Snow Phipps Group, LLC — 13F Holdings & Portfolio
CIK 1698661 · latest 13F-HR filed 2026-10-07
Snow Phipps Group, LLC manages $264.1M in 13F-reported U.S. long-equity assets across 2 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VEL (75.94%), LAUR (24.06%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 0; 0 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-07
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated May 12, 2026.
10TH FLOOR
NEW YORK, NY 10022
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DWORKIN, JONATHAN, SCOTT Control | CHIEF FINANICAL OFFICER since Feb 2023 | Less than 5% | Individual |
| PHIPPS, OGDEN Control | MANAGING DIRECTOR since Apr 2005 | Less than 5% | Individual |
| Pappalardo, Alisen Control | CHIEF COMPLIANCE OFFICER since Sep 2021 | Less than 5% | Individual |
| SNOW MANAGEMENT CO LLC Control | MANAGING MEMBER since May 2010 | 25–50% | Domestic Entity |
| SNOW, IAN, KENDALL Control | CEO since Apr 2005 | Less than 5% | Individual |
| BESSEMER TRUST COMPANY, N.A. | TRUSTEE OF OGDEN PHIPPS II REVOCABLE TRUST DATED 05/17/2005 since Jan 2006 | Less than 5% | Domestic Entity |
| MANTEL, ALAN, HARRIS | MEMBER since May 2021 | 10–25% | Individual |
| OGDEN PHIPPS II REVOCABLE TRUST DATED 05/17/2005 | MEMBER since Jan 2006 | 10–25% | Domestic Entity |
| PLESS, JOHN, ANTHONY | MEMBER since May 2021 | 10–25% | Individual |
| SNOW, IAN, KENDALL Control Indirect owner via SNOW MANAGEMENT CO LLC | MEMBER since May 2010 | 75% or more | Individual |
| BESSEMER GROUP, INC. Indirect owner via BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER since Jan 2006 | 75% or more | Domestic Entity |
Ownership & leadership changes · 9 filings with changes since Feb 14, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedSNOW MANAGEMENT CO LLC · ownership 75% or more → 25–50%
- No longer listedSCHWINGER, STEVEN, E · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Nov 2005
- AddedDWORKIN, JONATHAN, SCOTT · CHIEF FINANICAL OFFICER · Less than 5% · control person
- AddedMANTEL, ALAN, HARRIS · MEMBER · 10–25%
- AddedPLESS, JOHN, ANTHONY · MEMBER · 10–25%
- AddedPappalardo, Alisen · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSCHWINGER, STEVEN, E · title CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER
- No longer listedMARENCIK, COLLEEN, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2020
- ChangedSCHWINGER, STEVEN, E · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER
- AddedMARENCIK, COLLEEN, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSCHWINGER, STEVEN, E · title CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER
- No longer listedFARKAS, JONATHAN, DAVID · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2013
- ChangedSCHWINGER, STEVEN, E · title CFO → CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER
- AddedFARKAS, JONATHAN, DAVID · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSCHWINGER, STEVEN, E · title CFO/CHIEF COMPLIANCE OFFICER → CFO; now a control person
- ChangedSNOW, IAN, KENDALL · ownership 75% or more → Less than 5%
- ListedBESSEMER GROUP, INC. · SHAREHOLDER · 75% or more · indirect via BESSEMER TRUST COMPANY, N.A.
- ListedBESSEMER TRUST COMPANY, N.A. · TRUSTEE OF OGDEN PHIPPS II REVOCABLE TRUST DATED 05/17/2005 · Less than 5%
- ListedOGDEN PHIPPS II REVOCABLE TRUST DATED 05/17/2005 · MEMBER · 10–25%
- ListedPHIPPS, OGDEN · MANAGING DIRECTOR · Less than 5% · control person
- ListedSCHWINGER, STEVEN, E · CFO/CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedSNOW MANAGEMENT CO LLC · MANAGING MEMBER · 75% or more · control person
- ListedSNOW, IAN, KENDALL · CEO · 75% or more · control person
- ListedSNOW, IAN, KENDALL · MEMBER · 75% or more · indirect via SNOW MANAGEMENT CO LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Snow Phipps Group, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-07 | $264.1M | 2 | 0001213900-26-107460 |
| 2026-06-30 | 2026-07-09 | $325.9M | 2 | 0001213900-26-076672 |
| 2026-03-31 | 2026-04-14 | $317.6M | 2 | 0001213900-26-043463 |
| 2025-12-31 | 2026-01-27 | $350.7M | 2 | 0001213900-26-008148 |
NEW YORK, NY 10022