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Putney Financial Group LLC — 13F Holdings & Portfolio

CIK 2056907 · latest 13F-HR filed 2026-10-30

Backtest portfolio

Putney Financial Group LLC manages $127.0M in 13F-reported U.S. long-equity assets across 299 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (21.73%), GOOGL (9.28%), AMZN (6.36%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 221 new positions and exited 0; 26 existing positions rose in reported value and 26 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$127.0M

Long-equity book

Holdings
299

Distinct positions

Period
2026-09-30

Filed 2026-10-30

Q/Q Activity
+221 / −0 / ↑26 / ↓26

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AAPL21.7% · -0%GOOGL9.3% · -2%AMZN6.4% · -1%MSFT5.4% · -4%NVDA3.4% · -2%CRWD2.6% · +305%TSM2.5% · -1%MA2.2% · -2%AMD2.1% · +1%ANET2.0% · -8%SHOP1.9% · -2%COST1.9% · +22%JEPQ1.9% · +6%INTC1.8% · +4%NET1.6% · -5%V1.4% · +1%LLY1.2% · +1%BRK.B1.2% · 0%VEA1.0% · -2%IBM0.9% · -0%VWO0.8% · +4%ABBV0.8% · +1%DELL0.8% · +4%JEPI0.7% · +50%FCX0.7% · +2%COHR0.7% · +6%LMT0.6% · +4%ALL0.6% · -33%JPM0.6% · +4%NUE0.6% · +8%IBKR0.6% · 0%STX0.5% · 0%VTV0.5% · -3%EME0.5% · +8%CLH0.5% · -0%SPHR0.4% · +3%DE0.4% · +5%XOM0.4% · -1%UNP0.4% · -1%CPRT0.3% · -43%IWF0.3% · 0%JMUB0.3% · 0%NEE0.3% · -2%GWW0.3% · 0%JCI0.3% · +2%HEI0.3% · 0%IRM0.3% · -7%GOOG0.3% · 0%GD0.3% · +8%GEV0.3% · +22%BAC0.3% · +3%CME0.3% · 0%ASML0.3% · +15%MO0.3% · -19%TMO0.2% · 0%CMC0.2% · +3%CAT0.2% · +65%CRM0.2% · -13%MP0.2% · +4%IVE0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 57.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 26, 2026.

Assets Under Management
$205.4M
Discretionary
$202.1M
Employees
8
Accounts
948
Address
100 SMITH RANCH ROAD
SUITE 110
SAN RAFAEL, CA 94903
Phone
(415) 460-1990
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
LENT, RAYMOND, LAWRENCE ControlFOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
since May 1997
75% or moreIndividual
Ownership & leadership changes · 3 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 20, 2026 filing
  • No longer listedCHIEN, ECHO, CHIAPING · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2024
  • ChangedLENT, RAYMOND, LAWRENCE · title FOUNDER/MANAGING MEMBER → FOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
Jun 20, 2024 filing
  • AddedCHIEN, ECHO, CHIAPING · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedLENT, RAYMOND, LAWRENCE · title CHIEF COMPLIANCE OFFICER / MANAGING MEMBER → FOUNDER/MANAGING MEMBER
Dec 22, 2022 filing
  • ChangedLENT, RAYMOND, LAWRENCE · title CHIEF COMPLIANCE OFFICER / SOLE PROPRIETOR → CHIEF COMPLIANCE OFFICER / MANAGING MEMBER
Mar 30, 2012 filing (earliest on record)
  • ListedLENT, RAYMOND, LAWRENCE · CHIEF COMPLIANCE OFFICER / SOLE PROPRIETOR · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 26 →

Top Trims

Show all 26 →

New Positions

Show all 221 →

Exited Positions

  • No exits this quarter.
Show all 0 →

Putney Financial Group LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $27.6M 21.73% 82,865 SH
2 ALPHABET INC CLASS A GOOGL 02079K305 $11.8M 9.28% 34,256 SH
3 AMAZON.COM INC AMZN 023135106 $8.1M 6.36% 32,448 SH
4 MICROSOFT MSFT 594918104 $6.9M 5.41% 13,397 SH
5 NVIDIA CORP COM NVDA 67066G104 $4.3M 3.38% 18,770 SH
6 CROWDSTRIKE HLDGS INC CL A CRWD 22788C105 $3.4M 2.64% 12,663 SH
7 TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS TSM 874039100 $3.2M 2.55% 7,094 SH
8 MASTERCARD INC MA 57636Q104 $2.8M 2.23% 5,142 SH
9 ADVANCED MICRO DEVICES INC COM AMD 007903107 $2.7M 2.15% 4,455 SH
10 ARISTA NETWORKS INC COM SHS ANET 040413205 $2.6M 2.02% 12,631 SH
11 SHOPIFY INC CL A SUB VTG SHS SHOP 82509L107 $2.5M 1.94% 16,640 SH
12 COSTCO WHOLESALE CORP COST 22160K105 $2.5M 1.94% 2,704 SH
13 JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF JEPQ 46654Q203 $2.4M 1.89% 39,207 SH
14 INTEL CORP INTC 458140100 $2.3M 1.81% 19,169 SH
15 CLOUDFLARE INC CL A COM NET 18915M107 $2.0M 1.56% 5,701 SH
16 VISA INC V 92826C839 $1.8M 1.41% 4,997 SH
17 LILLY ELI & CO COM LLY 532457108 $1.6M 1.25% 1,368 SH
18 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $1.5M 1.21% 3,088 SH
19 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $1.3M 1.02% 18,308 SH
20 INTL BUSINESS MACHINES IBM 459200101 $1.1M 0.87% 5,032 SH
21 VANGUARD FTSE EMERGING MARKETS ETF VWO 922042858 $992.0K 0.78% 16,725 SH
22 ABBVIE INC COM ABBV 00287Y109 $979.7K 0.77% 3,745 SH
23 DELL TECHNOLOGIES INC CL C DELL 24703L202 $958.6K 0.75% 1,782 SH
24 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $889.9K 0.70% 15,828 SH
25 FREEPORT-MCMORAN COPPER & GOLD INC FCX 35671D857 $843.3K 0.66% 12,047 SH
26 COHERENT CORP COM COHR 19247G107 $826.6K 0.65% 2,872 SH
27 LOCKHEED MARTIN CORP LMT 539830109 $816.8K 0.64% 1,604 SH
28 ALLSTATE CORP ALL 020002101 $804.7K 0.63% 3,627 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $726.5K 0.57% 2,196 SH
30 NUCOR CORP COM NUE 670346105 $712.8K 0.56% 3,050 SH
31 INTERACTIVE BROKERS GROUP INC COM IBKR 45841N107 $703.0K 0.55% 8,230 SH
32 SEAGATE TECHNOLOGY STX G7997R103 $691.8K 0.54% 750 SH
33 VANGUARD VALUE INDEX FUND VTV 922908744 $684.4K 0.54% 3,167 SH
34 EMCOR GROUP INC COM EME 29084Q100 $681.3K 0.54% 903 SH
35 CLEAN HARBORS INC COM CLH 184496107 $578.0K 0.46% 1,863 SH
36 SPHERE ENTERTAINMENT CO CL A SPHR 55826T102 $563.6K 0.44% 4,192 SH
37 DEERE & CO COM DE 244199105 $549.3K 0.43% 818 SH
38 EXXON MOBIL CORP COM XOM 30233Q108 $516.4K 0.41% 3,173 SH
39 UNION PAC CORP COM UNP 907818108 $492.8K 0.39% 1,811 SH
40 COPART INC COM CPRT 217204106 $432.1K 0.34% 15,838 SH
41 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $421.9K 0.33% 3,368 SH
42 JPMORGAN MUNICIPAL ETF JMUB 46641Q647 $402.1K 0.32% 8,451 SH
43 NEXTERA ENERGY INC COM NEE 65339F101 $390.1K 0.31% 5,151 SH
44 GRAINGER W W INC COM GWW 384802104 $381.2K 0.30% 306 SH
45 JOHNSON CTLS INC JCI G51502105 $381.0K 0.30% 2,563 SH
46 HEICO CORP NEW COM HEI 422806109 $375.0K 0.30% 1,237 SH
47 IRON MTN INC DEL COM IRM 46284V101 $372.3K 0.29% 3,356 SH
48 ALPHABET INC CLASS C GOOG 02079K107 $371.4K 0.29% 1,090 SH
49 GENERAL DYNAMICS CORP COM GD 369550108 $367.0K 0.29% 1,106 SH
50 GE VERNOVA INC COM GEV 36828A101 $365.0K 0.29% 384 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-30 $127.0M 299 0002056907-26-000004
2026-06-30 2026-07-21 $111.1M 78 0002056907-26-000003
2026-03-31 2026-04-10 $99.3M 84 0002056907-26-000002
2025-12-31 2026-01-23 $107.0M 79 0002056907-26-000001
Filer Information
Address
100 SMITH RANCH ROAD, SUITE 110
SUITE 110
SAN RAFAEL, CA 94903
Phone
(415) 460-1990
Filing Manager
Putney Financial Group LLC
SAN RAFAEL, CA
Signatory
Cody Branson
Compliance Consultant