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WNY Asset Management, LLC — 13F Holdings & Portfolio

CIK 1803296 · latest 13F-HR filed 2026-08-17

Backtest portfolio

WNY Asset Management, LLC manages $1.12B in 13F-reported U.S. long-equity assets across 261 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are CGGR (8.37%), CGCP (7.46%), DFAC (7.40%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 28 new positions and exited 17; 137 existing positions rose in reported value and 52 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.12B

Long-equity book

Holdings
261

Distinct positions

Period
2026-06-30

Filed 2026-08-17

Q/Q Activity
+28 / −17 / ↑137 / ↓52

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
CGGR8.4% · +10%CGCP7.5% · -11%DFAC7.4% · +18%CGDV7.0% · +0%DFAI6.2% · +17%JPST4.8% · +935%JEMA3.5% · +5%XLK3.5% · +315%JAVA3.2% · +0%HECA2.8% · +64%VOO2.3% · +2%GLD2.0% · -6%GPIX1.9% · +2%AAPL1.7% · -0%VPLS1.5% · -40%BBIN1.5% · +2%BRK.B1.5% · +85%PAAA1.4% · -2%FLOT1.1% · +10%QQQ1.1% · +0%FBND0.9% · +4%ITA0.8% · +6%MUNY0.8% · +3%PYLD0.6% · +22%LLY0.6% · +1%DFUV0.6% · -0%AMZN0.6% · -5%BIV0.6% · +1%BGY0.6% · -26%EVTR0.6% · +29%VYMI0.6% · -16%NVDA0.5% · +1%MSFT0.5% · -2%VDC0.5% · +23%CGGO0.5% · -82%CGBL0.5% · +51%MGV0.5% · +5%IVV0.4% · +1%IALT0.4% · newVTI0.4% · +8%SCHO0.4% · +11%GPIQ0.4% · +35%DYNF0.4% · +32%SPSM0.4% · +2%HFSI0.3% · -40%MGK0.3% · +399%UTES0.3% · -8%JEPI0.3% · -42%MUNI0.3% · -22%T0.3% · +64%COWZ0.3% · -0%GOOG0.3% · -2%GCOW0.3% · -6%SPY0.3% · +1%CGMU0.3% · +2%GOOGL0.3% · +1%JEPQ0.3% · -17%XLF0.2% · -2%VIG0.2% · -0%NFG0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 19, 2026.

Assets Under Management
$1.73B
Discretionary
$1.73B
Employees
35
Accounts
3,256
Address
6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE, NY 14221
Phone
(716) 626-0060
Website
Name Title / Status Ownership Type
CASTIGLIONE, ROBERT, A. ControlMEMBER
since May 2010
25–50%Individual
LOJACONO, RONALD, MARC ControlMEMBER
since May 2011
10–25%Individual
PIERONI, JOHN, ANTHONY ControlMANAGING MEMBER
since May 2010
50–75%Individual
SCIBILIA, NICHOLAS, M ControlCHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER
since Mar 2024
Less than 5%Individual
SHROYER, ZACHARY, D ControlCHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER
since Mar 2022
Less than 5%Individual
Ownership & leadership changes · 6 filings with changes since Nov 21, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 25, 2024 filing
  • AddedSCIBILIA, NICHOLAS, M · CHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedSHROYER, ZACHARY, D · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER
Mar 21, 2022 filing
  • AddedSHROYER, ZACHARY, D · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedPIERONI, JOHN, ANTHONY · title MANAGING MEMBER/CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Mar 13, 2020 filing
  • No longer listedHarman, Tina, Marie · CHIEF FINANCIAL OFFICER · Less than 5% · listed since Feb 2019
Mar 5, 2019 filing
  • AddedHarman, Tina, Marie · CHIEF FINANCIAL OFFICER · Less than 5%
Mar 15, 2013 filing
  • No longer listedDUERR, THOMAS, SCOTT · MANAGING MEMBER · 50–75% · control person · listed since May 2010
  • ChangedCASTIGLIONE, ROBERT, A. · title MEMBER/CHIEF COMPLIANCE OFFICER → MEMBER; ownership 5–10% → 25–50%
  • ChangedLOJACONO, RONALD, MARC · ownership 5–10% → 10–25%
  • ChangedPIERONI, JOHN, ANTHONY · title MEMBER → MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; ownership 25–50% → 50–75%
Mar 27, 2012 filing
  • AddedLOJACONO, RONALD, MARC · MEMBER · 5–10% · control person
Nov 21, 2011 filing (earliest on record)
  • ListedCASTIGLIONE, ROBERT, A. · MEMBER/CHIEF COMPLIANCE OFFICER · 5–10% · control person
  • ListedDUERR, THOMAS, SCOTT · MANAGING MEMBER · 50–75% · control person
  • ListedPIERONI, JOHN, ANTHONY · MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

WNY Asset Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $93.8M 8.37% 1,986,506 SH
2 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $83.6M 7.46% 3,749,326 SH
3 DIMENSIONAL ETF TRUST DFAC 25434V708 $82.9M 7.40% 1,867,759 SH
4 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $78.5M 7.01% 1,592,072 SH
5 DIMENSIONAL ETF TRUST DFAI 25434V203 $69.6M 6.21% 1,686,967 SH
6 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $53.6M 4.79% 1,060,184 SH
7 J P MORGAN EXCHANGE TRADED F JEMA 46641Q266 $39.0M 3.49% 611,253 SH
8 SELECT SECTOR SPDR TR XLK 81369Y803 $38.9M 3.47% 203,947 SH
9 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $36.1M 3.23% 455,055 SH
10 ETF OPPORTUNITIES TRUST HECA 26923Q747 $31.8M 2.84% 1,165,639 SH
11 VANGUARD INDEX FDS VOO 922908363 $25.3M 2.26% 36,903 SH
12 SPDR GOLD TR GLD 78463V107 $22.6M 2.02% 61,454 SH
13 GOLDMAN SACHS ETF TR GPIX 38149W622 $21.7M 1.94% 390,965 SH
14 APPLE INC AAPL 037833100 $18.9M 1.68% 65,147 SH
15 VANGUARD MALVERN FDS VPLS 922020755 $17.1M 1.52% 219,860 SH
16 J P MORGAN EXCHANGE TRADED F BBIN 46641Q373 $16.5M 1.47% 211,412 SH
17 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $16.4M 1.47% 32,857 SH
18 PGIM ETF TR PAAA 69344A834 $16.2M 1.44% 315,539 SH
19 ISHARES TR FLOT 46429B655 $12.4M 1.10% 241,923 SH
20 INVESCO QQQ TR QQQ 46090E103 $11.8M 1.06% 16,088 SH
21 FIDELITY MERRIMACK STR TR FBND 316188309 $9.8M 0.87% 215,365 SH
22 ISHARES TR ITA 464288760 $8.7M 0.78% 35,997 SH
23 VANGUARD NY TAX FREE FDS MUNY 92204H400 $8.5M 0.76% 81,565 SH
24 PIMCO ETF TR PYLD 72201R585 $6.8M 0.60% 254,684 SH
25 ELI LILLY & CO LLY 532457108 $6.7M 0.60% 5,610 SH
26 DIMENSIONAL ETF TRUST DFUV 25434V724 $6.7M 0.60% 122,084 SH
27 AMAZON COM INC AMZN 023135106 $6.7M 0.60% 27,962 SH
28 VANGUARD BD INDEX FDS BIV 921937819 $6.4M 0.57% 83,788 SH
29 BLACKROCK ENHANCED INTL DIV BGY 092524107 $6.4M 0.57% 1,111,575 SH
30 MORGAN STANLEY ETF TRUST EVTR 61774R841 $6.3M 0.56% 124,746 SH
31 VANGUARD WHITEHALL FDS VYMI 921946794 $6.1M 0.55% 62,540 SH
32 NVIDIA CORPORATION NVDA 67066G104 $5.8M 0.52% 29,083 SH
33 MICROSOFT CORP MSFT 594918104 $5.7M 0.50% 15,148 SH
34 VANGUARD WORLD FD VDC 92204A207 $5.5M 0.49% 24,528 SH
35 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $5.4M 0.49% 128,582 SH
36 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $5.3M 0.48% 140,638 SH
37 VANGUARD WORLD FD MGV 921910840 $5.1M 0.46% 31,192 SH
38 ISHARES TR IVV 464287200 $5.0M 0.45% 6,689 SH
39 BLACKROCK ETF TRUST IALT 09290C665 $5.0M 0.45% 178,259 SH
40 VANGUARD INDEX FDS VTI 922908769 $4.7M 0.42% 12,643 SH
41 SCHWAB STRATEGIC TR SCHO 808524862 $4.7M 0.42% 193,805 SH
42 GOLDMAN SACHS ETF TR GPIQ 38149W630 $4.1M 0.37% 69,294 SH
43 BLACKROCK ETF TRUST DYNF 09290C103 $4.0M 0.35% 58,282 SH
44 SPDR SERIES TRUST SPSM 78468R853 $3.9M 0.35% 68,028 SH
45 HARTFORD FDS EXCHANGE TRADED HFSI 41653L875 $3.8M 0.34% 108,824 SH
46 VANGUARD WORLD FD MGK 921910816 $3.7M 0.33% 42,535 SH
47 ETFIS SER TR I UTES 26923G806 $3.7M 0.33% 45,281 SH
48 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $3.5M 0.32% 62,509 SH
49 PIMCO ETF TR MUNI 72201R866 $3.5M 0.31% 66,680 SH
50 AT&T INC T 00206R102 $3.4M 0.30% 162,625 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-17 $1.12B 261 0002085853-26-001032
2026-03-31 2026-05-22 $967.1M 249 0002085853-26-000609
2025-09-30 2025-11-14 $1.04B 243 0002085853-25-000279
2025-06-30 2025-08-04 $907.5M 222 0001667731-25-001043
Filer Information
Address
6500 SHERIDAN DRIVE
SUITE 200
WILLIAMSVILLE, NY 14221
Phone
(716) 626-0060
Filing Manager
WNY Asset Management, LLC
Williamsville, NY
Signatory
ZACHARY SHROYER
Chief Compliance Officer