Whalen Wealth Management Inc. — 13F Holdings & Portfolio
CIK 1894447 · latest 13F-HR filed 2026-04-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$186.7M
Long-equity book
Holdings
174
Distinct positions
Period
2026-03-31
Filed 2026-04-13
Q/Q Activity
+48 / −62 / ↑61 / ↓54
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$1.7M +39.4%
- ISHARES TR$1.7M +30.1%
- J P MORGAN EXCHANGE TRADED F$1.3M +34.4%
- JANUS DETROIT STR TR$1.2M +58.0%
- JPMORGAN CHASE & CO.$1.2M +106.5%
Top Trims
- ISHARES TR-$2.0M -17.6%
- META PLATFORMS INC-$1.1M -22.9%
- SALESFORCE INC-$1.0M -78.0%
- THERMO FISHER SCIENTIFIC INC-$899.5K -57.0%
- ABBOTT LABS-$888.2K -61.2%
New Positions
- WISDOMTREE TR$2.7M
- JANUS DETROIT STR TR$1.9M
- SPDR SERIES TRUST$1.7M
- VANGUARD SCOTTSDALE FDS$1.1M
- GE VERNOVA INC$1.1M
Exited Positions
- ISHARES TR$3.4M
- CAMBRIA ETF TR$1.3M
- SIMPLIFY EXCHANGE TRADED FUN$1.2M
- SIMPLIFY EXCHANGE TRADED FUN$1.2M
- SSGA ACTIVE ETF TR$1.2M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | SHV | 464288679 | $9.4M | 5.06% | 85,491 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $8.3M | 4.43% | 47,415 | SH |
| 3 | ISHARES TR | IEI | 464288661 | $7.4M | 3.94% | 62,024 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $6.2M | 3.32% | 24,396 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $5.5M | 2.95% | 26,439 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $5.0M | 2.68% | 88,309 | SH |
| 7 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $4.9M | 2.62% | 97,714 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $4.8M | 2.55% | 12,850 | SH |
| 9 | ISHARES TR | IBTL | 46436E460 | $4.1M | 2.19% | 200,556 | SH |
| 10 | META PLATFORMS INC | META | 30303M102 | $3.7M | 1.99% | 6,486 | SH |
| 11 | ISHARES TR | IBDU | 46436E205 | $3.6M | 1.95% | 156,631 | SH |
| 12 | JANUS DETROIT STR TR | JAAA | 47103U845 | $3.4M | 1.81% | 67,097 | SH |
| 13 | BROADCOM INC | AVGO | 11135F101 | $3.3M | 1.76% | 10,631 | SH |
| 14 | ALPHABET INC | GOOGL | 02079K305 | $2.8M | 1.52% | 9,856 | SH |
| 15 | ISHARES TR | MBB | 464288588 | $2.7M | 1.45% | 28,571 | SH |
| 16 | WISDOMTREE TR | USFR | 97717Y527 | $2.7M | 1.44% | 53,317 | SH |
| 17 | JPMORGAN CHASE & CO. | JPM | 46625H100 | $2.4M | 1.27% | 8,049 | SH |
| 18 | ALPHABET INC | GOOG | 02079K107 | $2.4M | 1.27% | 8,242 | SH |
| 19 | ELI LILLY & CO | LLY | 532457108 | $2.2M | 1.16% | 2,353 | SH |
| 20 | MASTERCARD INCORPORATED | MA | 57636Q104 | $2.1M | 1.12% | 4,194 | SH |
| 21 | COSTCO WHSL CORP NEW | COST | 22160K105 | $2.1M | 1.10% | 2,068 | SH |
| 22 | JANUS DETROIT STR TR | JMBS | 47103U852 | $1.9M | 1.04% | 43,044 | SH |
| 23 | ISHARES TR | TIP | 464287176 | $1.8M | 0.98% | 16,503 | SH |
| 24 | CATERPILLAR INC | CAT | 149123101 | $1.7M | 0.93% | 2,462 | SH |
| 25 | SPDR SERIES TRUST | XME | 78464A755 | $1.7M | 0.93% | 16,043 | SH |
| 26 | VANGUARD INDEX FDS | VOO | 922908363 | $1.7M | 0.93% | 2,893 | SH |
| 27 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $1.7M | 0.92% | 11,779 | SH |
| 28 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $1.7M | 0.91% | 25,719 | SH |
| 29 | PULTE GROUP INC | PHM | 745867101 | $1.7M | 0.89% | 14,103 | SH |
| 30 | NETFLIX INC | NFLX | 64110L106 | $1.5M | 0.82% | 15,890 | SH |
| 31 | BANK AMERICA CORP | BAC | 060505104 | $1.5M | 0.80% | 30,815 | SH |
| 32 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $1.4M | 0.76% | 5,247 | SH |
| 33 | ISHARES TR | SGOV | 46436E718 | $1.3M | 0.72% | 13,386 | SH |
| 34 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.3M | 0.69% | 3,800 | SH |
| 35 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $1.2M | 0.65% | 31,809 | SH |
| 36 | VISA INC | V | 92826C839 | $1.2M | 0.65% | 4,004 | SH |
| 37 | ORACLE CORP | ORCL | 68389X105 | $1.2M | 0.63% | 8,042 | SH |
| 38 | TESLA INC | TSLA | 88160R101 | $1.2M | 0.62% | 3,120 | SH |
| 39 | CHEVRON CORP NEW | CVX | 166764100 | $1.1M | 0.61% | 5,491 | SH |
| 40 | EXXON MOBIL CORP | XOM | 30231G102 | $1.1M | 0.61% | 6,682 | SH |
| 41 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $1.1M | 0.59% | 18,481 | SH |
| 42 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $1.1M | 0.59% | 1,687 | SH |
| 43 | LAM RESEARCH CORP | LRCX | 512807306 | $1.1M | 0.59% | 5,134 | SH |
| 44 | MORGAN STANLEY | MS | 617446448 | $1.1M | 0.58% | 6,537 | SH |
| 45 | GE VERNOVA INC | GEV | 36828A101 | $1.1M | 0.57% | 1,209 | SH |
| 46 | MERCK & CO INC | MRK | 58933Y105 | $1.0M | 0.55% | 8,611 | SH |
| 47 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $985.8K | 0.53% | 4,846 | SH |
| 48 | INVESCO EXCHANGE TRADED FD T | SPGP | 46137V431 | $965.2K | 0.52% | 8,969 | SH |
| 49 | WALMART INC | WMT | 931142103 | $959.5K | 0.51% | 7,720 | SH |
| 50 | PHILIP MORRIS INTL INC | PM | 718172109 | $940.0K | 0.50% | 5,685 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-13 | $186.7M | 174 | 0001894447-26-000002 |
| 2025-12-31 | 2026-01-20 | $186.3M | 188 | 0001894447-26-000001 |