INDEPENDENT FINANCIAL GROUP, LLC — 13F Holdings & Portfolio
CIK 275484 · latest 13F-HR filed 2026-05-15
INDEPENDENT FINANCIAL GROUP, LLC manages $4.46B in 13F-reported U.S. long-equity assets across 1,447 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are NVDA (6.61%), AAPL (2.80%), QQQ (2.39%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 346 new positions, exited 185, added to 620, and trimmed 355.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$4.46B
Long-equity book
1,447
Distinct positions
2026-03-31
Filed 2026-05-15
+346 / −185 / ↑620 / ↓355
vs 2025-06-30
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- NVIDIA CORPORATION$32.5M +12.4%
- APPLE INC$27.9M +28.8%
- MICRON TECHNOLOGY INC$26.6M +1177.5%
- CAPITAL GROUP DIVIDEND VALUE$21.9M +437.2%
- TAIWAN SEMICONDUCTOR MANUFAC$21.2M +237.7%
Top Trims
- MICROSOFT CORP-$14.7M -17.6%
- NETFLIX INC.-$11.0M -40.3%
- FS KKR CAP CORP-$9.8M -40.9%
- FIDELITY ETHEREUM FD-$9.0M -86.9%
- STRATEGY INC-$8.2M -44.0%
New Positions
- BLUEROCK PVT REAL ESTATE FD$19.2M
- BLACKROCK ETF TRUST$11.4M
- FIRST TR EXCH TRD ALPHDX FD$10.9M
- ISHARES TR$7.0M
- ALPS ETF TR$6.9M
Exited Positions
- TIDAL TR II$25.6M
- ETF SER SOLUTIONS$7.8M
- CARVANA CO$3.9M
- T ROWE PRICE ETF INC$2.8M
- INVESCO CURRENCYSHARES EURO$2.8M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $294.8M | 6.61% | 1,690,306 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $124.9M | 2.80% | 492,087 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $106.6M | 2.39% | 184,658 | SH |
| 4 | BROADCOM INC | AVGO | 11135F101 | $96.0M | 2.15% | 310,121 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $79.8M | 1.79% | 383,080 | SH |
| 6 | PGIM ETF TR | PAAA | 69344A834 | $76.4M | 1.71% | 1,493,640 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $69.0M | 1.55% | 106,085 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $68.5M | 1.54% | 185,111 | SH |
| 9 | ISHARES TR | IVV | 464287200 | $61.5M | 1.38% | 94,167 | SH |
| 10 | VANGUARD INDEX FDS | VTI | 922908769 | $44.8M | 1.00% | 139,532 | SH |
| 11 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $43.8M | 0.98% | 299,614 | SH |
| 12 | ALPHABET INC | GOOG | 02079K107 | $40.7M | 0.91% | 141,875 | SH |
| 13 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $34.8M | 0.78% | 34,887 | SH |
| 14 | SPDR GOLD TR | GLD | 78463V107 | $34.7M | 0.78% | 80,696 | SH |
| 15 | SPDR SERIES TRUST | SPYM | 78464A854 | $34.6M | 0.78% | 452,181 | SH |
| 16 | ALPHABET INC | GOOGL | 02079K305 | $34.0M | 0.76% | 118,248 | SH |
| 17 | META PLATFORMS INC | META | 30303M102 | $33.0M | 0.74% | 57,643 | SH |
| 18 | TESLA INC | TSLA | 88160R101 | $32.6M | 0.73% | 87,789 | SH |
| 19 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $30.1M | 0.68% | 89,035 | SH |
| 20 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $29.5M | 0.66% | 221,607 | SH |
| 21 | MICRON TECHNOLOGY INC | MU | 595112103 | $28.8M | 0.65% | 85,275 | SH |
| 22 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $28.5M | 0.64% | 843,779 | SH |
| 23 | JANUS DETROIT STR TR | JAAA | 47103U845 | $27.0M | 0.61% | 535,660 | SH |
| 24 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $26.9M | 0.60% | 632,427 | SH |
| 25 | VANGUARD BD INDEX FDS | BND | 921937835 | $26.0M | 0.58% | 353,289 | SH |
| 26 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $24.6M | 0.55% | 360,739 | SH |
| 27 | VANGUARD INDEX FDS | VOO | 922908363 | $24.1M | 0.54% | 40,317 | SH |
| 28 | ISHARES TR | GARP | 46436E403 | $23.9M | 0.54% | 373,937 | SH |
| 29 | VANECK ETF TRUST | SMH | 92189F676 | $22.5M | 0.51% | 58,751 | SH |
| 30 | NEOS ETF TRUST | QQQI | 78433H675 | $22.2M | 0.50% | 446,756 | SH |
| 31 | PACER FDS TR | COWZ | 69374H881 | $21.8M | 0.49% | 349,193 | SH |
| 32 | ISHARES TR | IWM | 464287655 | $20.9M | 0.47% | 84,381 | SH |
| 33 | WALMART INC | WMT | 931142103 | $20.3M | 0.46% | 163,734 | SH |
| 34 | ISHARES TR | IJH | 464287507 | $19.5M | 0.44% | 289,291 | SH |
| 35 | ISHARES SILVER TR | SLV | 46428Q109 | $19.3M | 0.43% | 283,261 | SH |
| 36 | BLUEROCK PVT REAL ESTATE FD | BPRE | 09631P102 | $19.2M | 0.43% | 1,156,813 | SH |
| 37 | SPDR SERIES TRUST | SPYG | 78464A409 | $18.5M | 0.41% | 188,716 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $18.0M | 0.40% | 37,626 | SH |
| 39 | DIREXION SHARES ETF TRUST | QQQE | 25459Y207 | $17.2M | 0.39% | 174,972 | SH |
| 40 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $17.2M | 0.39% | 309,893 | SH |
| 41 | VANECK ETF TRUST | BIZD | 92189F411 | $16.9M | 0.38% | 1,319,469 | SH |
| 42 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $16.5M | 0.37% | 418,090 | SH |
| 43 | EXXON MOBIL CORP | XOM | 30231G102 | $16.3M | 0.37% | 96,212 | SH |
| 44 | NETFLIX INC. | NFLX | 64110L106 | $16.3M | 0.37% | 169,612 | SH |
| 45 | ISHARES TR | ITOT | 464287150 | $16.1M | 0.36% | 112,955 | SH |
| 46 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $15.8M | 0.35% | 312,515 | SH |
| 47 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $15.6M | 0.35% | 76,703 | SH |
| 48 | VANECK ETF TRUST | GDX | 92189F106 | $15.3M | 0.34% | 166,544 | SH |
| 49 | TIDAL TRUST III | SNTH | 45259A548 | $14.9M | 0.33% | 566,706 | SH |
| 50 | VANGUARD INDEX FDS | VOT | 922908538 | $14.8M | 0.33% | 57,328 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-05 | $3.34B | 1,386 | 0000275484-26-000002 |
| 2026-03-31 | 2026-05-15 | $4.46B | 1,447 | 0000275484-26-000006 |
| 2025-06-30 | 2026-05-15 | $3.63B | 1,286 | 0000275484-26-000005 |