K +40.7%
- Wintrust Finacial Corp$779.8K +15.7%
- Texas Capital Bancshares Inc$750.8K +78.8%
- ConnectOne Bancorp Inc$546.2K +24.9%
- Northrim Bancorp Inc$485.4K +21.2%
Top Trims
- S&P Regional Banks-$1.4M -16.8%
- First Merchants Corp-$992.6K -35.6%
- CommerceWest Bank-$475.3K -14.4%
- Esquire Finacial Hoildings Inc-$374.3K -9.2%
- Lakeland Finl Corp-$332.5K -13.5%
New Positions
- CVB Financial Corp$2.8M
- Burke & Herbert Financial Services Corp$1.5M
- Columbia Banking System, Inc$1.5M
- Five Star Bancorp$1.1M
- NBT Bancorp Inc$1.0M
Exited Positions
- Heritage Commerce Corp$2.4M
- HBT Financial$1.1M
- Origin Bancorp$3.3K
- Northeast Community Bancorp Inc$1.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | Bancorp Inc | TBBK | 05969A105 | $8.9M | 7.80% | 142,316 | SH |
| 2 | S&P Regional Banks | KRE | 78464A698 | $7.1M | 6.24% | 95,280 | SH |
| 3 | Wintrust Finacial Corp | WTFC | 97650W108 | $5.8M | 5.03% | 35,803 | SH |
| 4 | Meta Finl Group Inc | CASH | 59100U108 | $4.6M | 4.00% | 52,576 | SH |
| 5 | Esquire Finacial Hoildings Inc | ESQ | 29667J101 | $3.7M | 3.25% | 31,187 | SH |
| 6 | South Plains Financial Inc | SPFI | 83946P107 | $3.5M | 3.07% | 81,373 | SH |
| 7 | Stock Yds Bancorp Inc | SYBT | 861025104 | $3.4M | 3.00% | 44,923 | SH |
| 8 | Versabank New | VBNK | 92512J106 | $3.1M | 2.67% | 131,426 | SH |
| 9 | BancFirst Corp | BANF | 05945F103 | $2.9M | 2.54% | 26,105 | SH |
| 10 | First Bus Finl Svcs Inc Wis | FBIZ | 319390100 | $2.8M | 2.49% | 45,000 | SH |
| 11 | CommerceWest Bank | I:BANK | 20084T103 | $2.8M | 2.46% | 72,177 | SH |
| 12 | CVB Financial Corp | CVBF | 126600105 | $2.8M | 2.44% | 123,534 | SH |
| 13 | Northrim Bancorp Inc | NRIM | 666762109 | $2.8M | 2.42% | 99,870 | SH |
| 14 | German Amern Bancorp Inc | GABC | 373865104 | $2.8M | 2.42% | 58,199 | SH |
| 15 | ConnectOne Bancorp Inc | CNOB | 20786W107 | $2.7M | 2.39% | 81,893 | SH |
| 16 | First Financial Bankshares Inc | FFIN | 32020R109 | $2.6M | 2.27% | 75,054 | SH |
| 17 | Mercantile Bank Corp | MBWM | 587376104 | $2.6M | 2.26% | 45,000 | SH |
| 18 | Hometrust Bancshares Inc | HTB | 437872104 | $2.5M | 2.18% | 50,047 | SH |
| 19 | Unity Bancorp Inc | UNTY | 913290102 | $2.5M | 2.17% | 42,000 | SH |
| 20 | Seacost BKG Corporation | SBCF | 811707306 | $2.3M | 1.97% | 67,704 | SH |
| 21 | Coastal Financial Corp | CCB | 19046P209 | $2.2M | 1.97% | 29,013 | SH |
| 22 | FB Financial Corp | FBK | 30257X104 | $2.1M | 1.86% | 38,433 | SH |
| 23 | Lakeland Finl Corp | LKFN | 511656100 | $2.1M | 1.86% | 34,454 | SH |
| 24 | Third Coast Bancshares | TCBX | 88422P109 | $2.1M | 1.80% | 51,000 | SH |
| 25 | Banner Corporation | BANR | 06652V208 | $2.1M | 1.79% | 30,877 | SH |
| 26 | TowneBank Portsmouth VA | TOWN | 89214P109 | $2.0M | 1.79% | 56,415 | SH |
| 27 | 1st Source Corp | SRCE | 336901103 | $2.0M | 1.78% | 25,000 | SH |
| 28 | Commercial Bancgroup Inc | CBK | 20112C106 | $2.0M | 1.76% | 62,500 | SH |
| 29 | Orrstown Financial Services | ORRF | 687380105 | $2.0M | 1.75% | 49,100 | SH |
| 30 | Bridgewater Bancshares Inc. | BWB | 108621103 | $1.9M | 1.67% | 90,614 | SH |
| 31 | Triumph Bancorp Inc | TFIN | 89679E300 | $1.8M | 1.60% | 24,000 | SH |
| 32 | First Merchants Corp | FRME | 320817109 | $1.8M | 1.57% | 41,164 | SH |
| 33 | First Western Financial | MYFW | 33751L105 | $1.8M | 1.55% | 55,113 | SH |
| 34 | Texas Capital Bancshares Inc | TCBI | 88224Q107 | $1.7M | 1.49% | 16,500 | SH |
| 35 | Chain Bridge Bancorp | CBNA | 157297103 | $1.6M | 1.44% | 39,200 | SH |
| 36 | Provident Financial Services | PFS | 74386T105 | $1.6M | 1.43% | 68,962 | SH |
| 37 | Bank First Corp | BFC | 06211J100 | $1.5M | 1.35% | 10,400 | SH |
| 38 | Burke & Herbert Financial Services Corp | BHRB | 12135Y108 | $1.5M | 1.31% | 20,895 | SH |
| 39 | Columbia Banking System, Inc | COLB | 197236102 | $1.5M | 1.31% | 46,806 | SH |
| 40 | National Bank Holdings Corp | NBHC | 633707104 | $1.2M | 1.01% | 26,000 | SH |
| 41 | First Community Corporation | FCCO | 319835104 | $1.2M | 1.01% | 35,326 | SH |
| 42 | Five Star Bancorp | FSBC | 33830T103 | $1.1M | 0.97% | 22,813 | SH |
| 43 | NBT Bancorp Inc | NBTB | 628778102 | $1.0M | 0.91% | 21,175 | SH |
| 44 | First Carolina Financial Services, Inc | FCBM | 31943F200 | $662.0K | 0.58% | 50,000 | SH |
| 45 | USCB Financial Holdings, Inc | USCB | 90355N101 | $659.6K | 0.58% | 32,240 | SH |
| 46 | Dime Commercial Bancshares, Inc | DCOM | 25432X102 | $605.0K | 0.53% | 14,882 | SH |
| 47 | United Bankshares, Inc | UBSI | 909907107 | $173.5K | 0.15% | 3,786 | SH |
| 48 | Independent Bank Corp | INDB | 453836108 | $125.6K | 0.11% | 1,500 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-28 | $114.4M | 48 | 0001697539-26-000003 |
| 2026-03-31 | 2026-04-24 | $102.2M | 42 | 0001697539-26-000002 |
| 2025-12-31 | 2026-01-28 | $107.9M | 40 | 0001697539-26-000001 |