Fifth Third Securities, Inc. — 13F Holdings & Portfolio
CIK 73956 · latest 13F-HR filed 2026-07-15
Fifth Third Securities, Inc. manages $1.75B in 13F-reported U.S. long-equity assets across 360 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (4.46%), VOO (4.22%), IVV (4.15%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 30 new positions and exited 11; 234 existing positions rose in reported value and 34 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.75B
Long-equity book
Holdings
360
Distinct positions
Period
2026-06-30
Filed 2026-07-15
Q/Q Activity
+30 / −11 / ↑234 / ↓34
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26QQQ4.5% · -7%VOO4.2% · -1%IVV4.1% · +0%SPY3.0% · -7%VTI2.5% · -1%VUG2.4% · +498%DGRO2.2% · +1%SPYV1.9% · +4%SPYM1.7% · +1%VTV1.7% · -0%VEA1.6% · -2%IWF1.6% · +286%BND1.6% · +3%SMH1.4% · -14%GLD1.3% · -8%IAU1.2% · +2%IVW1.2% · -3%XLK1.2% · -12%VONG1.1% · -1%IWS1.1% · -3%XMMO1.0% · +5%IYW1.0% · +2%SPYG0.9% · -1%SCHM0.9% · -0%GSY0.9% · +22%OEF0.9% · 0%FENI0.9% · +60%VOOG0.9% · +468%FDVV0.8% · +5%AGG0.8% · +4%XLU0.8% · +0%IJR0.8% · -2%IGRO0.8% · +1%VGT0.8% · +680%VONV0.8% · +0%USHY0.8% · +3%IWY0.7% · -2%FTQI0.7% · +16%ITOT0.7% · -6%JEPI0.6% · +32%VCSH0.6% · +8%VBR0.6% · -5%XLF0.6% · -9%XMHQ0.6% · +2%IVE0.6% · -1%BIV0.5% · +1%KORP0.5% · +11%FPE0.5% · +9%SPHY0.5% · +22%VB0.5% · -6%VT0.5% · +1%IWR0.4% · +1%VOE0.4% · +1%SCHA0.4% · -4%SHY0.4% · +31%RSPT0.4% · -15%IWP0.4% · +1%UTES0.4% · +15%XLV0.4% · -0%EQWL0.4% · +2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 28.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 14, 2026.
Assets Under Management
$10.92B
Discretionary
$10.92B
Employees
13,533
Accounts
47,014
Address
34 FOUNTAIN SQUARE PLAZA
MD 1090XB
CINCINNATI, OH 45263
MD 1090XB
CINCINNATI, OH 45263
Phone
(888) 889-1025
Website
Mailing Address
38 FOUNTAIN SQUARE MD 1090XB, CINCINNATI, OH, 45263
This firm reports 5 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CORSARIE, ROBERT ALBERT Control | DIRECTOR, HEAD OF RETAIL BROKERAGE since Jun 2020 | Less than 5% | Individual |
| FIFTH THIRD BANK, NATIONAL ASSOCIATION Control | OWNER since Jun 1998 | 75% or more | Domestic Entity |
| JACOBS, JARRETT ANDREW Control | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER since Mar 2013 | Less than 5% | Individual |
| JOHNSON MOBLEY, SHANNON Control | DIRECTOR, REGIONAL INVESTMENT MANAGER since Jun 2021 | Less than 5% | Individual |
| KELLY, GINGER MICHELLE Control | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL since Mar 2011 | Less than 5% | Individual |
| LUDWICK, JAMES PAUL Control | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS since Jul 2017 | Less than 5% | Individual |
| LYONS, TIMOTHY Control | DIRECTOR, MANAGING DIRECTOR-TRADING since Mar 2023 | Less than 5% | Individual |
| MARCUS, ROBERT FRANKLIN Control | DIRECTOR, HEAD OF CAPITAL MARKETS since Apr 2012 | Less than 5% | Individual |
| OVERMANN, JUSTIN MICHAEL Control | DIRECTOR, PRINCIPAL OPERATIONS OFFICER since May 2011 | Less than 5% | Individual |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER since Oct 2018 | Less than 5% | Individual |
| FIFTH THIRD BANCORP Control Indirect owner via FIFTH THIRD FINANCIAL CORPORATION | SHAREHOLDER since Jun 1998 | 75% or more | Domestic Entity |
| FIFTH THIRD FINANCIAL CORPORATION Control Indirect owner via FIFTH THIRD BANK, NATIONAL ASSOCIATION | SHAREHOLDER since Jun 1998 | 75% or more | Domestic Entity |
Ownership & leadership changes · 17 filings with changes since Dec 21, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 8, 2023 filing
- AddedLYONS, TIMOTHY · DIRECTOR, MANAGING DIRECTOR-TRADING · Less than 5% · control person
- ChangedLUDWICK, JAMES PAUL · title DIRECTOR, INSTITUTIONAL BUSINESS MANAGER → DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS
- ChangedMARCUS, ROBERT FRANKLIN · title DIRECTOR, MANAGING DIRECTOR OF CAPITAL MARKETS → DIRECTOR, HEAD OF CAPITAL MARKETS
Apr 24, 2022 filing
- No longer listedBROWN, MARK EMMET · DIRECTOR, FIXED INCOME SALES/TRADING - CAPITAL MARKETS · Less than 5% · control person · listed since Jan 2015
Jul 22, 2021 filing
- No longer listedWATSON, KEITH GREGARY · DIRECTOR, BUSINESS CONTROLS MANAGER · Less than 5% · control person · listed since Jul 2017
- AddedJOHNSON MOBLEY, SHANNON · DIRECTOR, REGIONAL INVESTMENT MANAGER · Less than 5% · control person
Jan 14, 2021 filing
- ChangedSTRATMOEN, CHRISTOPHER SCOTT · title PRINCIPAL FINANCIAL OFFICER → DIRECTOR, PRINCIPAL FINANCIAL OFFICER
Aug 3, 2020 filing
- No longer listedELTONHEAD, TRICIA · DIRECTOR · Less than 5% · listed since Mar 2020
- AddedLUDWICK, JAMES PAUL · DIRECTOR, INSTITUTIONAL BUSINESS MANAGER · Less than 5% · control person
Jun 11, 2020 filing
- No longer listedANDERSON, KRISTINA LYNN · CHIEF ADMINISTRATIVE OFFICER - CAPITAL MARKETS · Less than 5% · control person · listed since Dec 2015
- No longer listedHAMMOND, HOWARD · DIRECTOR, MANAGING DIRECTOR OF RETAIL · Less than 5% · control person · listed since Jan 2007
- AddedCORSARIE, ROBERT ALBERT · DIRECTOR, HEAD OF RETAIL BROKERAGE · Less than 5% · control person
Mar 16, 2020 filing
- AddedELTONHEAD, TRICIA · DIRECTOR · Less than 5%
Mar 12, 2020 filing
- No longer listedLAMB, BRIAN DARYL · DIRECTOR · Less than 5% · control person · listed since Mar 2018
Nov 14, 2019 filing
- No longer listedFIFTH THIRD BANK · OWNER · 75% or more · control person · listed since Jun 1998
- No longer listedFIFTH THIRD FINANCIAL CORPORATION · SHAREHOLDER · 75% or more · indirect via FIFTH THIRD BANK · control person · listed since Jun 1998
- AddedFIFTH THIRD BANK, NATIONAL ASSOCIATION · OWNER · 75% or more · control person
- AddedFIFTH THIRD FINANCIAL CORPORATION · SHAREHOLDER · 75% or more · indirect via FIFTH THIRD BANK, NATIONAL ASSOCIATION · control person
- AddedSTRATMOEN, CHRISTOPHER SCOTT · PRINCIPAL FINANCIAL OFFICER · Less than 5%
- ChangedOVERMANN, JUSTIN MICHAEL · title DIRECTOR, BROKERAGE OPERATIONS → DIRECTOR, PRINCIPAL OPERATIONS OFFICER
Mar 31, 2018 filing
- No longer listedMICHAEL, RALPH S III · DIRECTOR · Less than 5% · control person · listed since Jul 2017
- AddedLAMB, BRIAN DARYL · DIRECTOR · Less than 5% · control person
Older changes (8 more filings)
Dec 20, 2017 filing
- AddedMICHAEL, RALPH S III · DIRECTOR · Less than 5% · control person
Jul 25, 2017 filing
- No longer listedMCHUGH, PHILIP RAYMOND · DIRECTOR · Less than 5% · control person · listed since Dec 2012
- AddedWATSON, KEITH GREGARY · DIRECTOR, BUSINESS CONTROLS MANAGER · Less than 5% · control person
Mar 31, 2017 filing
- AddedMCHUGH, PHILIP RAYMOND · DIRECTOR · Less than 5% · control person
- ChangedJACOBS, JARRETT ANDREW · title BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER → DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER
- ChangedMARCUS, ROBERT FRANKLIN · title MANAGING DIRECTOR OF CAPITAL MARKETS → DIRECTOR, MANAGING DIRECTOR OF CAPITAL MARKETS
Mar 17, 2016 filing
- No longer listedFIFTH THIRD BANCORP · OWNER · 75% or more · control person · listed since Jun 1998
- AddedANDERSON, KRISTINA LYNN · CHIEF ADMINISTRATIVE OFFICER - CAPITAL MARKETS · Less than 5% · control person
- AddedFIFTH THIRD BANCORP · SHAREHOLDER · 75% or more · indirect via FIFTH THIRD FINANCIAL CORPORATION · control person
- AddedFIFTH THIRD BANK · OWNER · 75% or more · control person
- AddedFIFTH THIRD FINANCIAL CORPORATION · SHAREHOLDER · 75% or more · indirect via FIFTH THIRD BANK · control person
- ChangedBROWN, MARK EMMET · title DIRECTOR, ADMINISTRATOR OFFICER - CAPITAL MARKETS → DIRECTOR, FIXED INCOME SALES/TRADING - CAPITAL MARKETS
- ChangedHAMMOND, HOWARD · title MANAGING DIRECTOR → DIRECTOR, MANAGING DIRECTOR OF RETAIL
- ChangedKELLY, GINGER MICHELLE · title DIRECTOR, ADMINISTRATIVE OFFICER - RETAIL → DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL
- ChangedMARCUS, ROBERT FRANKLIN · title HEAD OF CAPITAL MARKETS → MANAGING DIRECTOR OF CAPITAL MARKETS
Jan 30, 2015 filing
- No longer listedVOGTSBERGER, MARTIN HENRY · DIRECTOR · Less than 5% · control person · listed since Oct 1998
- AddedBROWN, MARK EMMET · DIRECTOR, ADMINISTRATOR OFFICER - CAPITAL MARKETS · Less than 5% · control person
- AddedMARCUS, ROBERT FRANKLIN · HEAD OF CAPITAL MARKETS · Less than 5% · control person
- ChangedKELLY, GINGER MICHELLE · title DIRECTOR, ADMINISTRATIVE OFFICER → DIRECTOR, ADMINISTRATIVE OFFICER - RETAIL
Apr 1, 2013 filing
- ChangedJACOBS, JARRETT ANDREW · title INTERIM BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER → BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER
Oct 23, 2012 filing
- No longer listedWASSON, TIMOTHY D · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2005
- ChangedJACOBS, JARRETT ANDREW · title RIA CHIEF COMPLIANCE OFFICER → INTERIM BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER
Dec 21, 2011 filing (earliest on record)
- ListedFIFTH THIRD BANCORP · OWNER · 75% or more · control person
- ListedHAMMOND, HOWARD · MANAGING DIRECTOR · Less than 5% · control person
- ListedJACOBS, JARRETT ANDREW · RIA CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedKELLY, GINGER MICHELLE · DIRECTOR, ADMINISTRATIVE OFFICER · Less than 5% · control person
- ListedOVERMANN, JUSTIN MICHAEL · DIRECTOR, BROKERAGE OPERATIONS · Less than 5% · control person
- ListedVOGTSBERGER, MARTIN HENRY · DIRECTOR · Less than 5% · control person
- ListedWASSON, TIMOTHY D · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- Invesco QQQ Trust$12.5M +19.0%
- iShares Core S&P 500 ETF$9.4M +14.9%
- Vanguard S&P 500 ETF$8.8M +13.6%
- VanEck Semiconductor ETF$8.0M +46.9%
- Fidelity Enhanced International ETF$6.4M +73.0%
Top Trims
- SPDR Gold Shares-$6.2M -21.0%
- SPDR Portfolio Long Term Corp Bd ETF-$3.8M -92.1%
- iShares Gold Trust-$3.3M -13.1%
- iShares Silver Trust-$3.2M -37.0%
- iShares MSCI EAFE ETF-$2.5M -72.5%
Exited Positions
- First Trust Rising Dividend Achiev ETF$2.9M
- WisdomTree US High Dividend ETF$821.3K
- Spear Alpha ETF$536.8K
- iShares Gold Trust Micro$485.5K
- iShares MSCI USA Min Vol Factor ETF$465.0K
Fifth Third Securities, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | Invesco QQQ Trust | QQQ | 46090E103 | $78.1M | 4.46% | 106,108 | SH |
| 2 | Vanguard S&P 500 ETF | VOO | 922908363 | $74.0M | 4.22% | 107,754 | SH |
| 3 | iShares Core S&P 500 ETF | IVV | 464287200 | $72.7M | 4.15% | 97,124 | SH |
| 4 | State Street SPDR S&P 500 ETF Trust | SPY | 78462F103 | $51.9M | 2.96% | 69,443 | SH |
| 5 | Vanguard Total Stock Market ETF | VTI | 922908769 | $44.5M | 2.54% | 120,337 | SH |
| 6 | Vanguard Growth ETF | VUG | 922908736 | $42.3M | 2.41% | 491,538 | SH |
| 7 | iShares Core Dividend Growth ETF | DGRO | 46434V621 | $38.4M | 2.19% | 506,229 | SH |
| 8 | SPDR Portfolio S&P 500 Value ETF | SPYV | 78464A508 | $34.1M | 1.94% | 560,275 | SH |
| 9 | State Street SPDR Port S&P 500 ETF | SPYM | 78464A854 | $29.7M | 1.69% | 338,179 | SH |
| 10 | Vanguard Value ETF | VTV | 922908744 | $29.2M | 1.66% | 133,846 | SH |
| 11 | Vanguard FTSE Developed Markets ETF | VEA | 921943858 | $28.8M | 1.65% | 404,895 | SH |
| 12 | iShares Russell 1000 Growth ETF | IWF | 464287614 | $28.4M | 1.62% | 229,026 | SH |
| 13 | Vanguard Total Bond Market ETF | BND | 921937835 | $27.5M | 1.57% | 374,811 | SH |
| 14 | VanEck Semiconductor ETF | SMH | 92189F676 | $25.2M | 1.44% | 38,384 | SH |
| 15 | SPDR Gold Shares | GLD | 78463V107 | $23.3M | 1.33% | 63,117 | SH |
| 16 | iShares Gold Trust | IAU | 464285204 | $21.8M | 1.25% | 289,279 | SH |
| 17 | iShares S&P 500 Growth ETF | IVW | 464287309 | $20.5M | 1.17% | 148,989 | SH |
| 18 | The Technology Select Sector SPDR ETF | XLK | 81369Y803 | $20.2M | 1.15% | 106,105 | SH |
| 19 | Vanguard Russell 1000 Growth ETF | VONG | 92206C680 | $20.1M | 1.15% | 157,118 | SH |
| 20 | iShares Russell Mid-Cap Value ETF | IWS | 464287473 | $18.8M | 1.07% | 114,199 | SH |
| 21 | Invesco S&P MidCap Momentum ETF | XMMO | 46137V464 | $17.2M | 0.98% | 101,244 | SH |
| 22 | iShares US Technology ETF | IYW | 464287721 | $16.9M | 0.96% | 66,865 | SH |
| 23 | SPDR Portfolio S&P 500 Growth ETF | SPYG | 78464A409 | $16.2M | 0.92% | 135,930 | SH |
| 24 | Schwab US Mid-Cap ETF | SCHM | 808524508 | $16.0M | 0.91% | 433,827 | SH |
| 25 | Invesco Ultra Short Duration ETF | GSY | 46090A887 | $15.9M | 0.91% | 316,475 | SH |
| 26 | iShares S&P 100 ETF | OEF | 464287101 | $15.4M | 0.88% | 42,178 | SH |
| 27 | Fidelity Enhanced International ETF | FENI | 31609A404 | $15.3M | 0.87% | 380,168 | SH |
| 28 | Vanguard S&P 500 Growth ETF | VOOG | 921932505 | $15.1M | 0.86% | 182,671 | SH |
| 29 | Fidelity High Dividend ETF | FDVV | 316092840 | $14.7M | 0.84% | 243,868 | SH |
| 30 | iShares Core US Aggregate Bond ETF | AGG | 464287226 | $14.5M | 0.83% | 146,764 | SH |
| 31 | The Utilities Select Sector SPDR ETF | XLU | 81369Y886 | $14.3M | 0.81% | 314,422 | SH |
| 32 | iShares Core S&P Small-Cap ETF | IJR | 464287804 | $14.0M | 0.80% | 94,088 | SH |
| 33 | iShares International Dividend Gr ETF | IGRO | 46435G524 | $13.9M | 0.79% | 157,792 | SH |
| 34 | Vanguard Information Technology ETF | VGT | 92204A702 | $13.8M | 0.79% | 115,548 | SH |
| 35 | Vanguard Russell 1000 Value ETF | VONV | 92206C714 | $13.4M | 0.76% | 126,048 | SH |
| 36 | iShares Broad USD High Yield Corporate Bond ETF | USHY | 46435U853 | $13.3M | 0.76% | 358,185 | SH |
| 37 | iShares Russell Top 200 Growth ETF | IWY | 464289438 | $12.5M | 0.71% | 43,048 | SH |
| 38 | First Trust Nasdaq BuyWrite Income ETF | FTQI | 33738R407 | $12.4M | 0.71% | 559,900 | SH |
| 39 | iShares Core S&P Total US Stock Mkt ETF | ITOT | 464287150 | $11.7M | 0.67% | 71,383 | SH |
| 40 | JPMorgan Equity Premium Income ETF | JEPI | 46641Q332 | $11.2M | 0.64% | 197,548 | SH |
| 41 | Vanguard Short-Term Corporate Bond ETF | VCSH | 92206C409 | $11.1M | 0.63% | 140,567 | SH |
| 42 | Vanguard Small-Cap Value ETF | VBR | 922908611 | $11.0M | 0.63% | 45,316 | SH |
| 43 | The Financial Select Sector SPDR ETF | XLF | 81369Y605 | $10.1M | 0.58% | 189,134 | SH |
| 44 | Invesco S&P MidCap Quality ETF | XMHQ | 46137V472 | $9.8M | 0.56% | 86,619 | SH |
| 45 | iShares S&P 500 Value ETF | IVE | 464287408 | $9.7M | 0.56% | 42,873 | SH |
| 46 | Vanguard Interm-Term Bond ETF | BIV | 921937819 | $9.0M | 0.51% | 116,733 | SH |
| 47 | American Century Diversified Corporate Bond ETF | KORP | 025072109 | $8.7M | 0.50% | 185,522 | SH |
| 48 | First Trust Preferred Sec & Inc ETF | FPE | 33739E108 | $8.6M | 0.49% | 481,579 | SH |
| 49 | SPDR Portfolio High Yield Bond ETF | SPHY | 78468R606 | $8.2M | 0.47% | 350,060 | SH |
| 50 | Vanguard Small-Cap ETF | VB | 922908751 | $8.2M | 0.47% | 26,909 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-15 | $1.75B | 360 | 0001193125-26-304828 |
| 2026-03-31 | 2026-04-15 | $1.55B | 341 | 0001193125-26-156459 |
| 2025-12-31 | 2026-01-23 | $1.53B | 332 | 0001193125-26-020250 |
Filer Information
Address
34 FOUNTAIN SQUARE PLAZAMD 1090XB
CINCINNATI, OH 45202
Phone
(513) 534-7421
Filing Manager
Fifth Third Securities, Inc.
Cincinnati, OH
Signatory
Jarrett Jacobs
Chief Compliance Officer