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WNY Asset Management, LLC — 13F Holdings & Portfolio

CIK 1803296 · latest 13F-HR filed 2026-05-22

Backtest portfolio

WNY Asset Management, LLC manages $967.1M in 13F-reported U.S. long-equity assets across 249 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are CGCP (9.72%), CGGR (7.50%), CGDV (6.99%). Quarter over quarter (versus its 2025-09-30 filing) the fund opened 40 new positions, exited 28, added to 82, and trimmed 94.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$967.1M

Long-equity book

Holdings

249

Distinct positions

Period

2026-03-31

Filed 2026-05-22

Q/Q Activity

+40 / −28 / ↑82 / ↓94

vs 2025-09-30

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • GOLDMAN SACHS ETF TR$17.2M +839.6%
  • PGIM ETF TR$15.2M +1159.5%
  • BLACKROCK ENHANCED INTL DIV$4.7M +134.6%
  • VANGUARD WORLD FD$4.3M +2115.1%
  • J P MORGAN EXCHANGE TRADED F$3.7M +12.8%
Show all 82 →

Top Trims

  • J P MORGAN EXCHANGE TRADED F-$42.5M -93.3%
  • CAPITAL GRP FIXED INCM ETF T-$24.3M -93.6%
  • ISHARES TR-$20.6M -64.7%
  • CAPITAL GROUP GROWTH ETF-$19.9M -21.6%
  • SELECT SECTOR SPDR TR-$17.9M -92.9%
Show all 94 →

New Positions

  • J P MORGAN EXCHANGE TRADED F$30.4M
  • ETF OPPORTUNITIES TRUST$20.5M
  • SELECT SECTOR SPDR TR$19.3M
  • VANGUARD NY TAX FREE FDS$8.1M
  • HARTFORD FDS EXCHANGE TRADED$6.3M
Show all 40 →

Exited Positions

  • VODAFONE GROUP PLC NEW$3.8M
  • VIRTUS CONVERTIBLE & INCOME$1.6M
  • KAYNE ANDERSON ENERGY INFRST$1.2M
  • ABRDN HEALTHCARE OPPORTUNITI$733.8K
  • ELLSWORTH GROWTH & INCOME FD$678.8K
Show all 28 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $94.0M 9.72% 4,208,726 SH
2 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $72.5M 7.50% 1,804,970 SH
3 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $67.6M 6.99% 1,590,216 SH
4 DIMENSIONAL ETF TRUST DFAC 25434V708 $61.8M 6.39% 1,589,897 SH
5 DIMENSIONAL ETF TRUST DFAI 25434V203 $56.2M 5.81% 1,442,997 SH
6 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $32.6M 3.37% 454,239 SH
7 J P MORGAN EXCHANGE TRADED F JEMA 46641Q266 $30.4M 3.14% 583,367 SH
8 VANGUARD MALVERN FDS VPLS 922020755 $28.4M 2.94% 366,563 SH
9 SPDR GOLD TR GLD 78463V107 $28.2M 2.91% 65,501 SH
10 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $23.8M 2.46% 712,726 SH
11 VANGUARD INDEX FDS VOO 922908363 $21.6M 2.24% 36,200 SH
12 ETF OPPORTUNITIES TRUST HECA 26923Q747 $20.5M 2.12% 710,802 SH
13 SELECT SECTOR SPDR TR XLU 81369Y886 $19.3M 2.00% 421,238 SH
14 GOLDMAN SACHS ETF TR GPIX 38149W622 $19.2M 1.98% 383,634 SH
15 APPLE INC AAPL 037833100 $16.6M 1.72% 65,378 SH
16 PGIM ETF TR PAAA 69344A834 $16.5M 1.71% 322,914 SH
17 J P MORGAN EXCHANGE TRADED F BBIN 46641Q373 $15.2M 1.57% 207,264 SH
18 ISHARES TR FLOT 46429B655 $11.3M 1.16% 220,958 SH
19 FIDELITY MERRIMACK STR TR FBND 316188309 $9.5M 0.98% 207,556 SH
20 INVESCO QQQ TR QQQ 46090E103 $9.3M 0.96% 16,032 SH
21 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $8.5M 0.88% 17,767 SH
22 BLACKROCK ENHANCED INTL DIV BGY 092524107 $8.1M 0.84% 1,504,369 SH
23 VANGUARD NY TAX FREE FDS MUNY 92204H400 $8.1M 0.84% 79,398 SH
24 ISHARES TR ITA 464288760 $7.4M 0.77% 33,983 SH
25 VANGUARD WHITEHALL FDS VYMI 921946794 $7.0M 0.73% 74,466 SH
26 SELECT SECTOR SPDR TR XLK 81369Y803 $6.5M 0.67% 49,099 SH
27 VANGUARD BD INDEX FDS BIV 921937819 $6.4M 0.66% 82,765 SH
28 HARTFORD FDS EXCHANGE TRADED HFSI 41653L875 $6.3M 0.65% 180,087 SH
29 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $6.1M 0.63% 108,291 SH
30 AMAZON COM INC AMZN 023135106 $6.1M 0.63% 29,429 SH
31 DIMENSIONAL ETF TRUST DFUV 25434V724 $5.9M 0.61% 122,439 SH
32 MICROSOFT CORP MSFT 594918104 $5.7M 0.59% 15,417 SH
33 PIMCO ETF TR PYLD 72201R585 $5.5M 0.57% 208,949 SH
34 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $5.2M 0.54% 102,401 SH
35 ELI LILLY & CO LLY 532457108 $5.1M 0.53% 5,568 SH
36 NVIDIA CORPORATION NVDA 67066G104 $5.1M 0.53% 28,889 SH
37 MORGAN STANLEY ETF TRUST EVTR 61774R841 $4.9M 0.51% 96,736 SH
38 VANGUARD WORLD FD VDC 92204A207 $4.5M 0.46% 19,901 SH
39 PIMCO ETF TR MUNI 72201R866 $4.5M 0.46% 85,526 SH
40 ISHARES TR IVV 464287200 $4.3M 0.45% 6,643 SH
41 VANGUARD WORLD FD MGV 921910840 $4.3M 0.45% 29,772 SH
42 SCHWAB STRATEGIC TR SCHO 808524862 $4.2M 0.44% 174,656 SH
43 ETFIS SER TR I UTES 26923G806 $3.9M 0.41% 49,195 SH
44 VANGUARD INDEX FDS VTI 922908769 $3.7M 0.39% 11,656 SH
45 PACER FDS TR GCOW 69374H709 $3.5M 0.36% 76,340 SH
46 PACER FDS TR COWZ 69374H881 $3.3M 0.35% 53,466 SH
47 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $3.2M 0.33% 93,404 SH
48 SPDR SERIES TRUST SPSM 78468R853 $3.2M 0.33% 66,457 SH
49 VERIZON COMMUNICATIONS INC VZ 92343V104 $3.2M 0.33% 63,872 SH
50 VANGUARD WORLD FD MGK 921910816 $3.1M 0.32% 8,526 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-22 $967.1M 249 0002085853-26-000609
2025-09-30 2025-11-14 $1.04B 243 0002085853-25-000279
2025-06-30 2025-08-04 $907.5M 222 0001667731-25-001043