Haven Capital Group, Inc. — 13F Holdings & Portfolio
CIK 2055804 · latest 13F-HR filed 2026-10-13
Haven Capital Group, Inc. manages $130.8M in 13F-reported U.S. long-equity assets across 39 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AVGO (19.14%), AAPL (10.47%), NVDA (8.57%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 2; 17 existing positions rose in reported value and 7 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-13
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 67.9%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated May 6, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| HOLLEY, KENNETH, RICHARD Control | CEO, PORTFOLIO MANAGER, MANAGING MEMBER since Oct 2017 | 25–50% | Individual |
| KINDLAND, JASON, NMN Control | CHIEF COMPLIANCE OFFICER, INVESTMENT ANALYST since Jan 2018 | 5–10% | Individual |
| SINGHA, ANUJA, RAJBHANDARY Control | CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER since Jan 2018 | 25–50% | Individual |
| 4S BAY HAVEN OPPORTUNITY LLC | MEMBER, CLASS C since Dec 2019 | 10–25% | Domestic Entity |
| SAROWITZ, STEVEN, IRA Control Indirect owner via 4S BAY HAVEN OPPORTUNITY LLC | OWNER since Dec 2019 | 75% or more | Individual |
Ownership & leadership changes · 2 filings with changes since Oct 16, 2017
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedHALL, SHANTELL, RENEE · DIRECTOR OF OPERATIONS, HEAD TRADER · Less than 5% · control person · listed since Jan 2018
- Added4S BAY HAVEN OPPORTUNITY LLC · MEMBER, CLASS C · 10–25%
- AddedSAROWITZ, STEVEN, IRA · OWNER · 75% or more · indirect via 4S BAY HAVEN OPPORTUNITY LLC · control person
- ChangedHOLLEY, KENNETH, RICHARD · ownership 50–75% → 25–50%
- ChangedKINDLAND, JASON, NMN · ownership 10–25% → 5–10%
- AddedHALL, SHANTELL, RENEE · DIRECTOR OF OPERATIONS, HEAD TRADER · Less than 5% · control person
- AddedKINDLAND, JASON, NMN · CHIEF COMPLIANCE OFFICER, INVESTMENT ANALYST · 10–25% · control person
- AddedSINGHA, ANUJA, RAJBHANDARY · CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER · 25–50% · control person
- ChangedHOLLEY, KENNETH, RICHARD · title CEO, CIO, CCO, MANAGING MEMBER → CEO, PORTFOLIO MANAGER, MANAGING MEMBER; ownership 75% or more → 50–75%
- ListedHOLLEY, KENNETH, RICHARD · CEO, CIO, CCO, MANAGING MEMBER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ELI LILLY & CO$2.6M +883.4%
- APPLE INC$1.8M +15.5%
- NVIDIA CORPORATION$1.5M +15.0%
- MICROSOFT CORP$1.4M +40.2%
- META PLATFORMS INC$636.8K +33.2%
Top Trims
- BROADCOM INC-$1.9M -7.0%
- VERTIV HOLDINGS CO-$1.6M -26.5%
- ARM HOLDINGS PLC-$1.1M -18.3%
- NEXTERA ENERGY INC-$91.5K -13.7%
- PUBLIC SVC ENTERPRISE GROUP-$86.1K -17.0%
New Positions
- IOVANCE BIOTHERAPEUTICS INC$876.5K
- TRANSDIGM GROUP INC$858.5K
- VERIZON COMMUNICATIONS INC$213.4K
- SANDISK CORP$200.1K
Haven Capital Group, Inc. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | BROADCOM INC | AVGO | 11135F101 | $25.0M | 19.14% | 71,302 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $13.7M | 10.47% | 41,123 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $11.2M | 8.57% | 49,101 | SH |
| 4 | ALPHABET INC | GOOGL | 02079K305 | $8.5M | 6.46% | 24,567 | SH |
| 5 | IDEXX LABS INC | IDXX | 45168D104 | $6.1M | 4.65% | 11,648 | SH |
| 6 | ABBVIE INC | ABBV | 00287Y109 | $5.9M | 4.48% | 22,383 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $5.0M | 3.84% | 9,802 | SH |
| 8 | ARM HOLDINGS PLC | ARM | 042068205 | $5.0M | 3.82% | 17,243 | SH |
| 9 | VERTIV HOLDINGS CO | VRT | 92537N108 | $4.4M | 3.34% | 18,088 | SH |
| 10 | HILTON WORLDWIDE HLDGS INC | HLT | 43300A203 | $4.1M | 3.15% | 12,950 | SH |
| 11 | ROPER TECHNOLOGIES INC | ROP | 776696106 | $3.9M | 2.99% | 11,204 | SH |
| 12 | EDWARDS LIFESCIENCES CORP | EW | 28176E108 | $3.8M | 2.89% | 43,866 | SH |
| 13 | MARRIOTT INTL INC NEW | MAR | 571903202 | $3.7M | 2.80% | 10,304 | SH |
| 14 | NICE LTD | NICE | 653656108 | $3.0M | 2.26% | 26,550 | SH |
| 15 | ELI LILLY & CO | LLY | 532457108 | $2.9M | 2.24% | 2,528 | SH |
| 16 | ADOBE INC | ADBE | 00724F101 | $2.6M | 1.98% | 10,819 | SH |
| 17 | META PLATFORMS INC | META | 30303M102 | $2.6M | 1.95% | 3,523 | SH |
| 18 | ECOLAB INC | ECL | 278865100 | $2.5M | 1.92% | 9,153 | SH |
| 19 | INCYTE CORP | INCY | 45337C102 | $2.3M | 1.78% | 19,203 | SH |
| 20 | AMAZON COM INC | AMZN | 023135106 | $2.1M | 1.57% | 8,269 | SH |
| 21 | VISA INC | V | 92826C839 | $2.0M | 1.52% | 5,522 | SH |
| 22 | INTUITIVE SURGICAL INC | ISRG | 46120E602 | $1.9M | 1.42% | 4,563 | SH |
| 23 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.1M | 0.87% | 1,864 | SH |
| 24 | KINROSS GOLD CORP | KGC | 496902404 | $964.5K | 0.74% | 40,054 | SH |
| 25 | IOVANCE BIOTHERAPEUTICS INC | IOVA | 462260100 | $876.5K | 0.67% | 59,143 | SH |
| 26 | TRANSDIGM GROUP INC | TDG | 893641100 | $858.5K | 0.66% | 793 | SH |
| 27 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $664.3K | 0.51% | 1,334 | SH |
| 28 | NEXTERA ENERGY INC | NEE | 65339F101 | $576.2K | 0.44% | 7,607 | SH |
| 29 | ZEBRA TECHNOLOGIES CORPORATI | ZBRA | 989207105 | $518.9K | 0.40% | 1,390 | SH |
| 30 | EQUINIX INC | EQIX | 29444U700 | $491.6K | 0.38% | 486 | SH |
| 31 | PUBLIC SVC ENTERPRISE GROUP | PEG | 744573106 | $419.6K | 0.32% | 6,231 | SH |
| 32 | GILEAD SCIENCES INC | GILD | 375558103 | $406.9K | 0.31% | 2,730 | SH |
| 33 | SKYWORKS SOLUTIONS INC | SWKS | 83088M102 | $379.0K | 0.29% | 4,434 | SH |
| 34 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $371.8K | 0.28% | 5,958 | SH |
| 35 | EXPEDITORS INTL WASH INC | EXPD | 302130109 | $308.3K | 0.24% | 1,670 | SH |
| 36 | EMERSON ELEC CO | EMR | 291011104 | $235.3K | 0.18% | 1,517 | SH |
| 37 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $213.4K | 0.16% | 4,653 | SH |
| 38 | COREWEAVE INC | CRWV | 21873S108 | $212.2K | 0.16% | 2,436 | SH |
| 39 | SANDISK CORP | SNDK | 80004C200 | $200.1K | 0.15% | 115 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-13 | $130.8M | 39 | 0001754960-26-000840 |
| 2026-06-30 | 2026-07-10 | $124.5M | 37 | 0001754960-26-000461 |
| 2026-06-30 | 2026-08-14 | $124.5M | 37 | 0001754960-26-000772 |
| 2026-03-31 | 2026-04-20 | $107.8M | 37 | 0001754960-26-000279 |
| 2025-12-31 | 2026-01-15 | $106.6M | 34 | 0001754960-26-000065 |
MONTECITO, CA 93150-5147