Aspetuck Financial Management LLC — 13F Holdings & Portfolio

CIK 2048608 · latest 13F-HR filed 2026-11-04

Aspetuck Financial Management LLC manages $156.3M in 13F-reported U.S. long-equity assets across 81 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are NVDA (7.11%), FLRN (6.51%), FTEC (5.54%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 4; 16 existing positions rose in reported value and 28 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$156.3M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-11-04

Q/Q Activity

+6 / −4 / ↑16 / ↓28

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

NVDA7.1% · -54%FLRN6.5% · +4%FTEC5.5% · +2%LRCX5.2% · -1%GOOGL4.0% · -8%AAPL3.3% · -13%SPDW3.3% · -3%MPC2.9% · +0%IJR2.8% · -28%MSFT2.7% · -41%AVGO2.7% · -5%SPMD2.6% · -0%JPM2.4% · -2%AMZN2.3% · -6%RMBS2.3% · -13%SPSB2.2% · +3%VIG2.1% · -3%SPIB1.8% · +5%SPAB1.7% · -6%PM1.7% · +16%SPYG1.6% · -6%SPLB1.6% · +4%USFR1.6% · +11%GLDM1.5% · -2%FHLC1.5% · -1%SRLN1.5% · -2%FENY1.3% · -1%QCOM1.2% · -2%MRK1.1% · -1%COP1.0% · +6%PSK1.0% · -1%MO1.0% · +2%CRWD0.9% · +318%META0.8% · -21%CSCO0.7% · +1%FCX0.7% · +2%GS0.6% · 0%SMBS0.6% · -2%EOG0.6% · 0%SPCX0.6% · new JNJ0.6% · -1%MA0.5% · -4%FNCL0.5% · -3%DVN0.5% · +6%VST0.5% · +5%BLK0.5% · -11%VRT0.5% · +1%CAT0.5% · +8%LMT0.5% · +2%BX0.4% · -1%NEM0.4% · -13%SCHW0.4% · -3%ASML0.4% · +10%PG0.4% · new LLY0.4% · +5%NOC0.4% · 0%VTI0.4% · 0%ACWV0.4% · 0%SCHP0.3% · +28%FUTY0.3% · +12%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 43.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 17, 2026.

Assets Under Management

$178.3M

Discretionary

$178.3M

Employees

Accounts

481

Address

27A IMPERIAL AVE.
WESTPORT, CT 06880

Phone

(203) 226-5733

Website

www.facebook.com/aspetuckfinancialmanagement
www.linkedin.com/company/aspetuck-financial
WWW.ASPETUCKFINANCIAL.COM

Name	Title / Status	Ownership	Type
BYRNE, PATRICK, TIMOTHY Control	MANAGING MEMBER; CHIEF COMPLIANCE OFFICER since Jul 2005	75% or more	Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

PHILIP MORRIS INTL INC COM$2.5M +1128.8%
MARATHON PETE CORP COM$1.6M +55.5%
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF$565.5K +7.0%
CROWDSTRIKE HLDGS INC CL A$437.9K +44.9%
CONOCOPHILLIPS COM$347.5K +27.3%

Show all 16 →

Top Trims

NVIDIA CORPORATION COM-$10.0M -47.5%
LAM RESEARCH CORP COM NEW-$2.7M -25.2%
ISHARES CORE S&P SMALL CAP ETF-$2.3M -33.8%
RAMBUS INC DEL COM-$1.5M -30.1%
MICROSOFT CORP COM-$989.8K -19.0%

Show all 28 →

New Positions

SPACE EXPLORATION TECHN CORP CLASS A COM STK$934.7K
PROCTER & GAMBLE CO COM$625.4K
CHEVRON CORPORATION COM$467.4K
GE VERNOVA INC COM$282.3K
FIDELITY MSCI INDUSTRIAL INDEX ETF$263.9K

Show all 6 →

Exited Positions

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

Aspetuck Financial Management LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	NVIDIA CORPORATION COM	NVDA	67066G104	$11.1M	7.11%	48,700	SH
2	STATE STREET SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF	FLRN	78468R200	$10.2M	6.51%	330,156	SH
3	FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF	FTEC	316092808	$8.7M	5.54%	28,879	SH
4	LAM RESEARCH CORP COM NEW	LRCX	512807306	$8.1M	5.20%	24,725	SH
5	ALPHABET INC CAP STK CL A	GOOGL	02079K305	$6.2M	3.99%	18,121	SH
6	APPLE INC COM	AAPL	037833100	$5.2M	3.35%	15,705	SH
7	STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF	SPDW	78463X889	$5.2M	3.30%	102,689	SH
8	MARATHON PETE CORP COM	MPC	56585A102	$4.5M	2.85%	11,280	SH
9	ISHARES CORE S&P SMALL CAP ETF	IJR	464287804	$4.4M	2.84%	32,692	SH
10	MICROSOFT CORP COM	MSFT	594918104	$4.2M	2.70%	8,239	SH
11	BROADCOM INC COM	AVGO	11135F101	$4.2M	2.67%	11,901	SH
12	STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF	SPMD	78464A847	$4.0M	2.56%	63,516	SH
13	JPMORGAN CHASE & CO COM	JPM	46625H100	$3.7M	2.38%	11,251	SH
14	AMAZON COM INC COM	AMZN	023135106	$3.6M	2.32%	14,528	SH
15	RAMBUS INC DEL COM	RMBS	750917106	$3.5M	2.27%	33,175	SH
16	STATE STREET SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF	SPSB	78464A474	$3.5M	2.24%	118,165	SH
17	VANGUARD DIVIDEND APPRECIATION ETF	VIG	921908844	$3.3M	2.12%	14,237	SH
18	STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF	SPIB	78464A375	$2.8M	1.81%	87,425	SH
19	STATE STREET SPDR PORTFOLIO AGGREGATE BOND ETF	SPAB	78464A649	$2.7M	1.73%	111,317	SH
20	PHILIP MORRIS INTL INC COM	PM	718172109	$2.7M	1.72%	1,412	SH
21	STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF	SPYG	78464A409	$2.6M	1.64%	20,830	SH
22	STATE STREET SPDR PORTFOLIO LONG TERM CORPORATE BOND ETF	SPLB	78464A367	$2.6M	1.64%	125,458	SH
23	WISDOMTREE FLOATING RATE TREASURY FUND	USFR	97717Y527	$2.5M	1.62%	50,312	SH
24	SPDR GOLD MINISHARES TRUST OF BENEFICIAL INTEREST	GLDM	98149E303	$2.3M	1.50%	28,464	SH
25	FIDELITY MSCI HEALTH CARE INDEX ETF	FHLC	316092600	$2.3M	1.49%	28,525	SH
26	STATE STREET BLACKSTONE SENIOR LOAN ETF	SRLN	78467V608	$2.3M	1.48%	57,322	SH
27	FIDELITY MSCI ENERGY INDEX ETF	FENY	316092402	$2.0M	1.31%	60,190	SH
28	QUALCOMM INC COM	QCOM	747525103	$1.9M	1.25%	10,591	SH
29	MERCK & CO INC COM	MRK	58933Y105	$1.6M	1.06%	11,353	SH
30	CONOCOPHILLIPS COM	COP	20825C104	$1.6M	1.04%	12,956	SH
31	STATE STREET SPDR ICE PREFERRED SECURITIES ETF	PSK	78464A292	$1.6M	1.00%	55,375	SH
32	ALTRIA GROUP INC COM	MO	02209S103	$1.6M	1.00%	23,294	SH
33	CROWDSTRIKE HLDGS INC CL A	CRWD	22788C105	$1.4M	0.90%	5,335	SH
34	META PLATFORMS INC CL A	META	30303M102	$1.2M	0.77%	1,665	SH
35	CISCO SYS INC COM	CSCO	17275R102	$1.1M	0.69%	10,036	SH
36	FREEPORT MCMORAN INC CL B	FCX	35671D857	$1.1M	0.67%	15,010	SH
37	GOLDMAN SACHS GROUP INC COM	GS	38141G104	$1.0M	0.64%	1,116	SH
38	SCHWAB MORTGAGE-BACKED SECURITIES ETF	SMBS	808524615	$982.8K	0.63%	40,950	SH
39	EOG RES INC COM	EOG	26875P101	$980.2K	0.63%	7,115	SH
40	SPACE EXPLORATION TECHN CORP CLASS A COM STK	SPCX	84615Q103	$934.7K	0.60%	6,196	SH
41	JOHNSON & JOHNSON COM	JNJ	478160104	$893.5K	0.57%	3,375	SH
42	MASTERCARD INCORPORATED CL A	MA	57636Q104	$848.2K	0.54%	1,538	SH
43	FIDELITY MSCI FINANCIALS INDEX ETF	FNCL	316092501	$806.5K	0.52%	10,651	SH
44	DEVON ENERGY CORP NEW COM	DVN	25179M103	$805.4K	0.52%	17,494	SH
45	VISTRA CORP COM	VST	92840M102	$789.3K	0.50%	5,705	SH
46	BLACKROCK INC COM	BLK	09290D101	$754.6K	0.48%	713	SH
47	VERTIV HOLDINGS CO COM CL A	VRT	92537N108	$730.7K	0.47%	3,028	SH
48	CATERPILLAR INC COM	CAT	149123101	$715.1K	0.46%	882	SH
49	LOCKHEED MARTIN CORP COM	LMT	539830109	$704.3K	0.45%	1,383	SH
50	BLACKSTONE INC COM	BX	09260D107	$673.2K	0.43%	6,006	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-11-04	$156.3M	81	0002048608-26-000005
2026-06-30	2026-08-11	$169.9M	79	0002048608-26-000004
2026-03-31	2026-05-06	$146.0M	75	0002048608-26-000002
2025-12-31	2026-02-11	$148.9M	74	0002048608-26-000001

Filer Information

Address

27A IMPERIAL AVE
UNIT FRONT
WESTPORT, CT 06880

Phone

(203) 226-5733

Filing Manager

Aspetuck Financial Management LLC

WESTPORT, CT

Signatory

Patrick Byrne

CCO