Top Institutional Investors

QP WEALTH MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1802496 · latest 13F-HR filed 2026-10-20

Backtest portfolio

QP WEALTH MANAGEMENT, LLC manages $66.5M in 13F-reported U.S. long-equity assets across 71 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPDW (7.60%), AAPL (5.99%), SMMD (4.35%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 16 new positions and exited 17; 12 existing positions rose in reported value and 25 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$66.5M

Long-equity book

Holdings
71

Distinct positions

Period
2026-09-30

Filed 2026-10-20

Q/Q Activity
+16 / −17 / ↑12 / ↓25

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPDW7.6% · +1%AAPL6.0% · -2%SMMD4.4% · -1%GOOGL3.8% · -2%NVDA3.6% · -6%TSLA3.1% · -5%MSFT3.0% · +0%FV3.0% · -3%AMZN2.9% · +1%META2.6% · +6%MUFG2.6% · newUSMV2.4% · +27%HYMB2.4% · +2%PLTR2.3% · -5%DELL2.3% · newVLO2.1% · newWELL2.0% · newTIGO2.0% · -2%RTX1.9% · newSPMO1.8% · -8%RVMD1.8% · newJEPQ1.7% · -10%HYLS1.7% · +0%QQQ1.6% · -1%WMT1.4% · +2%FPEI1.4% · +1%BNY1.4% · newJPM1.4% · -1%SPCX1.2% · +12%FTSM1.1% · +18%SHM1.1% · -4%TXG1.1% · newCOP0.8% · -3%GLD0.8% · 0%KGC0.8% · -6%OTF0.7% · +34%SJNK0.7% · +2%RYLD0.7% · -6%JEPI0.7% · -8%MU0.6% · -78%SHYD0.6% · 0%FRO0.6% · newFPE0.6% · +4%RUSHB0.6% · newAVT0.6% · +1%UBSI0.6% · -5%AMD0.6% · 0%CZR0.6% · -3%MSM0.6% · -2%SRRK0.6% · +1%CB0.6% · 0%BBVA0.6% · newIONQ0.6% · +2%HSBC0.6% · newSAN0.6% · newCBC0.6% · newMT0.5% · newAVGO0.5% · 0%HYGW0.5% · -7%EFAA0.5% · -4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 39.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 19, 2026.

Assets Under Management
$405.0M
Discretionary
$122.7M
Employees
7
Accounts
715
Address
2700 N MILITARY TRAIL
SUITE 240
BOCA RATON, FL 33431
Phone
(732) 526-2701
Website
Name Title / Status Ownership Type
HEERWAGEN, LISA, KAREN ControlMANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER
since May 2019
5–10%Individual
LEIDNER, THOMAS, WILLIAM ControlMANAGING MEMBER AND CO-CHIEF INVESTMENT OFFICER
since May 2019
10–25%Individual
LLOYD, JAMES, WILK ControlMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER
since May 2019
50–75%Individual
TOOTHMAN, SUSANA, DOWNER
since Jun 2025
5–10%Individual
Ownership & leadership changes · 2 filings with changes since Apr 1, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jul 16, 2025 filing
  • AddedTOOTHMAN, SUSANA, D · OWNER · 5–10%
  • ChangedLLOYD, JAMES, WILK · ownership 75% or more → 50–75%
May 10, 2019 filing
  • No longer listedFANELLI, JULIE, VIESON · TRUSTEE · General partner, trustee or manager · indirect via SEMBLER PROVISION FUND GENERATION SKIPPING TRUST NUMBER FIVE, U/A/D 2-25-16 · control person · listed since Feb 2016
  • No longer listedSEMBLER PROVISION FUND GENERATION SKIPPING TRUST NUMBER FIVE, U/A/D 2-25-16 · MANAGER · 50–75% · indirect via THC II LLC · control person · listed since Jul 2016
  • No longer listedSTROSS, PAMELA, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2019
  • No longer listedTHC II LLC · MANAGER · 75% or more · indirect via TRUCLARITY MANAGEMENT SOLUTIONS, LLC · control person · listed since Jul 2016
  • No longer listedTRUCLARITY MANAGEMENT SOLUTIONS, LLC · MANAGING MEMBER · 75% or more · control person · listed since Feb 2019
  • AddedHEERWAGEN, LISA, KAREN · MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER · 5–10% · control person
  • AddedLEIDNER, THOMAS, WILLIAM · MANAGING MEMBER AND CO-CHIEF INVESTMENT OFFICER · 10–25% · control person
  • AddedLLOYD, JAMES, WILK · MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER · 75% or more · control person
Apr 1, 2019 filing (earliest on record)
  • ListedFANELLI, JULIE, VIESON · TRUSTEE · General partner, trustee or manager · indirect via SEMBLER PROVISION FUND GENERATION SKIPPING TRUST NUMBER FIVE, U/A/D 2-25-16 · control person
  • ListedSEMBLER PROVISION FUND GENERATION SKIPPING TRUST NUMBER FIVE, U/A/D 2-25-16 · MANAGER · 50–75% · indirect via THC II LLC · control person
  • ListedSTROSS, PAMELA, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedTHC II LLC · MANAGER · 75% or more · indirect via TRUCLARITY MANAGEMENT SOLUTIONS, LLC · control person
  • ListedTRUCLARITY MANAGEMENT SOLUTIONS, LLC · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

QP WEALTH MANAGEMENT, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR INDEX SHS FDS SPDW 78463X889 $5.1M 7.60% 100,631 SH
2 APPLE INC AAPL 037833100 $4.0M 5.99% 11,953 SH
3 ISHARES TR SMMD 46435G268 $2.9M 4.35% 33,831 SH
4 ALPHABET INC GOOGL 02079K305 $2.5M 3.78% 7,313 SH
5 NVIDIA CORPORATION NVDA 67066G104 $2.4M 3.63% 10,578 SH
6 TESLA INC TSLA 88160R101 $2.1M 3.14% 5,895 SH
7 MICROSOFT CORP MSFT 594918104 $2.0M 2.98% 3,866 SH
8 FIRST TR EXCHANGE TRADED FD FV 33738R605 $2.0M 2.97% 26,875 SH
9 AMAZON COM INC AMZN 023135106 $1.9M 2.85% 7,601 SH
10 META PLATFORMS INC META 30303M102 $1.7M 2.60% 2,383 SH
11 MITSUBISHI UFJ FINANCIAL GRO MUFG 606822104 $1.7M 2.56% 73,921 SH
12 ISHARES TR USMV 46429B697 $1.6M 2.43% 16,588 SH
13 SPDR SERIES TRUST HYMB 78464A284 $1.6M 2.39% 67,604 SH
14 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $1.5M 2.30% 8,170 SH
15 DELL TECHNOLOGIES INC DELL 24703L202 $1.5M 2.26% 2,788 SH
16 VALERO ENERGY CORP VLO 91913Y100 $1.4M 2.14% 3,672 SH
17 WELLTOWER INC WELL 95040Q104 $1.3M 2.03% 5,854 SH
18 MILLICOM INTL CELLULAR S A TIGO L6388F110 $1.3M 2.02% 15,396 SH
19 RTX CORPORATION RTX 75513E101 $1.3M 1.88% 6,748 SH
20 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $1.2M 1.82% 7,973 SH
21 REVOLUTION MEDICINES INC RVMD 76155X100 $1.2M 1.81% 5,851 SH
22 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $1.1M 1.72% 18,659 SH
23 FIRST TR EXCHANGE-TRADED FD HYLS 33738D408 $1.1M 1.65% 27,991 SH
24 INVESCO QQQ TR QQQ 46090E103 $1.0M 1.55% 1,394 SH
25 WALMART INC WMT 931142103 $953.3K 1.43% 9,173 SH
26 FIRST TR EXCH TRADED FD III FPEI 33739P855 $951.7K 1.43% 51,608 SH
27 BANK OF NY MELLON CORP BNY 064058100 $947.2K 1.42% 6,549 SH
28 JPMORGAN CHASE & CO JPM 46625H100 $932.3K 1.40% 2,818 SH
29 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $824.5K 1.24% 5,465 SH
30 FIRST TR EXCHANGE-TRADED FD FTSM 33739Q408 $754.5K 1.13% 12,679 SH
31 SPDR SERIES TRUST SHM 78468R739 $722.3K 1.09% 15,484 SH
32 10X GENOMICS INC TXG 88025U109 $697.9K 1.05% 7,724 SH
33 CONOCOPHILLIPS COP 20825C104 $559.7K 0.84% 4,472 SH
34 SPDR GOLD TR GLD 78463V107 $545.4K 0.82% 1,432 SH
35 KINROSS GOLD CORP KGC 496902404 $499.3K 0.75% 20,737 SH
36 BLUE OWL TECHNOLOGY FIN CORP OTF 095924106 $479.0K 0.72% 48,830 SH
37 SPDR SERIES TRUST SJNK 78468R408 $473.3K 0.71% 19,519 SH
38 GLOBAL X FDS RYLD 37954Y459 $438.2K 0.66% 28,324 SH
39 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $435.0K 0.65% 7,738 SH
40 MICRON TECHNOLOGY INC MU 595112103 $431.4K 0.65% 405 SH
41 VANECK ETF TRUST SHYD 92189F387 $429.6K 0.65% 19,599 SH
42 FRONTLINE PLC FRO M46528101 $423.4K 0.64% 8,593 SH
43 FIRST TR EXCH TRADED FD III FPE 33739E108 $422.1K 0.63% 24,755 SH
44 RUSH ENTERPRISES INC RUSHB 781846308 $406.9K 0.61% 7,548 SH
45 AVNET INC AVT 053807103 $405.1K 0.61% 4,053 SH
46 UNITED BANKSHARES INC WEST V UBSI 909907107 $403.7K 0.61% 8,787 SH
47 ADVANCED MICRO DEVICES INC AMD 007903107 $399.5K 0.60% 653 SH
48 CAESARS ENTERTAINMENT INC NE CZR 12769G100 $396.5K 0.60% 13,373 SH
49 MSC INDL DIRECT INC MSM 553530106 $396.2K 0.60% 3,202 SH
50 SCHOLAR ROCK HLDG CORP SRRK 80706P103 $394.8K 0.59% 8,170 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-20 $66.5M 71 0001802496-26-000006
2026-06-30 2026-07-20 $70.1M 71 0001802496-26-000003
2026-03-31 2026-04-22 $58.4M 65 0001802496-26-000002
2025-12-31 2026-01-07 $113.5M 105 0002085853-26-000005
Filer Information
Address
2700 N. MILITARY TRAIL
SUITE 240
BOCA RATON, FL 33431
Phone
(732) 526-2701
Filing Manager
QP WEALTH MANAGEMENT, LLC
BOCA RATON, FL
Signatory
Lisa Heerwagen
Chief Compliance Officer