Wealthspire Retirement, LLC — 13F Holdings & Portfolio
CIK 2040084 · latest 13F-HR filed 2026-08-12
Wealthspire Retirement, LLC manages $1.82B in 13F-reported U.S. long-equity assets across 321 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (16.19%), SHV (8.93%), IDEV (3.82%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 24 new positions and exited 13; 159 existing positions rose in reported value and 55 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.82B
Long-equity book
Holdings
321
Distinct positions
Period
2026-06-30
Filed 2026-08-12
Q/Q Activity
+24 / −13 / ↑159 / ↓55
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV16.2% · -16%SHV8.9% · +43%IDEV3.8% · +2%ONEQ2.6% · -3%IGIB2.5% · -2%VONG2.5% · +4%AGG2.4% · +3%SPYM2.3% · +7%VEA2.2% · +50%QQQ2.1% · +0%VO2.0% · +294%FNDX1.9% · +16%VTV1.9% · -7%FBND1.8% · +4%IJH1.5% · -13%SPSB1.4% · -3%IJR1.2% · -13%FLXR1.2% · +3%VB1.2% · -5%HFSI1.2% · -0%IEMG1.1% · -3%ITOT1.1% · -0%PRFZ1.1% · -5%VCSH1.1% · +6%SHY1.0% · +6%XMHQ1.0% · +8%MGK0.9% · +371%BNDX0.9% · +8%PRF0.9% · -3%VWO0.9% · +0%VOO0.8% · +2%SCHD0.7% · -18%JEPI0.7% · +8%FPE0.6% · newVUG0.6% · +515%IQLT0.6% · -20%VEU0.6% · +37%BKLN0.5% · -4%AAPL0.5% · +3%SDY0.5% · -11%IHDG0.5% · -4%SPHQ0.5% · -0%VBK0.5% · +12%VRSN0.5% · 0%NVDA0.5% · +1%FNDA0.5% · -1%VGT0.4% · +689%TBIL0.4% · -7%VYM0.4% · +15%SCZ0.4% · -6%DHS0.3% · -2%TIP0.3% · -1%PFM0.3% · +0%SCHG0.3% · -5%VDC0.3% · -0%STIP0.3% · +8%USIG0.3% · +0%AMZN0.3% · -2%CII0.3% · -3%SCHA0.3% · -1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 45.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 31, 2026.
Assets Under Management
$38.61B
Discretionary
$38.61B
Employees
244
Accounts
7,532
Address
120 VANTIS
SUITE 400
ALISO VIEJO, CA 92656
SUITE 400
ALISO VIEJO, CA 92656
Phone
(949) 460-9898
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| GOLDSTEIN, JUSTIN, LOUIS Control | SENIOR VICE PRESIDENT - WEALTHSPIRE RETIREMENT since Oct 2025 | Less than 5% | Individual |
| GOSS, MICHAEL, EDMOND Control | DIRECTOR - WEALTHSPIRE since Oct 2025 | Less than 5% | Individual |
| HILZENRATH, ROBERT, JAY Control | DIRECTOR - WEALTHSPIRE since Oct 2025 | Less than 5% | Individual |
| JONES, KAMERON, ALEXANDER Control | SENIOR VICE PRESIDENT - WEALTHSPIRE RETIREMENT since Oct 2025 | Less than 5% | Individual |
| KEELING, GEOFFREY, VINCENT Control | CHIEF INVESTMENT OFFICER - WEALTHSPIRE RETIREMENT since Oct 2025 | Less than 5% | Individual |
| LAMENA, MICHAEL, ANTHONY Control | CHIEF EXECUTIVE OFFICER - WEALTHSPIRE since Oct 2025 | Less than 5% | Individual |
| LONG, BRAD, Leighton Control | CHIEF INVESTMENT OFFICER - WEALTHSPIRE INSTITUTIONAL since Feb 2026 | Less than 5% | Individual |
| MOO, VERONICA, EI CHUN Control | DIRECTOR - WEALTHSPIRE since Oct 2025 | Less than 5% | Individual |
| Moceri, Lisa, Marie Control | CHIEF OPERATING OFFICER - WEALTHSPIRE INSTITUTIONAL since Feb 2026 | Less than 5% | Individual |
| NELSON, CARL, EDWARD Control | PRESIDENT - WEALTHSPIRE since Oct 2025 | Less than 5% | Individual |
| SCHNEIDER, BRETT, RONALD Control | DIRECTOR - WEALTHSPIRE since Oct 2025 | Less than 5% | Individual |
| SHAPIRO, JOEL, BARRY Control | HEAD OF RETIREMENT STRATEGY AND ERISA since Feb 2026 | Less than 5% | Individual |
| Stewart, Solomon Control | SENIOR VICE PRESIDENT - WEALTHSPIRE RETIREMENT since Oct 2025 | Less than 5% | Individual |
| WEALTHSPIRE US PARENT, LLC Control | SHAREHOLDER since Oct 2025 | 75% or more | Domestic Entity |
| YU, BRIAN, J Control | CHIEF COMPLIANCE OFFICER - WEALTHSPIRE RETIREMENT since Oct 2025 | Less than 5% | Individual |
| DOWLING, HANNAH, ROSE | ASSISTANT VICE PRESIDENT - WEALTHSPIRE RETIREMENT since Oct 2025 | Less than 5% | Individual |
| MADISON DEARBORN PARTNERS Control Indirect owner via MDCP CO-INVESTORS (CHICAGO-C), L.P. | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| MDCP CO-INVESTORS (CHICAGO-C), L.P. Control Indirect owner via WEALTHSPIRE GP LLC | OWNER since Oct 2025 | 25–50% | Domestic Entity |
| MDCP IX CHICAGO SPLITTER AGGREGATOR, L.P. Control Indirect owner via WEALTHSPIRE HOLDCO, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE GP LLC Control Indirect owner via WEALTHSPIRE HOLDCO, LP | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| WEALTHSPIRE HOLDCO, LP Control Indirect owner via WEALTHSPIRE TOPCO, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE I, LP Control Indirect owner via WEALTHSPIRE II, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE II, LP Control Indirect owner via WEALTHSPIRE, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE TOPCO, LP Control Indirect owner via WEALTHSPIRE I, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE, LP Control Indirect owner via WEALTHSPIRE US PARENT, LLC | OWNER since Oct 2025 | 75% or more | Domestic Entity |
Ownership & leadership changes · 18 filings with changes since Mar 20, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 25, 2026 filing
- AddedLONG, BRAD, Leighton · CHIEF INVESTMENT OFFICER - WEALTHSPIRE INSTITUTIONAL · Less than 5% · control person
- AddedMoceri, Lisa, Marie · CHIEF OPERATING OFFICER - WEALTHSPIRE INSTITUTIONAL · Less than 5% · control person
- ChangedSHAPIRO, JOEL, BARRY · title PRESIDENT - WEALTHSPIRE RETIREMENT → HEAD OF RETIREMENT STRATEGY AND ERISA
Jan 2, 2026 filing
- No longer listedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MDCP IX CHICAGO SPLITTER AGGREGATOR, L.P. · control person · listed since Oct 2025
- AddedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MDCP CO-INVESTORS (CHICAGO-C), L.P. · control person
- AddedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MDCP IX CHICAGO SPLITTER AGGREGATOR, L.P. · control person
Dec 23, 2025 filing
- AddedMDCP IX CHICAGO SPLITTER AGGREGATOR, L.P. · OWNER · 75% or more · indirect via WEALTHSPIRE HOLDCO, LP · control person
Nov 21, 2025 filing
- AddedHILZENRATH, ROBERT, JAY · DIRECTOR - WEALTHSPIRE · Less than 5% · control person
- AddedMDCP CO-INVESTORS (CHICAGO-C), L.P. · OWNER · 25–50% · indirect via WEALTHSPIRE GP LLC · control person
- ChangedWEALTHSPIRE GP LLC · indirect via WEALTHSPIRE HOLDCO, LP: ownership 75% or more → General partner, trustee or manager
Nov 20, 2025 filing
- No longer listedAON CORPORATION · OWNER · 75% or more · indirect via RANDOLPH ACQUISITION CORP. · control person · listed since Jan 2025
- No longer listedAON GLOBAL HOLDINGS INTERMEDIARIES, LTD · OWNER · 75% or more · indirect via AON NORTH AMERICA, INC. · control person · listed since Jan 2025
- No longer listedAON GLOBAL HOLDINGS, PLC · OWNER · 75% or more · indirect via AON GLOBAL HOLDINGS INTERMEDIARIES, LTD · control person · listed since Jan 2025
- No longer listedAON GLOBAL LIMITED · OWNER · 75% or more · indirect via AON GLOBAL HOLDINGS, PLC · control person · listed since Jan 2025
- No longer listedAON NORTH AMERICA, INC. · OWNER · 75% or more · indirect via AON CORPORATION · control person · listed since Jan 2025
- No longer listedAON, PLC · OWNER · 75% or more · indirect via RANDOLPH FINANCE UNLIMITED COMPANY · control person · listed since Jun 2014
- No longer listedBeaumont, Haley, Shannon · OPERATIONS MANAGER · Less than 5% · listed since May 2023
- No longer listedESPINOZA, JESSICA, BONARDI · MANAGING DIRECTOR · Less than 5% · control person · listed since Mar 2024
- No longer listedNFP CORP. · SHAREHOLDER · 75% or more · control person · listed since Jul 2006
- No longer listedNFP INTERMEDIATE HOLDINGS B. CORP. · OWNER · 75% or more · indirect via NFP CORP. · control person · listed since Jul 2013
- No longer listedO'MALLEY, EDWARD, GEORGE · DIRECTOR · Less than 5% · control person · listed since Feb 2015
- No longer listedRANDOLPH ACQUISITION CORP. · OWNER · 75% or more · indirect via NFP INTERMEDIATE HOLDINGS B. CORP. · control person · listed since Apr 2024
- No longer listedRANDOLPH FINANCE UNLIMITED COMPANY · OWNER · 75% or more · indirect via AON GLOBAL LIMITED · control person · listed since Jan 2025
- AddedGOSS, MICHAEL, EDMOND · DIRECTOR - WEALTHSPIRE · Less than 5% · control person
- AddedLAMENA, MICHAEL, ANTHONY · CHIEF EXECUTIVE OFFICER - WEALTHSPIRE · Less than 5% · control person
- AddedNELSON, CARL, EDWARD · PRESIDENT - WEALTHSPIRE · Less than 5% · control person
- AddedWEALTHSPIRE GP LLC · GENERAL PARTNER · 75% or more · indirect via WEALTHSPIRE HOLDCO, LP · control person
- AddedWEALTHSPIRE HOLDCO, LP · OWNER · 75% or more · indirect via WEALTHSPIRE TOPCO, LP · control person
- AddedWEALTHSPIRE I, LP · OWNER · 75% or more · indirect via WEALTHSPIRE II, LP · control person
- AddedWEALTHSPIRE II, LP · OWNER · 75% or more · indirect via WEALTHSPIRE, LP · control person
- AddedWEALTHSPIRE TOPCO, LP · OWNER · 75% or more · indirect via WEALTHSPIRE I, LP · control person
- AddedWEALTHSPIRE US PARENT, LLC · SHAREHOLDER · 75% or more · control person
- AddedWEALTHSPIRE, LP · OWNER · 75% or more · indirect via WEALTHSPIRE US PARENT, LLC · control person
- ChangedDOWLING, HANNAH, ROSE · title ASSISTANT VICE PRESIDENT → ASSISTANT VICE PRESIDENT - WEALTHSPIRE RETIREMENT
- ChangedGOLDSTEIN, JUSTIN, LOUIS · title SENIOR VICE PRESIDENT → SENIOR VICE PRESIDENT - WEALTHSPIRE RETIREMENT
- and 7 more
Mar 27, 2025 filing
- No longer listedRANDOLPH FINANCE UNLIMITED COMPANY · OWNER · 75% or more · indirect via AON GLOBAL HOLDINGS INTERMEDIARIES, LTD · control person · listed since Jan 2025
- No longer listedRANDOLPH FINANCE UNLIMITED COMPANY · OWNER · 75% or more · indirect via RANDOLPH ACQUISITION CORP. · control person · listed since Apr 2024
- AddedAON CORPORATION · OWNER · 75% or more · indirect via RANDOLPH ACQUISITION CORP. · control person
- AddedAON GLOBAL HOLDINGS INTERMEDIARIES, LTD · OWNER · 75% or more · indirect via AON NORTH AMERICA, INC. · control person
- AddedAON GLOBAL HOLDINGS, PLC · OWNER · 75% or more · indirect via AON GLOBAL HOLDINGS INTERMEDIARIES, LTD · control person
- AddedAON GLOBAL LIMITED · OWNER · 75% or more · indirect via AON GLOBAL HOLDINGS, PLC · control person
- AddedAON NORTH AMERICA, INC. · OWNER · 75% or more · indirect via AON CORPORATION · control person
- AddedBeaumont, Haley, Shannon · OPERATIONS MANAGER · Less than 5%
- AddedRANDOLPH FINANCE UNLIMITED COMPANY · OWNER · 75% or more · indirect via AON GLOBAL LIMITED · control person
- AddedRANDOLPH FINANCE UNLIMITED COMPANY · OWNER · 75% or more · indirect via AON GLOBAL HOLDINGS INTERMEDIARIES, LTD · control person
May 28, 2024 filing
- No longer listedMADISON DEARBORN PARTNERS, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PATRIOT SPV GP, L.P. · control person · listed since Mar 2021
- No longer listedNFP HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP PARENT CO, LLC · control person · listed since Jul 2013
- No longer listedNFP INTERMEDIATE HOLDINGS A. CORP. · OWNER · 75% or more · indirect via NFP INTERMEDIATE HOLDINGS B. CORP. · control person · listed since Jul 2013
- No longer listedNFP PARENT CO, LLC · OWNER · 75% or more · indirect via NFP INTERMEDIATE HOLDINGS A. CORP. · control person · listed since Oct 2014
- No longer listedNFP ULTIMATE HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP HOLDINGS, LLC · control person · listed since Feb 2017
- No longer listedPATRIOT SPV GP, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via PATRIOT SPV, L.P. · control person · listed since Mar 2021
- No longer listedPATRIOT SPV, L.P. · OWNER · 25–50% · indirect via NFP ULTIMATE HOLDINGS, LLC · control person · listed since Mar 2021
- AddedAON, PLC · OWNER · 75% or more · indirect via RANDOLPH FINANCE UNLIMITED COMPANY · control person
- AddedRANDOLPH ACQUISITION CORP. · OWNER · 75% or more · indirect via NFP INTERMEDIATE HOLDINGS B. CORP. · control person
- AddedRANDOLPH FINANCE UNLIMITED COMPANY · OWNER · 75% or more · indirect via RANDOLPH ACQUISITION CORP. · control person
May 2, 2024 filing
- ChangedSHAPIRO, JOEL, BARRY · title PRESIDENT, TREASURER → PRESIDENT
Mar 27, 2024 filing
- AddedESPINOZA, JESSICA, BONARDI · MANAGING DIRECTOR · Less than 5% · control person
- AddedGOLDSTEIN, JUSTIN, LOUIS · SENIOR VICE PRESIDENT · Less than 5% · control person
Nov 29, 2023 filing
- ChangedYU, BRIAN, J · now a control person
Older changes (9 more filings)
Jul 31, 2023 filing
- No longer listedBJORDAHL, BLAKE, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2019
- AddedYU, BRIAN, J · CHIEF COMPLIANCE OFFICER · Less than 5%
May 24, 2023 filing
- No longer listedCHAPMAN, JAMI, ANN · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Jan 2006
- No longer listedDELLAVEDOVA, NICHOLAS, DOMINIC · PRESIDENT · Less than 5% · control person · listed since Mar 2005
- No longer listedELVANDER, JEFFREY, SCOTT · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jan 2006
- No longer listedGIOVINAZZO, VINCENT, JOSEPH · CEO · Less than 5% · control person · listed since Dec 2002
- No longer listedLEE, VERONICA, DIANE · SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Jan 2006
- No longer listedLIESER, LORI, MICHELL · VICE PRESIDENT · Less than 5% · listed since Jul 2006
- AddedDOWLING, HANNAH, ROSE · ASSISTANT VICE PRESIDENT · Less than 5%
- AddedJONES, KAMERON, ALEXANDER · SENIOR VICE PRESIDENT · Less than 5% · control person
- AddedKEELING, GEOFFREY, VINCENT · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedStewart, Solomon · SENIOR VICE PRESIDENT · Less than 5% · control person
- ChangedSHAPIRO, JOEL, BARRY · title VP ERISA COMPLIANCE → PRESIDENT, TREASURER
Mar 30, 2022 filing
- No longer listedMADISON DEARBORN PARTNERS, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS VI-A&C, L.P. · control person · listed since Jul 2013
- AddedMADISON DEARBORN PARTNERS, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via PATRIOT SPV GP, L.P. · control person
Mar 31, 2021 filing
- No longer listedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 25–50% · indirect via PATRIOT INVESTMENT HOLDINGS, LLC · control person · listed since Jul 2013
- No longer listedMADISON DEARBORN PARTNERS VI-A&C, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · control person · listed since Jul 2013
- AddedMOO, VERONICA, EI CHUN · DIRECTOR · Less than 5% · control person
- AddedO'MALLEY, EDWARD, GEORGE · DIRECTOR · Less than 5% · control person
- AddedPATRIOT SPV GP, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via PATRIOT SPV, L.P. · control person
- AddedPATRIOT SPV, L.P. · OWNER · 25–50% · indirect via NFP ULTIMATE HOLDINGS, LLC · control person
Mar 28, 2019 filing
- No longer listedGROVES, JEFFREY, JAMES · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2012
- AddedBJORDAHL, BLAKE, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 6, 2017 filing
- AddedNFP ULTIMATE HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP HOLDINGS, LLC · control person
- ChangedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · indirect via PATRIOT INVESTMENT HOLDINGS, LLC: ownership 75% or more → 25–50%
Mar 9, 2015 filing
- No longer listedPATRIOT INTERMEDIATE HOLDINGS A CORP · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS B CORP · control person · listed since Jul 2013
- No longer listedPATRIOT INTERMEDIATE HOLDINGS B CORP · OWNER · 75% or more · indirect via NATIONAL FINANCIAL PARTNERS · control person · listed since Jul 2013
- No longer listedPATRIOT INVESTMENT HOLDINGS LLC · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS A CORP · control person · listed since Jul 2013
- AddedLIESER, LORI, MICHELL · VICE PRESIDENT · Less than 5%
- AddedNFP CORP. · SHAREHOLDER · 75% or more · control person
- AddedNFP HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP PARENT CO, LLC · control person
- AddedNFP INTERMEDIATE HOLDINGS A. CORP. · OWNER · 75% or more · indirect via NFP INTERMEDIATE HOLDINGS B. CORP. · control person
- AddedNFP INTERMEDIATE HOLDINGS B. CORP. · OWNER · 75% or more · indirect via NFP CORP. · control person
- AddedNFP PARENT CO, LLC · OWNER · 75% or more · indirect via NFP INTERMEDIATE HOLDINGS A. CORP. · control person
- AddedSCHNEIDER, BRETT, RONALD · DIRECTOR · Less than 5% · control person
Mar 11, 2014 filing
- No longer listedNATIONAL FINANCIAL PARTNERS CORP. · SHAREHOLDER · 75% or more · control person · listed since Aug 2006
- AddedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 75% or more · indirect via PATRIOT INVESTMENT HOLDINGS, LLC · control person
- AddedMADISON DEARBORN PARTNERS VI-A&C, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · control person
- AddedMADISON DEARBORN PARTNERS, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS VI-A&C, L.P. · control person
- AddedPATRIOT INTERMEDIATE HOLDINGS A CORP · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS B CORP · control person
- AddedPATRIOT INTERMEDIATE HOLDINGS B CORP · OWNER · 75% or more · indirect via NATIONAL FINANCIAL PARTNERS · control person
- AddedPATRIOT INVESTMENT HOLDINGS LLC · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS A CORP · control person
Mar 20, 2012 filing (earliest on record)
- ListedCHAPMAN, JAMI, ANN · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedDELLAVEDOVA, NICHOLAS, DOMINIC · PRESIDENT · Less than 5% · control person
- ListedELVANDER, JEFFREY, SCOTT · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedGIOVINAZZO, VINCENT, JOSEPH · CEO · Less than 5% · control person
- ListedGROVES, JEFFREY, JAMES · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedLEE, VERONICA, DIANE · SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedNATIONAL FINANCIAL PARTNERS CORP. · SHAREHOLDER · 75% or more · control person
- ListedSHAPIRO, JOEL, BARRY · VP ERISA COMPLIANCE · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$48.7M +42.6%
- VANGUARD TAX-MANAGED FDS$15.7M +66.6%
- INVESCO QQQ TR$8.4M +28.0%
- SCHWAB STRATEGIC TR$7.9M +29.8%
- SPDR SERIES TRUST$7.9M +22.8%
Top Trims
- SCHWAB STRATEGIC TR-$2.3M -15.2%
- ISHARES TR-$1.8M -14.4%
- PIMCO ETF TR-$1.4M -46.6%
- BOSTON SCIENTIFIC CORP-$1.3M -32.8%
- SPDR SERIES TRUST-$765.0K -7.3%
New Positions
- FIRST TR EXCH TRADED FD III$11.3M
- FIRST TR EXCHANGE-TRADED FD$1.7M
- INVESCO EXCH TRADED FD TR II$1.3M
- BLACKROCK ETF TRUST II$597.0K
- INVESCO EXCH TRADED FD TR II$584.4K
Exited Positions
- SPDR INDEX SHS FDS$11.7M
- FIRST TR EXCH TRADED FD III$11.4M
- FIRST TR EXCHANGE-TRADED FD$1.4M
- INVESCO EXCH TRADED FD TR II$1.3M
- HONEYWELL INTL INC$553.6K
Wealthspire Retirement, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $295.2M | 16.19% | 389,343 | SH |
| 2 | ISHARES TR | SHV | 464288679 | $162.9M | 8.93% | 1,478,117 | SH |
| 3 | ISHARES TR | IDEV | 46435G326 | $69.7M | 3.82% | 777,307 | SH |
| 4 | FIDELITY COMWLTH TR | ONEQ | 315912808 | $46.8M | 2.57% | 452,346 | SH |
| 5 | ISHARES TR | IGIB | 464288638 | $45.0M | 2.47% | 846,629 | SH |
| 6 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $45.0M | 2.47% | 352,091 | SH |
| 7 | ISHARES TR | AGG | 464287226 | $42.9M | 2.35% | 435,405 | SH |
| 8 | SPDR SERIES TRUST | SPYM | 78464A854 | $42.6M | 2.34% | 485,208 | SH |
| 9 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $39.3M | 2.15% | 551,337 | SH |
| 10 | INVESCO QQQ TR | QQQ | 46090E103 | $38.4M | 2.11% | 52,154 | SH |
| 11 | VANGUARD INDEX FDS | VO | 922908629 | $36.9M | 2.02% | 458,206 | SH |
| 12 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $34.5M | 1.89% | 1,110,024 | SH |
| 13 | VANGUARD INDEX FDS | VTV | 922908744 | $33.8M | 1.85% | 155,176 | SH |
| 14 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $32.0M | 1.75% | 702,477 | SH |
| 15 | ISHARES TR | IJH | 464287507 | $27.5M | 1.51% | 363,630 | SH |
| 16 | SPDR SERIES TRUST | SPSB | 78464A474 | $26.0M | 1.43% | 867,445 | SH |
| 17 | ISHARES TR | IJR | 464287804 | $22.4M | 1.23% | 153,299 | SH |
| 18 | TCW ETF TRUST | FLXR | 29287L700 | $21.6M | 1.19% | 553,711 | SH |
| 19 | VANGUARD INDEX FDS | VB | 922908751 | $21.4M | 1.17% | 70,589 | SH |
| 20 | HARTFORD FDS EXCHANGE TRADED | HFSI | 41653L875 | $21.1M | 1.16% | 600,921 | SH |
| 21 | ISHARES INC | IEMG | 46434G103 | $20.7M | 1.13% | 259,277 | SH |
| 22 | ISHARES TR | ITOT | 464287150 | $20.6M | 1.13% | 124,243 | SH |
| 23 | INVESCO EXCHANGE TRADED FD T | PRFZ | 46137V597 | $19.9M | 1.09% | 355,967 | SH |
| 24 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $19.7M | 1.08% | 249,464 | SH |
| 25 | ISHARES TR | SHY | 464287457 | $18.5M | 1.01% | 225,123 | SH |
| 26 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $18.3M | 1.00% | 161,859 | SH |
| 27 | VANGUARD WORLD FD | MGK | 921910816 | $17.3M | 0.95% | 197,038 | SH |
| 28 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $17.0M | 0.93% | 350,775 | SH |
| 29 | INVESCO EXCHANGE TRADED FD T | PRF | 46137V613 | $16.6M | 0.91% | 307,679 | SH |
| 30 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $15.9M | 0.87% | 266,053 | SH |
| 31 | VANGUARD INDEX FDS | VOO | 922908363 | $14.9M | 0.82% | 21,685 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $12.7M | 0.70% | 399,700 | SH |
| 33 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $11.9M | 0.66% | 211,573 | SH |
| 34 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $11.3M | 0.62% | 634,468 | SH |
| 35 | VANGUARD INDEX FDS | VUG | 922908736 | $10.7M | 0.58% | 123,649 | SH |
| 36 | ISHARES TR | IQLT | 46434V456 | $10.5M | 0.57% | 211,239 | SH |
| 37 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $10.1M | 0.55% | 120,498 | SH |
| 38 | INVESCO EXCH TRADED FD TR II | BKLN | 46138G508 | $9.9M | 0.54% | 486,637 | SH |
| 39 | APPLE INC | AAPL | 037833100 | $9.9M | 0.54% | 33,554 | SH |
| 40 | SPDR SERIES TRUST | SDY | 78464A763 | $9.7M | 0.53% | 63,489 | SH |
| 41 | WISDOMTREE TR | IHDG | 97717X594 | $9.7M | 0.53% | 184,303 | SH |
| 42 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $9.1M | 0.50% | 100,898 | SH |
| 43 | VANGUARD INDEX FDS | VBK | 922908595 | $8.9M | 0.49% | 24,366 | SH |
| 44 | VERISIGN INC | VRSN | 92343E102 | $8.8M | 0.48% | 35,134 | SH |
| 45 | NVIDIA CORPORATION | NVDA | 67066G104 | $8.6M | 0.47% | 42,792 | SH |
| 46 | SCHWAB STRATEGIC TR | FNDA | 808524763 | $8.4M | 0.46% | 220,136 | SH |
| 47 | VANGUARD WORLD FD | VGT | 92204A702 | $7.7M | 0.42% | 64,502 | SH |
| 48 | RBB FD INC | TBIL | 74933W452 | $7.5M | 0.41% | 150,849 | SH |
| 49 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $7.3M | 0.40% | 46,033 | SH |
| 50 | ISHARES TR | SCZ | 464288273 | $7.1M | 0.39% | 86,551 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $1.82B | 321 | 0002040084-26-000005 |
| 2026-03-31 | 2026-05-13 | $1.67B | 310 | 0002040084-26-000003 |
| 2025-12-31 | 2026-02-18 | $1.64B | 305 | 0002040084-26-000002 |
| 2025-09-30 | 2026-02-06 | $1.57B | 299 | 0002040084-26-000001 |
Filer Information
Address
120 VANTISSUITE 400
ALISO VIEJO, CA 92656
Phone
(949) 305-3759
Filing Manager
Wealthspire Retirement, LLC
ALISO VIEJO, CA
Signatory
Brian J. Yu
Chief Compliance Officer