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Vanguard Capital Wealth Advisors — 13F Holdings & Portfolio

CIK 1730578 · latest 13F-HR filed 2026-10-16

Backtest portfolio

Vanguard Capital Wealth Advisors manages $144.6M in 13F-reported U.S. long-equity assets across 128 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (12.55%), NVDA (8.13%), MU (7.76%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 20 new positions and exited 24; 29 existing positions rose in reported value and 53 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$144.6M

Long-equity book

Holdings
128

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+20 / −24 / ↑29 / ↓53

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AAPL12.6% · +1%NVDA8.1% · -1%MU7.8% · -14%AMZN5.6% · -0%URI3.5% · -4%GOOG3.3% · -1%MRVL2.7% · +52%BA2.3% · +5%MS2.0% · -3%AVGO1.9% · -4%META1.7% · +0%CAT1.6% · -16%LTPZ1.6% · +77%INTC1.6% · -3%PANW1.4% · -17%TSLA1.3% · -4%CCJ1.2% · -9%SCHX1.2% · +1%GOOGL1.1% · +1%SLV1.1% · +30%MSFT1.1% · +1%BAC1.0% · -2%SCHV1.0% · +0%BLZE1.0% · newSCHD0.9% · +1%APH0.8% · +101%XLE0.8% · -32%ABBV0.8% · +8%LLY0.7% · +14%BRK.B0.7% · 0%EFV0.6% · newFNDB0.6% · +4%AMD0.6% · -3%AEF0.6% · -24%VXX0.6% · +211%VLO0.6% · +14%RSP0.6% · newDELL0.6% · -11%MPC0.5% · +20%IONQ0.5% · newMCD0.5% · +0%NFLX0.5% · -23%PPLT0.5% · newLRCX0.5% · +45%GDX0.5% · -20%IBM0.5% · +215%SCHB0.4% · +0%SCHG0.4% · +0%CVX0.4% · +10%D0.4% · -6%STX0.4% · +1%GLD0.4% · +43%TLN0.4% · newARWR0.4% · 0%PM0.4% · -12%QQQ0.4% · +0%BMY0.4% · -0%KBWP0.4% · -11%SPCX0.4% · +153%XOM0.4% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 49.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 1, 2026.

Assets Under Management
$190.4M
Discretionary
$190.4M
Employees
5
Accounts
414
Address
999 18 ST SUITE 3000
DENVER, CO 80202
Phone
(844) 861-7504
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
BORCICH, JOHN, DEREK ControlMEMBER
since Jun 2016
25–50%Individual
POLIVKA, VINCENT, MARK ControlMEMBER, CCO
since Jun 2016
25–50%Individual
YOUNGBLOOD, JULIA, CLARE ControlMEMBER
since Jun 2016
25–50%Individual
Ownership & leadership changes · 1 filing with changes since Sep 12, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 17, 2017 filing
  • No longer listedBLAKEZUNIGA, JOHN, AMADOR · MEMBER · 25–50% · control person · listed since Jun 2016
Sep 12, 2016 filing (earliest on record)
  • ListedBLAKEZUNIGA, JOHN, AMADOR · MEMBER · 25–50% · control person
  • ListedBORCICH, JOHN, DEREK · MEMBER · 25–50% · control person
  • ListedPOLIVKA, VINCENT, MARK · MEMBER, CCO · 25–50% · control person
  • ListedYOUNGBLOOD, JULIA, CLARE · MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 29 →

Top Trims

Show all 53 →

New Positions

Show all 20 →

Exited Positions

Show all 24 →

Vanguard Capital Wealth Advisors Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $18.1M 12.55% 54,493 SH
2 NVIDIA CORPORATION NVDA 67066G104 $11.8M 8.13% 51,492 SH
3 MICRON TECHNOLOGY INC MU 595112103 $11.2M 7.76% 10,536 SH
4 AMAZON COM INC AMZN 023135106 $8.1M 5.59% 32,434 SH
5 UNITED RENTALS INC URI 911363109 $5.1M 3.51% 5,066 SH
6 ALPHABET INC GOOG 02079K107 $4.7M 3.26% 13,850 SH
7 MARVELL TECHNOLOGY INC MRVL 573874104 $3.9M 2.67% 14,633 SH
8 BOEING CO BA 097023105 $3.3M 2.27% 17,654 SH
9 MORGAN STANLEY MS 617446448 $2.9M 2.00% 15,411 SH
10 BROADCOM INC AVGO 11135F101 $2.8M 1.95% 8,028 SH
11 META PLATFORMS INC META 30303M102 $2.5M 1.73% 3,454 SH
12 CATERPILLAR INC CAT 149123101 $2.3M 1.61% 2,879 SH
13 PIMCO ETF TR LTPZ 72201R304 $2.3M 1.61% 51,489 SH
14 INTEL CORP INTC 458140100 $2.3M 1.57% 18,824 SH
15 PALO ALTO NETWORKS INC PANW 697435105 $2.0M 1.41% 5,132 SH
16 TESLA INC TSLA 88160R101 $1.8M 1.25% 5,114 SH
17 CAMECO CORP CCJ 13321L108 $1.7M 1.19% 19,824 SH
18 SCHWAB STRATEGIC TR SCHX 808524201 $1.7M 1.17% 56,339 SH
19 ALPHABET INC GOOGL 02079K305 $1.7M 1.15% 4,820 SH
20 ISHARES SILVER TR SLV 46428Q109 $1.6M 1.13% 29,905 SH
21 MICROSOFT CORP MSFT 594918104 $1.6M 1.12% 3,167 SH
22 BANK OF AMER CORP BAC 060505104 $1.5M 1.04% 27,587 SH
23 SCHWAB STRATEGIC TR SCHV 808524409 $1.4M 1.00% 43,415 SH
24 BACKBLAZE INC BLZE 05637B105 $1.4M 0.97% 100,500 SH
25 SCHWAB STRATEGIC TR SCHD 808524797 $1.3M 0.87% 38,880 SH
26 AMPHENOL CORP APH 032095101 $1.2M 0.81% 13,850 SH
27 SELECT SECTOR SPDR TR XLE 81369Y506 $1.1M 0.77% 18,036 SH
28 ABBVIE INC ABBV 00287Y109 $1.1M 0.75% 4,158 SH
29 ELI LILLY & CO LLY 532457108 $971.9K 0.67% 840 SH
30 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $957.6K 0.66% 1,923 SH
31 ISHARES TR EFV 464288877 $920.3K 0.64% 11,629 SH
32 SCHWAB STRATEGIC TR FNDB 808524789 $918.7K 0.64% 30,012 SH
33 ADVANCED MICRO DEVICES INC AMD 007903107 $900.5K 0.62% 1,472 SH
34 ABRDN EMERGING MARKETS EX CH AEF 00301W105 $869.9K 0.60% 92,054 SH
35 BARCLAYS BANK PLC VXX 06748M196 $862.9K 0.60% 49,000 SH
36 VALERO ENERGY CORP VLO 91913Y100 $841.9K 0.58% 2,172 SH
37 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $830.0K 0.57% 3,990 SH
38 DELL TECHNOLOGIES INC DELL 24703L202 $810.2K 0.56% 1,506 SH
39 MARATHON PETE CORP MPC 56585A102 $776.6K 0.54% 1,964 SH
40 IONQ INC IONQ 46222L108 $763.2K 0.53% 17,400 SH
41 MCDONALDS CORP MCD 580135101 $762.5K 0.53% 3,302 SH
42 NETFLIX INC. NFLX 64110L106 $761.8K 0.53% 10,949 SH
43 ABRDN PLATINUM ETF TRUST PPLT 003260106 $761.5K 0.53% 49,418 SH
44 LAM RESEARCH CORP LRCX 512807306 $759.8K 0.53% 2,313 SH
45 VANECK ETF TRUST GDX 92189F106 $693.6K 0.48% 7,900 SH
46 INTERNATIONAL BUSINESS MACHS IBM 459200101 $665.3K 0.46% 3,025 SH
47 SCHWAB STRATEGIC TR SCHB 808524102 $635.3K 0.44% 21,674 SH
48 SCHWAB STRATEGIC TR SCHG 808524300 $633.9K 0.44% 17,642 SH
49 CHEVRON CORPORATION CVX 166764100 $631.5K 0.44% 3,092 SH
50 DOMINION ENERGY INC D 25746U109 $611.3K 0.42% 10,100 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $144.6M 128 0001730578-26-000004
2026-06-30 2026-07-23 $147.6M 132 0001730578-26-000003
2026-03-31 2026-04-21 $108.1M 120 0001730578-26-000002
2025-12-31 2026-01-16 $125.0M 128 0001730578-26-000001
Filer Information
Address
999 18TH STREET UNIT 3000
DENVER, CO 80202
Phone
(844) 861-7504
Filing Manager
Vanguard Capital Wealth Advisors
DENVER, CO
Signatory
Vincent Polivka
Managing Partner/CCO