Whalen Wealth Management Inc. — 13F Holdings & Portfolio

CIK 1894447 · latest 13F-HR filed 2026-10-08

Whalen Wealth Management Inc. manages $234.3M in 13F-reported U.S. long-equity assets across 203 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are NVDA (4.55%), SHV (3.53%), AMZN (3.10%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 64 new positions and exited 57; 54 existing positions rose in reported value and 52 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$234.3M

Long-equity book

Holdings

203

Distinct positions

Period

2026-09-30

Filed 2026-10-08

Q/Q Activity

+64 / −57 / ↑54 / ↓52

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

NVDA4.6% · +8%SHV3.5% · -4%AMZN3.1% · +7%AAPL3.1% · +0%IEI2.7% · -15%META2.4% · -1%GPIX2.2% · -1%MSFT2.0% · -12%IEF2.0% · +506%IBTL1.8% · +6%WMT1.6% · +1%IBDU1.6% · +3%LLY1.5% · +16%EMLC1.4% · +171%JAAA1.4% · -1%CVX1.3% · +3%GOOGL1.3% · +17%GOOG1.3% · +30%MU1.2% · +73%AVGO1.2% · +36%AMD1.1% · +22%VOO1.1% · +6%MA1.1% · +38%JPM1.1% · -27%V1.1% · +3%RTX1.0% · +10%SPY1.0% · +83%JEPI0.9% · -56%TIP0.9% · +15%BRK.B0.9% · +4%GEV0.9% · -24%PLTR0.9% · +4%MRK0.8% · +6%XOM0.8% · +5%UNH0.7% · +1%COST0.7% · +4%JNJ0.7% · +13%DBMF0.7% · new PANW0.7% · -9%IBHI0.7% · new BINC0.7% · new NFLX0.7% · +6%PM0.7% · +7%BAC0.7% · -0%DELL0.7% · +4%CAT0.6% · +1%IBM0.6% · +1%DVY0.6% · new LRCX0.6% · +49%SGOV0.6% · -8%MRVL0.5% · +5%IXJ0.5% · new VWOB0.5% · -24%INTC0.5% · -10%FNDE0.5% · new WFC0.5% · +1%GE0.5% · +8%CTA0.5% · new EWG0.5% · new HARD0.5% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 27.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 7, 2026.

Assets Under Management

$223.0M

Discretionary

$223.0M

Employees

Accounts

825

Address

7160 RAFAEL RIVERA WAY
SUITE 220
LAS VEGAS, NV 89113

Phone

(702) 878-3900

Website

cwm.vegas
www.whalenretirement.com
www.facebook.com/whalenfinancial

Name	Title / Status	Ownership	Type
Dang, Kim, Thanh Control	DIRECTOR OF OPERATIONS since May 2026	Less than 5%	Individual
WHALEN, ANDREW, JOSEPH Control	CHIEF COMPLIANCE OFFICER & PRESIDENT since Nov 2020	75% or more	Individual

Ownership & leadership changes · 2 filings with changes since Dec 4, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 7, 2026 filing

No longer listedUrosevich, John, Robert · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Aug 2025
AddedDang, Kim, Thanh · DIRECTOR OF OPERATIONS · Less than 5% · control person
ChangedWHALEN, ANDREW, JOSEPH · title PRESIDENT & CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & PRESIDENT

Oct 1, 2025 filing

AddedUrosevich, John, Robert · CHIEF OPERATING OFFICER · Less than 5% · control person

Dec 4, 2020 filing (earliest on record)

ListedWHALEN, ANDREW, JOSEPH · PRESIDENT & CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

ISHARES TR$3.8M +472.7%
NVIDIA CORPORATION$2.0M +23.7%
VANECK ETF TRUST$2.0M +163.1%
META PLATFORMS INC$1.2M +27.5%
MICRON TECHNOLOGY INC$1.1M +60.0%

Show all 54 →

Top Trims

J P MORGAN EXCHANGE TRADED F-$2.8M -55.8%
ISHARES TR-$2.4M -88.8%
ISHARES TR-$1.8M -83.7%
ISHARES TR-$1.4M -18.0%
GE VERNOVA INC-$1.3M -38.5%

Show all 52 →

New Positions

Show all 64 →

Exited Positions

Show all 57 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Whalen Wealth Management Inc. Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	NVIDIA CORPORATION	NVDA	67066G104	$10.7M	4.55%	46,638	SH
2	ISHARES TR	SHV	464288679	$8.3M	3.53%	75,067	SH
3	AMAZON COM INC	AMZN	023135106	$7.3M	3.10%	29,165	SH
4	APPLE INC	AAPL	037833100	$7.2M	3.07%	21,628	SH
5	ISHARES TR	IEI	464288661	$6.3M	2.69%	55,584	SH
6	META PLATFORMS INC	META	30303M102	$5.6M	2.39%	7,737	SH
7	GOLDMAN SACHS ETF TR	GPIX	38149W622	$5.2M	2.23%	93,503	SH
8	MICROSOFT CORP	MSFT	594918104	$4.7M	1.99%	9,095	SH
9	ISHARES TR	IEF	464287440	$4.6M	1.96%	51,374	SH
10	ISHARES TR	IBTL	46436E460	$4.2M	1.79%	214,831	SH
11	WALMART INC	WMT	931142103	$3.8M	1.64%	36,948	SH
12	ISHARES TR	IBDU	46436E205	$3.7M	1.57%	161,891	SH
13	ELI LILLY & CO	LLY	532457108	$3.4M	1.47%	2,975	SH
14	VANECK ETF TRUST	EMLC	92189H300	$3.3M	1.40%	132,311	SH
15	JANUS DETROIT STR TR	JAAA	47103U845	$3.2M	1.35%	62,709	SH
16	CHEVRON CORPORATION	CVX	166764100	$3.1M	1.33%	15,225	SH
17	ALPHABET INC	GOOGL	02079K305	$3.1M	1.31%	8,917	SH
18	ALPHABET INC	GOOG	02079K107	$3.0M	1.26%	8,671	SH
19	MICRON TECHNOLOGY INC	MU	595112103	$2.9M	1.24%	2,724	SH
20	BROADCOM INC	AVGO	11135F101	$2.8M	1.22%	8,107	SH
21	ADVANCED MICRO DEVICES INC	AMD	007903107	$2.7M	1.14%	4,367	SH
22	VANGUARD INDEX FDS	VOO	922908363	$2.7M	1.13%	3,788	SH
23	MASTERCARD INCORPORATED	MA	57636Q104	$2.6M	1.13%	4,793	SH
24	JPMORGAN CHASE & CO	JPM	46625H100	$2.6M	1.11%	7,856	SH
25	VISA INC	V	92826C839	$2.6M	1.11%	7,206	SH
26	RTX CORPORATION	RTX	75513E101	$2.4M	1.04%	13,086	SH
27	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$2.3M	1.00%	3,070	SH
28	J P MORGAN EXCHANGE TRADED F	JEPI	46641Q332	$2.2M	0.95%	39,414	SH
29	ISHARES TR	TIP	464287176	$2.2M	0.94%	21,119	SH
30	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$2.2M	0.93%	4,366	SH
31	GE VERNOVA INC	GEV	36828A101	$2.0M	0.87%	2,134	SH
32	PALANTIR TECHNOLOGIES INC	PLTR	69608A108	$2.0M	0.86%	10,752	SH
33	MERCK & CO INC	MRK	58933Y105	$1.9M	0.82%	13,162	SH
34	EXXONMOBIL HOLDINGS CORP	XOM	30233Q108	$1.8M	0.75%	10,823	SH
35	UNITEDHEALTH GROUP INC	UNH	91324P102	$1.7M	0.74%	4,755	SH
36	COSTCO WHOLESALE CORPORATION	COST	22160K105	$1.7M	0.74%	1,897	SH
37	JOHNSON & JOHNSON	JNJ	478160104	$1.7M	0.73%	6,503	SH
38	IM GLOBAL PARTNER FUNDS	DBMF	53700T827	$1.7M	0.73%	52,537	SH
39	PALO ALTO NETWORKS INC	PANW	697435105	$1.7M	0.73%	4,292	SH
40	ISHARES TR	IBHI	46436E379	$1.7M	0.71%	72,525	SH
41	BLACKROCK ETF TRUST II	BINC	092528603	$1.6M	0.69%	31,718	SH
42	NETFLIX INC.	NFLX	64110L106	$1.6M	0.68%	22,933	SH
43	PHILIP MORRIS INTL INC	PM	718172109	$1.6M	0.67%	8,224	SH
44	BANK OF AMER CORP	BAC	060505104	$1.6M	0.67%	28,828	SH
45	DELL TECHNOLOGIES INC	DELL	24703L202	$1.5M	0.65%	2,834	SH
46	CATERPILLAR INC	CAT	149123101	$1.5M	0.63%	1,816	SH
47	INTERNATIONAL BUSINESS MACHS	IBM	459200101	$1.4M	0.61%	6,498	SH
48	ISHARES TR	DVY	464287168	$1.4M	0.61%	9,398	SH
49	LAM RESEARCH CORP	LRCX	512807306	$1.4M	0.59%	4,195	SH
50	ISHARES TR	SGOV	46436E718	$1.3M	0.56%	12,931	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-10-08	$234.3M	203	0001894447-26-000004
2026-06-30	2026-08-13	$222.2M	195	0001894447-26-000003
2026-03-31	2026-04-13	$186.7M	174	0001894447-26-000002
2025-12-31	2026-01-20	$186.3M	188	0001894447-26-000001

Filer Information

Address

7160 RAFAEL RIVERA WAY, SUITE 220
LAS VEGAS, NV 89113

Phone

(702) 878-3900

Filing Manager

Whalen Wealth Management Inc.

LAS VEGAS, NV

Signatory

Kim Dang

Director of Operations